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Livermore
ZHEN

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2025

Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
3,150
+180 vs. Q2 2025
Shares held
333.3M
+9.20M (+2.8%) vs. Q2 2025
Total value
$159.0B
+$33.4B (+26.6%) vs. Q2 2025
New holders
299
1,150 more added
Sold out
119
1,201 more reduced

53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2025: 3,150 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ3 2025: $159.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2025

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.

Institutions holding CAT in Q3 2025
InstitutionSharesValue% of portfolioChange in sharesAction
ROSS\JOHNSON & Associates LLC1$4770.01%00.0%Unchanged
Sofos Investments, Inc.2$9540.00%+2New
PFS Partners, LLC2$9550.00%+2New
Harvest Fund Management Co., Ltd2$1.00K0.00%−296−99.3%Reduced
Battery Global Advisors, LLC3$1.43K0.00%00.0%Unchanged
LGT Financial Advisors LLC4$1.91K0.00%00.0%Unchanged
WealthCollab, LLC4$1.91K0.00%00.0%Unchanged
Redwood Park Advisors LLC4$1.91K0.00%00.0%Unchanged
Islay Capital Management, LLC5$2.39K0.00%+3+150.0%Added
Westfuller Advisors, LLC5$2.39K0.00%+5New
Seneschal Advisors, LLC5$2.39K0.00%+5New
Richard W. Paul & Associates, LLC6$2.86K0.00%00.0%Unchanged
Transce3nd, LLC10$3.73K0.03%−447−97.8%Reduced
DAGCO, Inc.8$3.82K0.00%00.0%Unchanged
Cornerstone National Bank & Trust Co9$4.29K0.00%00.0%Unchanged
HFM Investment Advisors, LLC11$5.25K0.00%00.0%Unchanged
Horizon Financial Services, LLC11$5.25K0.00%+10+1,000.0%Added
S&T Bank13$6.20K0.00%+3+30.0%Added
Bayforest Capital Ltd13$6.20K0.00%+13New
Holos Integrated Wealth LLC13$6.39K0.00%00.0%Unchanged
MJT & Associates Financial Advisory Group, Inc.14$6.68K0.01%+14New
Frazier Financial Advisors, LLC15$7.16K0.00%−452−96.8%Reduced
Red Tortoise LLC17$8.11K0.00%00.0%Unchanged
Winnow Wealth LLC17$8.13K0.01%+11+183.3%Added
PayPay Securities Corp17$8.19K0.29%+6+54.5%Added
Evelyn Partners Asset Management Ltd19$9.07K0.00%00.0%Unchanged
Evolution Wealth Management Inc.19$9.07K0.01%+2+11.8%Added
Game Plan Financial Advisors, LLC20$9.54K0.00%00.0%Unchanged
DecisionPoint Financial, LLC20$9.62K0.00%00.0%Unchanged
Vision Financial Markets LLC21$9.65K0.01%00.0%Unchanged
Westend Capital Management, LLC21$10.0K0.00%+21New
Bay Harbor Wealth Management, LLC25$11.9K0.00%+5+25.0%Added
Icon Advisers Inc25$11.9K0.00%00.0%Unchanged
Principia Wealth Advisory, LLC25$11.9K0.01%+3+13.6%Added
Noble Wealth Management PBC25$11.9K0.01%+25New
Prudent Man Investment Management, Inc.33$12.0K0.01%00.0%Unchanged
Perritt Capital Management Inc26$12.4K0.01%00.0%Unchanged
Cedar Mountain Advisors, LLC27$13.1K0.00%−63−70.0%Reduced
Blume Capital Management, Inc.30$14.3K0.00%−1−3.2%Reduced
JDM Financial Group LLC31$14.8K0.01%00.0%Unchanged
Breakwater Investment Management32$15.3K0.01%+2+6.7%Added
Bare Financial Services, Inc32$15.3K0.00%+7+28.0%Added
Peterson Wealth Services16,142$15.3K0.00%+16,125+94,852.9%Added
Your Advocates Ltd., LLP35$16.7K0.01%00.0%Unchanged
Stone House Investment Management, LLC36$17.2K0.00%+2+5.9%Added
Stephenson National Bank & Trust36$17.2K0.01%+4+12.5%Added
DiNuzzo Private Wealth, Inc.41$17.2K0.00%−94−69.6%Reduced
Fortis Group Advisors, LLC37$17.7K0.00%00.0%Unchanged
Consultiva Wealth Management, Corp.37$17.7K0.05%00.0%Unchanged
Accent Capital Management, LLC37$17.7K0.01%00.0%Unchanged
Penserra Capital Management LLC39$18.0K0.00%−3−7.1%Reduced
Copia Wealth Management38$18.1K0.01%00.0%Unchanged
Aspect Partners, LLC38$18.1K0.01%−1−2.6%Reduced
Rialto Wealth Management, LLC38$18.1K0.00%+3+8.6%Added
Chapman Financial Group, LLC42$20.0K0.01%00.0%Unchanged
Davis Capital Management43$20.5K0.01%+43New
Corundum Trust Company, INC47$22.4K0.05%+47New
TFC Financial Management48$23.0K0.00%+1+2.1%Added
Financial Avengers, Inc.50$23.9K0.01%00.0%Unchanged
Front Row Advisors LLC51$24.3K0.01%00.0%Unchanged
Highline Wealth Partners LLC51$24.4K0.01%+27+112.5%Added
Raffa Wealth Management, LLC52$24.8K0.00%+8+18.2%Added
Kathleen S. Wright Associates Inc.54$25.8K0.01%00.0%Unchanged
Dogwood Wealth Management LLC55$26.2K0.01%+2+3.8%Added
Inlight Wealth Management, LLC58$27.7K0.01%00.0%Unchanged
Marquette Asset Management, LLC58$27.7K0.00%+53+1,060.0%Added
Legacy Wealth Managment, LLC59$28.2K0.01%00.0%Unchanged
Atlantic Edge Private Wealth Management, LLC60$28.6K0.01%−5−7.7%Reduced
Meeder Asset Management Inc60$28.6K0.00%−1−1.6%Reduced
Sagard Holdings Management Inc.61$29.1K0.15%00.0%Unchanged
Evelyn Partners Investment Management Services Ltd63$30.1K0.00%00.0%Unchanged
Vermillion & White Wealth Management Group, LLC64$30.5K0.02%−25−28.1%Reduced
Manitou Investment Management Ltd.65$31.0K0.01%00.0%Unchanged
Anfield Capital Management, LLC65$31.0K0.01%+6+10.2%Added
Joseph Group Capital Management68$32.4K0.01%+68New
Rakuten Securities, Inc.72$34.4K0.01%−51−41.5%Reduced
SWAN Capital LLC73$34.8K0.01%−15−17.0%Reduced
Flagship Wealth Advisors, LLC73$34.8K0.01%00.0%Unchanged
Sellwood Investment Partners LLC74$35.3K0.01%+74New
Burkett Financial Services, LLC75$35.8K0.01%+34+82.9%Added
Thompson Investment Management, Inc.75$35.8K0.00%00.0%Unchanged
Mascoma Wealth Management LLC75$35.8K0.01%00.0%Unchanged
Lowe Wealth Advisors, LLC76$36.3K0.01%00.0%Unchanged
Kilter Group LLC79$37.7K0.02%+10+14.5%Added
Estabrook Capital Management80$38.2K0.01%−30−27.3%Reduced
Family Legacy Financial Solutions, LLC82$39.2K0.03%+1+1.2%Added
RiverPark Advisors, LLC83$39.6K0.02%00.0%Unchanged
Valued Wealth Advisors LLC85$40.3K0.02%+9+11.8%Added
Harbor Asset Planning, Inc.88$41.8K0.04%00.0%Unchanged
DB Fitzpatrick & Co, Inc88$42.0K0.04%00.0%Unchanged
1620 Investment Advisors, Inc.90$42.9K0.03%−2−2.2%Reduced
Financial Network Wealth Advisors LLC92$43.9K0.05%−29−24.0%Reduced
Compass Financial Services Inc95$45.1K0.02%+1+1.1%Added
Nalls Sherbakoff Group, LLC96$45.9K0.03%00.0%Unchanged
Retirement Wealth Solutions LLC97$46.1K0.03%00.0%Unchanged
MPWM Advisory Solutions, LLC99$47.2K0.03%00.0%Unchanged
Corsicana & Co.99$47.2K0.03%+99New
Albion Financial Group100$47.7K0.00%00.0%Unchanged
Kimelman & Baird, LLC100$47.7K0.00%00.0%Unchanged
Fourth Dimension Wealth, LLC100$47.7K0.02%00.0%Unchanged