Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Janus Henderson Group PLC | 115,757 | $55.2M | 0.03% | +55,769+93.0% | Added |
| Blair William & Co | 115,616 | $55.2M | 0.15% | +2,072+1.8% | Added |
| SEI Investments Co | 115,226 | $55.0M | 0.06% | +11,050+10.6% | Added |
| Squarepoint Ops LLC | 113,225 | $54.0M | 0.11% | +86,334+321.1% | Added |
| Pinnacle Associates Ltd | 112,996 | $53.9M | 0.72% | +334+0.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 112,499 | $53.7M | 0.27% | −2,848−2.5% | Reduced |
| S&CO Inc | 112,078 | $53.5M | 3.27% | −5,197−4.4% | Reduced |
| Capital Fund Management S.A. | 109,763 | $52.4M | 0.52% | +13,902+14.5% | Added |
| Adviser Investments LLC | 107,770 | $51.4M | 0.58% | +18,591+20.8% | Added |
| Bradley Foster & Sargent Inc | 107,732 | $51.4M | 0.76% | −1,119−1.0% | Reduced |
| Jones Financial Companies LLLP | 107,752 | $50.2M | 0.03% | +13,231+14.0% | Added |
| Clearstead Advisors, LLC | 104,767 | $50.0M | 0.73% | +5,294+5.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 103,917 | $49.6M | 0.16% | +22,699+27.9% | Added |
| Handelsbanken Fonder AB | 101,566 | $48.5M | 0.15% | −6,109−5.7% | Reduced |
| CWM, LLC | 101,188 | $48.3M | 0.15% | +10,555+11.6% | Added |
| Gabelli Funds LLC | 101,152 | $48.3M | 0.33% | −2,840−2.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 100,998 | $48.2M | 0.28% | −67−0.1% | Reduced |
| Wesleyan Assurance Society | 100,379 | $47.9M | 2.86% | 00.0% | Unchanged |
| Fred Alger Management, LLC | 100,181 | $47.8M | 0.19% | +100,181 | New |
| Paralel Advisors LLC | 100,000 | $47.7M | 1.86% | 00.0% | Unchanged |
| Calamos Advisors LLC | 99,522 | $47.5M | 0.19% | −43,753−30.5% | Reduced |
| Edmond de Rothschild Holding S.A. | 98,054 | $46.8M | 0.72% | −14,472−12.9% | Reduced |
| Banco Santander, S.A. | 97,659 | $46.6M | 0.41% | +14,303+17.2% | Added |
| Interval Partners, LP | 96,851 | $46.2M | 0.99% | −177,464−64.7% | Reduced |
| Comerica Bank | 95,837 | $45.7M | 0.17% | −4,265−4.3% | Reduced |
| Vontobel Holding Ltd. | 95,760 | $45.7M | 0.14% | −10,607−10.0% | Reduced |
| Cresset Asset Management, LLC | 95,518 | $45.6M | 0.20% | −8,285−8.0% | Reduced |
| Busey Wealth Management | 94,374 | $45.0M | 1.26% | −921−1.0% | Reduced |
| Mesirow Financial Investment Management, Inc. | 93,423 | $44.6M | 0.80% | −1,513−1.6% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 92,424 | $44.1M | 0.11% | −7,166−7.2% | Reduced |
| Lido Advisors, LLC | 92,363 | $44.1M | 0.18% | +19,036+26.0% | Added |
| Amalgamated Bank | 91,937 | $43.9M | 0.31% | −1,459−1.6% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 91,292 | $43.6M | 5.00% | −751−0.8% | Reduced |
| Macquarie Group Ltd | 90,532 | $43.2M | 0.05% | +3,322+3.8% | Added |
| Aptus Capital Advisors, LLC | 90,431 | $43.1M | 0.39% | −4,484−4.7% | Reduced |
| IFM Investors Pty Ltd | 91,324 | $42.5M | 0.37% | −1,554−1.7% | Reduced |
| Country Trust Bank | 88,904 | $42.4M | 0.93% | −21,676−19.6% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 87,315 | $41.7M | 0.38% | −5,742−6.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 86,511 | $41.6M | 0.07% | −51,266−37.2% | Reduced |
| Brown Advisory Inc | 86,671 | $41.4M | 0.05% | +2,198+2.6% | Added |
| J. Goldman & Co LP | 85,665 | $40.9M | 1.55% | +85,665 | New |
| Virginia Retirement Systems Et Al | 85,412 | $40.8M | 0.26% | −37,000−30.2% | Reduced |
| D.A. Davidson & Co. | 83,978 | $40.1M | 0.26% | +1,351+1.6% | Added |
| Yaupon Capital Management LP | 82,253 | $39.2M | 2.02% | +82,253 | New |
| NEOS Investment Management LLC | 81,788 | $39.0M | 0.29% | +31,588+62.9% | Added |
| LSV Asset Management | 81,500 | $38.9M | 0.09% | −11,800−12.6% | Reduced |
| Conning Inc. | 81,480 | $38.9M | 1.29% | −18,844−18.8% | Reduced |
| Tocqueville Asset Management L.P. | 80,990 | $38.6M | 0.56% | +210.0% | Added |
| QRG Capital Management, Inc. | 80,907 | $38.6M | 0.47% | −28,141−25.8% | Reduced |
| Private Advisor Group, LLC | 80,287 | $38.3M | 0.19% | +6,022+8.1% | Added |
| Yousif Capital Management, LLC | 79,430 | $37.9M | 0.40% | −5,655−6.6% | Reduced |
| Varma Mutual Pension Insurance Co | 78,556 | $37.5M | 0.24% | +9,200+13.3% | Added |
| Allworth Financial LP | 78,181 | $37.3M | 0.17% | −1,678−2.1% | Reduced |
| ING Groep NV | 77,967 | $37.2M | 0.20% | +12,178+18.5% | Added |
| Willis Investment Counsel | 77,731 | $37.1M | 2.03% | −1,877−2.4% | Reduced |
| Advisors Capital Management, LLC | 77,083 | $36.8M | 0.46% | +1,186+1.6% | Added |
| Wiley Bros.-Aintree Capital, LLC | 82,892 | $36.8M | 0.24% | +10,511+14.5% | Added |
| Regions Financial Corp | 76,565 | $36.5M | 0.24% | −1,975−2.5% | Reduced |
| NorthCrest Asset Manangement, LLC | 75,021 | $36.5M | 0.87% | −81−0.1% | Reduced |
| Utah Retirement Systems | 76,518 | $36.5M | 0.35% | −1,994−2.5% | Reduced |
| Levin Capital Strategies, L.P. | 75,866 | $36.2M | 3.32% | −193−0.3% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 74,699 | $35.6M | 0.29% | +4,348+6.2% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 74,587 | $35.5M | 0.06% | −84,689−53.2% | Reduced |
| Beacon Pointe Advisors, LLC | 74,248 | $35.4M | 0.30% | −10,607−12.5% | Reduced |
| JustInvest LLC | 73,363 | $35.0M | 0.36% | +2,565+3.6% | Added |
| Vaughan David Investments LLC | 72,331 | $34.5M | 0.74% | −6,455−8.2% | Reduced |
| CSM Advisors, LLC | 72,313 | $34.5M | 0.96% | −17,015−19.0% | Reduced |
| Prospera Financial Services Inc | 71,665 | $34.2M | 0.58% | −3,385−4.5% | Reduced |
| Nichols & Pratt Advisers LLP | 71,430 | $34.1M | 2.15% | +1,115+1.6% | Added |
| Marco Investment Management LLC | 71,290 | $34.0M | 2.61% | −763−1.1% | Reduced |
| Ausdal Financial Partners, Inc. | 71,118 | $33.9M | 1.65% | +1,290+1.8% | Added |
| Ilmarinen Mutual Pension Insurance Co | 70,800 | $33.8M | 0.25% | −16,200−18.6% | Reduced |
| Rheos Capital Works Inc. | 70,000 | $33.4M | 1.87% | +70,000 | New |
| Peapack Gladstone Financial Corp | 69,312 | $33.1M | 0.43% | +60+0.1% | Added |
| Kovitz Investment Group Partners, LLC | 68,999 | $32.9M | 0.13% | −2,940−4.1% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 68,917 | $32.9M | 0.69% | +763+1.1% | Added |
| J. Safra Sarasin Holding AG | 68,840 | $32.8M | 0.53% | +2,723+4.1% | Added |
| Fayez Sarofim & Co | 68,732 | $32.8M | 0.08% | −50−0.1% | Reduced |
| Glenview Trust Co | 68,500 | $32.7M | 0.52% | −625−0.9% | Reduced |
| Polar Capital Holdings Plc | 68,321 | $32.6M | 0.16% | +12,485+22.4% | Added |
| British Columbia Investment Management Corp | 67,716 | $32.3M | 0.19% | −7,578−10.1% | Reduced |
| CIBC Asset Management Inc | 67,633 | $32.3M | 0.09% | −489−0.7% | Reduced |
| Xponance, Inc. | 67,039 | $32.0M | 0.25% | −3,369−4.8% | Reduced |
| Capital International Inc | 66,546 | $31.8M | 0.25% | +15,122+29.4% | Added |
| Wealthfront Advisers LLC | 66,260 | $31.6M | 0.07% | +1,561+2.4% | Added |
| Covalis Capital LLP | 65,454 | $31.2M | 3.64% | −21,072−24.4% | Reduced |
| Walleye Capital LLC | 64,864 | $30.9M | 0.25% | −87,369−57.4% | Reduced |
| Fiduciary Trust Co | 64,826 | $30.9M | 0.35% | +184+0.3% | Added |
| Pathstone Holdings, LLC | 64,811 | $30.9M | 0.12% | −73−0.1% | Reduced |
| Oppenheimer & Co Inc | 64,755 | $30.9M | 0.38% | +5,253+8.8% | Added |
| CIBC Bancorp USA Inc. | 64,699 | $30.9M | 0.19% | +64,699 | New |
| Factory Mutual Insurance Co | 64,100 | $30.6M | 0.30% | 00.0% | Unchanged |
| Dakota Wealth Management | 64,046 | $30.6M | 0.62% | −11,658−15.4% | Reduced |
| New York Life Investment Management LLC | 63,650 | $30.4M | 0.27% | −486−0.8% | Reduced |
| Ofi Invest Asset Management | 73,966 | $30.0M | 0.63% | −20,272−21.5% | Reduced |
| TD Waterhouse Canada Inc. | 61,921 | $29.8M | 0.19% | −508−0.8% | Reduced |
| Woodline Partners LP | 61,915 | $29.5M | 0.14% | +11,041+21.7% | Added |
| Westchester Capital Management, Inc. | 61,806 | $29.5M | 6.34% | −1,740−2.7% | Reduced |
| Brookstone Capital Management | 61,422 | $29.3M | 0.35% | −60.0% | Reduced |
| Stephens Inc | 61,155 | $29.2M | 0.37% | −7,493−10.9% | Reduced |