Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Investment Counsel LLC | 60,916 | $29.1M | 3.05% | −506−0.8% | Reduced |
| Public Employees Retirement Association of Colorado | 60,364 | $28.8M | 0.11% | −2,075−3.3% | Reduced |
| Nissay Asset Management Corp | 60,330 | $28.8M | 0.16% | −562−0.9% | Reduced |
| Blackhill Capital Inc | 60,000 | $28.6M | 1.42% | 00.0% | Unchanged |
| Scotia Capital Inc. | 59,528 | $28.4M | 0.12% | −19,588−24.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 59,476 | $28.4M | 0.22% | +21,732+57.6% | Added |
| Moran Wealth Management, LLC | 59,357 | $28.3M | 0.85% | −1,005−1.7% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 59,091 | $28.2M | 0.25% | +2,036+3.6% | Added |
| Schonfeld Strategic Advisors LLC | 58,410 | $27.9M | 0.19% | −255,118−81.4% | Reduced |
| USS Investment Management Ltd | 58,354 | $27.8M | 0.13% | 00.0% | Unchanged |
| Ethic Inc. | 57,824 | $27.6M | 0.45% | −432−0.7% | Reduced |
| Delta Asset Management LLC | 57,331 | $27.4M | 2.32% | −393−0.7% | Reduced |
| Massmutual Trust Co FSB | 57,040 | $27.2M | 0.69% | −2,118−3.6% | Reduced |
| Mutual of America Capital Management LLC | 56,649 | $27.0M | 0.29% | −2,738−4.6% | Reduced |
| ASR Vermogensbeheer N.V. | 56,075 | $26.8M | 0.32% | −264−0.5% | Reduced |
| Federation des caisses Desjardins du Quebec | 55,888 | $26.7M | 0.10% | +7,201+14.8% | Added |
| Cadinha & Co LLC | 55,617 | $26.5M | 3.61% | +604+1.1% | Added |
| CCM Investment Advisers LLC | 55,219 | $26.3M | 2.60% | −370−0.7% | Reduced |
| Oppenheimer Asset Management Inc. | 55,116 | $26.3M | 0.29% | −6,113−10.0% | Reduced |
| Callahan Advisors, LLC | 54,385 | $25.9M | 2.20% | −777−1.4% | Reduced |
| Congress Asset Management Co | 54,084 | $25.8M | 0.17% | −265−0.5% | Reduced |
| Oregon Public Employees Retirement Fund | 53,510 | $25.5M | 0.33% | +12,881+31.7% | Added |
| Guggenheim Capital LLC | 53,181 | $25.4M | 0.19% | +4,841+10.0% | Added |
| Baker Avenue Asset Management, LP | 52,708 | $25.1M | 0.60% | −386−0.7% | Reduced |
| Silvercrest Asset Management Group LLC | 52,116 | $24.9M | 0.16% | −5,963−10.3% | Reduced |
| Richard C. Young & CO., LTD. | 51,811 | $24.7M | 2.30% | −1,221−2.3% | Reduced |
| BLI - Banque de Luxembourg Investments | 52,360 | $24.7M | 0.72% | −37,900−42.0% | Reduced |
| Harvest Portfolios Group Inc. | 51,469 | $24.6M | 0.45% | −13,768−21.1% | Reduced |
| OP Asset Management Ltd | 51,437 | $24.5M | 0.32% | +647+1.3% | Added |
| Los Angeles Capital Management LLC | 51,351 | $24.5M | 0.08% | −193,029−79.0% | Reduced |
| Salem Investment Counselors Inc | 51,250 | $24.5M | 0.70% | +669+1.3% | Added |
| LaFleur & Godfrey LLC | 50,914 | $24.3M | 2.95% | −3,070−5.7% | Reduced |
| State of Alaska, Department of Revenue | 50,343 | $24.0M | 0.25% | −2,475−4.7% | Reduced |
| KCM Investment Advisors LLC | 50,176 | $23.9M | 0.77% | −1,265−2.5% | Reduced |
| Wharton Business Group, LLC | 49,578 | $23.7M | 1.03% | −1,080−2.1% | Reduced |
| Whittier Trust Co | 47,099 | $23.4M | 0.27% | −1,545−3.2% | Reduced |
| Allianz SE | 47,764 | $22.8M | 0.48% | 00.0% | Unchanged |
| CWM Advisors, LLC | 47,397 | $22.6M | 2.20% | −2,835−5.6% | Reduced |
| Ossiam | 47,059 | $22.5M | 0.29% | +40,625+631.4% | Added |
| Charter Trust Co | 46,787 | $22.3M | 1.34% | −57−0.1% | Reduced |
| Independent Advisor Alliance | 46,710 | $22.3M | 0.58% | +2,091+4.7% | Added |
| Integrated Advisors Network LLC | 46,251 | $22.1M | 0.93% | −628−1.3% | Reduced |
| Umb Bank N A | 46,242 | $22.1M | 0.32% | −1,201−2.5% | Reduced |
| Savant Capital, LLC | 46,092 | $22.0M | 0.13% | −1,619−3.4% | Reduced |
| Cornerstone Advisors, LLC | 46,000 | $21.9M | 0.72% | 00.0% | Unchanged |
| Davenport & Co LLC | 45,901 | $21.9M | 0.12% | −243−0.5% | Reduced |
| MAI Capital Management | 45,780 | $21.8M | 0.14% | +11,552+33.8% | Added |
| Synovus Financial Corp | 45,606 | $21.8M | 0.25% | +3,826+9.2% | Added |
| United Capital Financial Advisers, LLC | 45,003 | $21.5M | 0.15% | −1,782−3.8% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $21.5M | 1.58% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 44,595 | $21.3M | 0.14% | +3,154+7.6% | Added |
| Aventail Capital Group, LP | 44,422 | $21.2M | 1.01% | +10,614+31.4% | Added |
| Henshaw Capital LLC | 44,335 | $21.2M | 0.79% | 00.0% | Unchanged |
| TruWealth Advisors, LLC | 44,173 | $21.1M | 1.07% | +16,959+62.3% | Added |
| Union Bancaire Privee, UBP SA | 47,231 | $21.0M | 0.43% | +28,773+155.9% | Added |
| First National Trust Co | 43,736 | $20.9M | 0.71% | −1,673−3.7% | Reduced |
| Allied Investment Advisors, LLC | 43,509 | $20.8M | 3.30% | −222−0.5% | Reduced |
| Marshall Wace, LLP | 43,231 | $20.6M | 0.02% | −718,569−94.3% | Reduced |
| Kestra Private Wealth Services, LLC | 43,229 | $20.6M | 0.27% | −5,435−11.2% | Reduced |
| Generali Asset Management SPA SGR | 42,889 | $20.5M | 0.44% | −1,306−3.0% | Reduced |
| Shelton Capital Management | 42,769 | $20.4M | 0.44% | +324+0.8% | Added |
| Nippon Life Global Investors Americas, Inc. | 42,460 | $20.3M | 0.85% | +42,460 | New |
| Segment Wealth Management, LLC | 42,366 | $20.2M | 1.21% | −83−0.2% | Reduced |
| CIBC Private Wealth Group, LLC | 42,305 | $20.2M | 0.03% | +1,279+3.1% | Added |
| Glenmede Investment Management, LP | 42,179 | $20.1M | 0.10% | +648+1.6% | Added |
| Summit Trail Advisors, LLC | 42,171 | $20.1M | 0.28% | −158−0.4% | Reduced |
| Rafferty Asset Management, LLC | 42,154 | $20.1M | 0.07% | −303−0.7% | Reduced |
| Manning & Napier Advisors LLC | 42,140 | $20.1M | 0.26% | −37,815−47.3% | Reduced |
| Noesis Capital Mangement Corp | 42,063 | $20.1M | 3.12% | +1,183+2.9% | Added |
| Associated Banc-Corp | 41,939 | $20.0M | 0.53% | +91+0.2% | Added |
| NBT Bank N A | 31,110 | $19.9M | 1.30% | −11,063−26.2% | Reduced |
| Stillwater Capital Advisors, LLC | 41,778 | $19.9M | 2.24% | −181−0.4% | Reduced |
| Atwater Malick LLC | 41,555 | $19.8M | 5.76% | −1,285−3.0% | Reduced |
| Benjamin Edwards Inc | 41,488 | $19.8M | 0.22% | +874+2.2% | Added |
| Vident Advisory, LLC | 41,425 | $19.8M | 0.19% | +10,887+35.7% | Added |
| Dodge & Cox | 40,794 | $19.5M | 0.01% | −1,127−2.7% | Reduced |
| Welch Group, LLC | 40,697 | $19.4M | 0.76% | +1,063+2.7% | Added |
| Culbertson A N & Co Inc | 40,636 | $19.4M | 2.74% | −485−1.2% | Reduced |
| Advisory Services Network, LLC | 40,552 | $19.3M | 0.28% | +444+1.1% | Added |
| Public Sector Pension Investment Board | 40,433 | $19.3M | 0.07% | +5,675+16.3% | Added |
| Crossmark Global Holdings, Inc. | 40,185 | $19.2M | 0.29% | −4,861−10.8% | Reduced |
| Birmingham Capital Management Co Inc | 39,980 | $19.1M | 8.76% | 00.0% | Unchanged |
| Empowered Funds, LLC | 39,687 | $18.9M | 0.19% | −36,246−47.7% | Reduced |
| SlateStone Wealth, LLC | 39,486 | $18.8M | 1.63% | −6,393−13.9% | Reduced |
| Stockman Wealth Management, Inc. | 39,113 | $18.7M | 2.32% | −1,536−3.8% | Reduced |
| Clear Harbor Asset Management, LLC | 38,969 | $18.6M | 1.31% | −176−0.4% | Reduced |
| Parsons Capital Management Inc | 38,833 | $18.5M | 1.05% | −384−1.0% | Reduced |
| Quilter Plc | 38,685 | $18.5M | 0.32% | −468−1.2% | Reduced |
| FineMark National Bank & Trust | 38,391 | $18.3M | 0.60% | −7,824−16.9% | Reduced |
| Pacer Advisors, Inc. | 38,270 | $18.3M | 0.05% | +80.0% | Added |
| Janney Capital Management LLC | 38,168 | $18.2M | 1.13% | −131−0.3% | Reduced |
| Meridian Wealth Management, LLC | 37,963 | $18.1M | 0.69% | −3,425−8.3% | Reduced |
| Capital Investment Advisors, LLC | 37,920 | $18.1M | 0.30% | −106−0.3% | Reduced |
| Lyell Wealth Management, LP | 37,855 | $18.1M | 1.34% | +492+1.3% | Added |
| Central Trust Co | 37,843 | $18.1M | 0.38% | −548−1.4% | Reduced |
| Jacobs & Co | 37,790 | $18.0M | 1.72% | −1,072−2.8% | Reduced |
| Sanibel Captiva Trust Company, Inc. | 37,772 | $18.0M | 0.51% | −758−2.0% | Reduced |
| Kempen Capital Management N.V. | 37,307 | $17.8M | 0.16% | −358−1.0% | Reduced |
| Clifford Swan Investment Counsel LLC | 37,256 | $17.8M | 0.59% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 37,074 | $17.7M | 0.65% | −21−0.1% | Reduced |