Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 319,703 | $152.5M | 0.25% | +4,122+1.3% | Added |
| Colony Group, LLC | 317,899 | $151.4M | 0.25% | +8,065+2.6% | Added |
| Advisor Group Holdings, Inc. | 335,688 | $149.3M | 0.21% | +60,185+21.8% | Added |
| Mackenzie Financial Corp | 310,048 | $147.9M | 0.18% | +141,692+84.2% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 308,035 | $147.0M | 1.19% | +1,385+0.5% | Added |
| Mariner, LLC | 307,029 | $146.5M | 0.19% | +11,387+3.9% | Added |
| Manufacturers Life Insurance Company, The | 306,791 | $146.4M | 0.12% | −3,939−1.3% | Reduced |
| Prudential Financial Inc | 299,922 | $143.1M | 0.17% | +7,886+2.7% | Added |
| Asset Management One Co.,Ltd. | 290,625 | $138.7M | 0.40% | −1,529−0.5% | Reduced |
| Fullerton Fund Management Co Ltd. | 284,856 | $135.9M | 5.25% | +161,726+131.3% | Added |
| Great West Life Assurance Co | 287,694 | $135.7M | 0.19% | +3,894+1.4% | Added |
| Nomura Asset Management Co Ltd | 283,941 | $135.5M | 0.35% | −56,427−16.6% | Reduced |
| Rockefeller Capital Management L.P. | 283,497 | $135.3M | 0.26% | +2,386+0.8% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 279,689 | $133.5M | 0.22% | −8,247−2.9% | Reduced |
| Cetera Investment Advisers | 275,422 | $131.4M | 0.15% | +42,444+18.2% | Added |
| Empower Advisory Group, LLC | 267,696 | $127.7M | 0.35% | +1,962+0.7% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 260,356 | $124.2M | 0.29% | −25,908−9.1% | Reduced |
| Cerity Partners LLC | 257,954 | $123.1M | 0.20% | −2,375−0.9% | Reduced |
| Royal London Asset Management Ltd | 253,930 | $121.2M | 0.26% | −6,829−2.6% | Reduced |
| 1832 Asset Management L.P. | 253,660 | $121.0M | 0.20% | +253,660 | New |
| State of Wisconsin Investment Board | 252,046 | $120.3M | 0.28% | −8,981−3.4% | Reduced |
| Allianz Asset Management GmbH | 248,614 | $118.6M | 0.15% | +4,868+2.0% | Added |
| AQR Capital Management LLC | 246,400 | $116.9M | 0.07% | +142,443+137.0% | Added |
| Chevy Chase Trust Holdings, Inc. | 244,344 | $116.6M | 0.32% | −9,280−3.7% | Reduced |
| Janney Montgomery Scott LLC | 242,597 | $115.8M | 0.27% | −2,779−1.1% | Reduced |
| Jennison Associates LLC | 236,906 | $113.0M | 0.07% | −3,148−1.3% | Reduced |
| Retirement Systems of Alabama | 234,055 | $111.7M | 0.37% | −985−0.4% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 232,746 | $111.1M | 0.21% | +213,985+1,140.6% | Added |
| TD Asset Management Inc | 231,376 | $110.4M | 0.09% | −4,643−2.0% | Reduced |
| Bollard Group LLC | 226,762 | $108.2M | 2.68% | +11,408+5.3% | Added |
| Ensign Peak Advisors, Inc | 225,004 | $107.4M | 0.18% | +6,096+2.8% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 223,984 | $106.9M | 0.23% | −159,079−41.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 223,525 | $106.7M | 0.07% | +147+0.1% | Added |
| Danske Bank A/S | 221,027 | $105.5M | 0.26% | −2,943−1.3% | Reduced |
| Keybank National Association | 220,875 | $105.4M | 0.37% | +29,636+15.5% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 219,675 | $104.8M | 0.33% | −52,240−19.2% | Reduced |
| O'Shaughnessy Asset Management, LLC | 219,537 | $104.8M | 0.62% | −8,171−3.6% | Reduced |
| Truist Financial Corp | 214,498 | $102.3M | 0.14% | +2,267+1.1% | Added |
| GWM Advisors LLC | 209,753 | $100.1M | 0.45% | −6,906−3.2% | Reduced |
| Treasurer of the State of North Carolina | 208,186 | $99.3M | 0.31% | −8,116−3.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 207,983 | $99.2M | 0.27% | +9,424+4.7% | Added |
| Menora Mivtachim Holdings Ltd. | 207,500 | $99.0M | 0.50% | −72,500−25.9% | Reduced |
| M&T Bank Corp | 200,328 | $95.6M | 0.32% | −9,594−4.6% | Reduced |
| Rathbone Brothers plc | 199,111 | $95.0M | 0.39% | −28,790−12.6% | Reduced |
| Toroso Investments, LLC | 194,023 | $92.6M | 0.39% | +72,326+59.4% | Added |
| Quantinno Capital Management LP | 193,501 | $92.3M | 0.25% | +60,938+46.0% | Added |
| Public Employees Retirement System of Ohio | 191,135 | $91.2M | 0.29% | −2,759−1.4% | Reduced |
| Kestra Advisory Services, LLC | 184,950 | $88.2M | 0.40% | +18,562+11.2% | Added |
| Zurich Insurance Group Ltd | 181,462 | $86.6M | 0.62% | +64,048+54.5% | Added |
| Swiss Life Asset Management Ltd | 180,812 | $86.3M | 0.45% | +8,159+4.7% | Added |
| Russell Investments Group, Ltd. | 177,465 | $84.5M | 0.10% | +4,055+2.3% | Added |
| Old Republic International Corporation | 177,000 | $84.5M | 3.13% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 176,626 | $84.3M | 0.51% | +5,675+3.3% | Added |
| Credit Agricole S A | 173,599 | $82.8M | 0.27% | +173,599 | New |
| Midwest Trust Co | 169,709 | $81.0M | 1.05% | −2,420−1.4% | Reduced |
| Nisa Investment Advisors, LLC | 168,756 | $80.5M | 0.31% | +8,385+5.2% | Added |
| State of Tennessee, Treasury Department | 167,296 | $79.8M | 0.27% | +1,743+1.1% | Added |
| Daiwa Securities Group Inc. | 166,167 | $79.3M | 0.27% | +3,907+2.4% | Added |
| State of New Jersey Common Pension Fund D | 165,677 | $79.1M | 0.29% | +4,010+2.5% | Added |
| D. E. Shaw & Co., Inc. | 163,619 | $78.1M | 0.06% | −82,993−33.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 158,970 | $77.4M | 0.12% | +4,159+2.7% | Added |
| Alpha Cubed Investments, LLC | 160,764 | $76.7M | 2.67% | −2,447−1.5% | Reduced |
| Resona Asset Management Co.,Ltd. | 158,627 | $75.5M | 0.36% | −11,619−6.8% | Reduced |
| Fort Washington Investment Advisors Inc | 157,730 | $75.3M | 0.41% | −5,947−3.6% | Reduced |
| Gateway Investment Advisers LLC | 157,033 | $74.9M | 0.72% | +660.0% | Added |
| Teacher Retirement System of Texas | 155,499 | $74.2M | 0.30% | −5,808−3.6% | Reduced |
| Man Group plc | 153,582 | $73.3M | 0.14% | +120,301+361.5% | Added |
| MML Investors Services, LLC | 152,598 | $72.8M | 0.19% | −1,763−1.1% | Reduced |
| Commerzbank Aktiengesellschaft | 150,507 | $71.8M | 1.49% | −16,883−10.1% | Reduced |
| CIBC World Markets Inc. | 150,279 | $71.7M | 0.15% | −11,499−7.1% | Reduced |
| STRS Ohio | 149,153 | $71.2M | 0.26% | +11,158+8.1% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 148,562 | $70.9M | 0.37% | −12,461−7.7% | Reduced |
| KBC Group NV | 146,495 | $69.9M | 0.17% | +3,352+2.3% | Added |
| Quadrature Capital Ltd | 144,789 | $69.1M | 0.82% | +103,793+253.2% | Added |
| CBOE Vest Financial, LLC | 140,312 | $66.9M | 0.87% | −50,534−26.5% | Reduced |
| Mercer Global Advisors Inc | 140,236 | $66.9M | 0.11% | +38,667+38.1% | Added |
| Huntington National Bank | 137,867 | $65.8M | 0.40% | −6,493−4.5% | Reduced |
| Arizona State Retirement System | 137,328 | $65.5M | 0.35% | −2,391−1.7% | Reduced |
| Forsta Ap-Fonden | 137,200 | $65.5M | 0.39% | +400+0.3% | Added |
| Aware Super Pty Ltd as trustee of Aware Super | 136,095 | $64.9M | 0.89% | −7,999−5.6% | Reduced |
| Erste Asset Management GmbH | 136,421 | $64.3M | 0.62% | +33,634+32.7% | Added |
| Captrust Financial Advisors | 134,088 | $64.0M | 0.13% | +1,862+1.4% | Added |
| State of Michigan Retirement System | 133,872 | $63.9M | 0.31% | −1,200−0.9% | Reduced |
| Susquehanna International Group, LLP | 131,044 | $62.5M | 0.09% | −106,509−44.8% | Reduced |
| Trexquant Investment LP | 127,526 | $60.8M | 0.63% | −6,767−5.0% | Reduced |
| Achmea Investment Management B.V. | 127,258 | $60.7M | 0.75% | −645−0.5% | Reduced |
| AXA Investment Managers S.A. | 126,175 | $60.2M | 0.16% | +126,175 | New |
| Sanctuary Advisors, LLC | 125,697 | $60.0M | 0.34% | −3,109−2.4% | Reduced |
| Heritage Investors Management Corp | 125,392 | $59.8M | 1.79% | −5,018−3.8% | Reduced |
| HM Payson & Co | 125,093 | $59.7M | 0.86% | −12,933−9.4% | Reduced |
| Cartenna Capital, LP | 125,000 | $59.6M | 3.11% | −115,000−47.9% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 122,484 | $58.4M | 0.50% | +3,938+3.3% | Added |
| Natixis | 122,331 | $58.4M | 0.31% | +122,331 | New |
| Commerce Bank | 121,852 | $58.1M | 0.32% | −7,163−5.6% | Reduced |
| Mediolanum International Funds Ltd | 121,854 | $57.5M | 0.60% | +31,599+35.0% | Added |
| Meyer Handelman Co | 119,591 | $57.1M | 1.80% | −3,685−3.0% | Reduced |
| Czech National Bank | 118,984 | $56.8M | 0.39% | +4,023+3.5% | Added |
| MetLife Investment Management | 118,847 | $56.7M | 0.27% | −3,465−2.8% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 118,664 | $56.6M | 0.23% | −12,645−9.6% | Reduced |
| Gotham Asset Management, LLC | 116,589 | $55.6M | 0.24% | +18,676+19.1% | Added |