Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farmers National Bank | 2,982 | $1.09M | 0.33% | −193−6.1% | Reduced |
| Martingale Asset Management L P | 2,980 | $1.09M | 0.02% | −780−20.7% | Reduced |
| Mainstay Capital Management LLC | 2,979 | $1.09M | 0.21% | −405−12.0% | Reduced |
| Legacy Wealth Asset Management, LLC | 2,975 | $1.09M | 0.30% | −115−3.7% | Reduced |
| Morse Asset Management, Inc | 2,974 | $1.09M | 0.28% | +125+4.4% | Added |
| CMG Global Holdings, LLC | 2,968 | $1.09M | 0.75% | 00.0% | Unchanged |
| Natixis | 2,964 | $1.09M | 0.01% | −24,906−89.4% | Reduced |
| Aspire Private Capital, LLC | 2,959 | $1.08M | 0.29% | +290+10.9% | Added |
| Hazlett, Burt & Watson, Inc. | 2,952 | $1.08M | 0.65% | −49−1.6% | Reduced |
| KLCM Advisors, Inc. | 2,944 | $1.08M | 0.14% | −103−3.4% | Reduced |
| Harfst & Associates, Inc. | 2,941 | $1.08M | 0.26% | −13−0.4% | Reduced |
| CVA Family Office, LLC | 2,934 | $1.08M | 0.19% | +53+1.8% | Added |
| Manchester Capital Management LLC | 2,933 | $1.07M | 0.13% | +47+1.6% | Added |
| FCG Investment Co | 2,927 | $1.07M | 0.86% | −1,082−27.0% | Reduced |
| Well Done, LLC | 2,926 | $1.07M | 0.21% | +241+9.0% | Added |
| Peoples Financial Services Corp. | 2,919 | $1.07M | 0.46% | −391−11.8% | Reduced |
| Veracity Capital LLC | 2,917 | $1.07M | 0.42% | −656−18.4% | Reduced |
| South State Corp. | 2,916 | $1.07M | 0.08% | −699−19.3% | Reduced |
| Transcend Wealth Collective, LLC | 2,909 | $1.07M | 0.09% | −124−4.1% | Reduced |
| Berkshire Asset Management LLC | 2,908 | $1.07M | 0.06% | −293−9.2% | Reduced |
| Clarus Wealth Advisors | 2,849 | $1.06M | 0.60% | −152−5.1% | Reduced |
| Aspiriant, LLC | 2,889 | $1.06M | 0.04% | −41−1.4% | Reduced |
| Carnegie Capital Asset Management, LLC | 2,890 | $1.06M | 0.03% | −126−4.2% | Reduced |
| Toth Financial Advisory Corp | 2,877 | $1.05M | 0.13% | −138−4.6% | Reduced |
| Washington Trust Advisors, Inc. | 2,871 | $1.05M | 0.10% | −413−12.6% | Reduced |
| Ironwood Investment Counsel, LLC | 2,868 | $1.05M | 0.19% | +10.0% | Added |
| Vectors Research Management, LLC | 2,867 | $1.05M | 0.30% | −184−6.0% | Reduced |
| Somerville Kurt F | 2,860 | $1.05M | 0.18% | 00.0% | Unchanged |
| Archer Investment Corp | 2,855 | $1.05M | 0.31% | −146−4.9% | Reduced |
| Fort Sheridan Advisors LLC | 2,854 | $1.05M | 0.20% | +124+4.5% | Added |
| Carson Advisory Inc. | 2,853 | $1.05M | 0.74% | +3+0.1% | Added |
| Ballast Advisors LLC | 2,850 | $1.04M | 0.35% | −209−6.8% | Reduced |
| Compass Ion Advisors, LLC | 2,839 | $1.04M | 0.15% | +10.0% | Added |
| Accredited Investors Inc. | 2,839 | $1.04M | 0.07% | −51−1.8% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,792 | $1.04M | 0.20% | +3+0.1% | Added |
| Texas Capital Bancshares Inc | 2,833 | $1.04M | 0.47% | −1,124−28.4% | Reduced |
| Ballast, Inc. | 2,829 | $1.04M | 0.33% | +4+0.1% | Added |
| Capstone Financial Advisors, Inc. | 2,824 | $1.03M | 0.07% | +35+1.3% | Added |
| Valmark Advisers, Inc. | 2,823 | $1.03M | 0.02% | +387+15.9% | Added |
| 1858 Wealth Management, LLC | 3,498 | $1.03M | 0.98% | 00.0% | Unchanged |
| Hancock Whitney Corp | 2,801 | $1.03M | 0.04% | −168−5.7% | Reduced |
| Clarus Group, Inc. | 2,801 | $1.03M | 0.72% | −22−0.8% | Reduced |
| Peavine Capital, LLC | 2,800 | $1.03M | 0.26% | 00.0% | Unchanged |
| Sentinus, LLC | 2,796 | $1.02M | 0.36% | +2,796 | New |
| Everhart Financial Group, Inc. | 2,789 | $1.02M | 0.30% | +1,113+66.4% | Added |
| RDA Financial Network | 2,788 | $1.02M | 0.35% | +184+7.1% | Added |
| Sittner & Nelson, LLC | 2,785 | $1.02M | 0.51% | −544−16.3% | Reduced |
| Capital Advisors Inc | 2,785 | $1.02M | 0.02% | +207+8.0% | Added |
| First Command Advisory Services, Inc. | 2,786 | $1.02M | 0.01% | −105−3.6% | Reduced |
| Girard Partners Ltd. | 2,780 | $1.02M | 0.10% | −131−4.5% | Reduced |
| Abacus Planning Group, Inc. | 2,768 | $1.01M | 0.20% | −87−3.0% | Reduced |
| Patriot Investment Management Inc. | 2,763 | $1.01M | 0.08% | −14−0.5% | Reduced |
| Financial Management Network Inc | 2,736 | $1.01M | 0.25% | −131−4.6% | Reduced |
| Bill Few Associates, Inc. | 2,759 | $1.01M | 0.41% | +212+8.3% | Added |
| Heartwood Wealth Advisors LLC | 2,754 | $1.01M | 0.12% | +50+1.8% | Added |
| Disciplined Equity Management, Inc. | 2,750 | $1.01M | 0.67% | −60−2.1% | Reduced |
| Key Financial Inc | 2,742 | $1.00M | 0.26% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 2,736 | $1.00M | 0.28% | +135+5.2% | Added |
| Eagle Bluffs Wealth Management LLC | 2,734 | $1.00M | 0.62% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 2,733 | $1.00M | 0.05% | +10.0% | Added |
| CX Institutional | 2,731 | $1.00M | 0.05% | −130−4.5% | Reduced |
| Prosperitas Financial LLC | 2,723 | $997.8K | 0.64% | −106−3.7% | Reduced |
| NVWM, LLC | 2,717 | $995.6K | 0.27% | −256−8.6% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,712 | $993.8K | 0.23% | +2,027+295.9% | Added |
| Cahill Financial Advisors Inc | 2,705 | $991.0K | 0.14% | −527−16.3% | Reduced |
| Waycross Partners, LLC | 2,700 | $989.4K | 0.17% | 00.0% | Unchanged |
| TCG Advisory Services, LLC | 2,692 | $986.3K | 0.05% | +244+10.0% | Added |
| ABN AMRO Bank N.V. | 2,692 | $985.8K | 0.01% | −1,670−38.3% | Reduced |
| LVW Advisors, LLC | 2,687 | $984.6K | 0.17% | +930+52.9% | Added |
| Epoch Investment Partners, Inc. | 2,686 | $984.2K | 0.00% | −113−4.0% | Reduced |
| Redwood Wealth Management Group, LLC | 2,676 | $980.6K | 1.04% | −343−11.4% | Reduced |
| Sentry Investment Management LLC | 2,675 | $980.0K | 0.38% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,660 | $974.8K | 0.02% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 2,660 | $974.7K | 0.10% | −554−17.2% | Reduced |
| Quadcap Wealth Management, LLC | 2,652 | $971.9K | 0.22% | −200−7.0% | Reduced |
| Sompo Asset Management Co., Ltd. | 2,650 | $971.0K | 0.16% | +160+6.4% | Added |
| GeoWealth Management, LLC | 2,648 | $970.5K | 0.04% | −2,092−44.1% | Reduced |
| Van Strum & Towne Inc. | 2,645 | $969.2K | 0.35% | +200+8.2% | Added |
| Klingenstein Fields & Co LP | 2,643 | $968.5K | 0.04% | −60−2.2% | Reduced |
| Astoria Portfolio Advisors LLC. | 2,660 | $967.8K | 0.37% | −31−1.2% | Reduced |
| Cidel Asset Management Inc | 2,638 | $966.6K | 0.07% | −51−1.9% | Reduced |
| Prestige Wealth Management Group LLC | 2,632 | $964.5K | 0.21% | −2−0.1% | Reduced |
| Fortem Financial Group, LLC | 2,630 | $963.8K | 0.42% | −451−14.6% | Reduced |
| Skopos Labs, Inc. | 2,649 | $963.5K | 0.41% | +44+1.7% | Added |
| Windsor Capital Management, LLC | 2,627 | $962.5K | 0.30% | −48−1.8% | Reduced |
| Stiles Financial Services Inc | 2,621 | $960.5K | 0.38% | −44−1.7% | Reduced |
| Virtus ETF Advisers LLC | 2,621 | $960.4K | 0.51% | +259+11.0% | Added |
| Adell Harriman & Carpenter Inc | 2,620 | $960.2K | 0.08% | −289−9.9% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,620 | $960.1K | 0.24% | +20+0.8% | Added |
| Hudson Valley Investment Advisors Inc | 2,609 | $956.0K | 0.11% | −552−17.5% | Reduced |
| Hilltop National Bank | 2,605 | $954.5K | 0.32% | +2,605 | New |
| Ted Buchan & Co | 2,602 | $953.5K | 0.59% | −47−1.8% | Reduced |
| Verus Capital Partners, LLC | 2,597 | $951.6K | 0.11% | −6−0.2% | Reduced |
| BTG Pactual Global Asset Management Ltd | 2,592 | $949.8K | 0.30% | +2,592 | New |
| Pine Haven Investment Counsel, Inc | 2,590 | $949.1K | 0.83% | −25−1.0% | Reduced |
| Northstar Group, Inc. | 2,586 | $947.7K | 0.19% | −60−2.3% | Reduced |
| KKM Financial LLC | 2,575 | $943.6K | 0.46% | +692+36.7% | Added |
| Westmount Partners, LLC | 2,573 | $943.0K | 0.34% | −50−1.9% | Reduced |
| White Lighthouse Investment Management Inc. | 2,571 | $942.1K | 0.19% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 2,570 | $941.7K | 0.42% | −61−2.3% | Reduced |