Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,151
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vantage Investment Partners, LLC | 36,963 | $17.6M | 1.21% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 36,303 | $17.3M | 0.13% | +5,874+19.3% | Added |
| Ieq Capital, LLC | 36,203 | $17.3M | 0.05% | +16,552+84.2% | Added |
| Greenwood Gearhart Inc | 36,112 | $17.2M | 0.99% | +50.0% | Added |
| HighPoint Advisor Group LLC | 36,093 | $17.2M | 0.82% | −289−0.8% | Reduced |
| Lee Danner & Bass Inc | 36,091 | $17.2M | 1.25% | −2,194−5.7% | Reduced |
| Norinchukin Bank, The | 36,062 | $17.2M | 0.23% | −1,202−3.2% | Reduced |
| Whittier Trust Co of Nevada Inc | 34,236 | $17.0M | 0.36% | +107+0.3% | Added |
| Bokf, NA | 35,416 | $16.9M | 0.25% | −1,852−5.0% | Reduced |
| Scopus Asset Management, L.P. | 35,269 | $16.8M | 0.40% | +25,269+252.7% | Added |
| LS Investment Advisors, LLC | 35,102 | $16.7M | 2.36% | −2,694−7.1% | Reduced |
| Tema ETFs LLC | 35,062 | $16.7M | 1.39% | +22,112+170.7% | Added |
| Albar Capital Partners LLP | 34,363 | $16.4M | 3.74% | +34,363 | New |
| UniSuper Management Pty Ltd | 34,257 | $16.3M | 0.10% | +4,799+16.3% | Added |
| Jamison Private Wealth Management, Inc. | 33,945 | $16.2M | 2.05% | +98+0.3% | Added |
| Cullinan Associates Inc | 33,525 | $16.0M | 1.04% | −2,141−6.0% | Reduced |
| Merit Financial Group, LLC | 33,381 | $15.9M | 0.15% | +2,742+8.9% | Added |
| Paradiem, LLC | 33,089 | $15.8M | 3.68% | +1,492+4.7% | Added |
| Lazard Asset Management LLC | 32,980 | $15.7M | 0.02% | +3,315+11.2% | Added |
| Investment Management Corp of Ontario | 32,762 | $15.6M | 0.24% | +10,687+48.4% | Added |
| Candriam Luxembourg S.C.A. | 32,639 | $15.6M | 0.08% | −4,471−12.0% | Reduced |
| Intech Investment Management LLC | 32,617 | $15.6M | 0.14% | −74,687−69.6% | Reduced |
| Omers Administration Corp | 32,141 | $15.3M | 0.11% | −600−1.8% | Reduced |
| SummitTX Capital, L.P. | 31,956 | $15.2M | 0.63% | +1,483+4.9% | Added |
| Americana Partners, LLC | 31,338 | $15.0M | 0.45% | +5,592+21.7% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 31,144 | $14.9M | 0.09% | +3,268+11.7% | Added |
| Teamwork Financial Advisors, LLC | 30,858 | $14.7M | 1.60% | +23,077+296.6% | Added |
| Citizens Financial Group Inc | 30,853 | $14.7M | 0.20% | +1,707+5.9% | Added |
| Banque Cantonale Vaudoise | 30,807 | $14.7M | 0.55% | −6,453−17.3% | Reduced |
| Shelter Mutual Insurance Co | 30,780 | $14.7M | 3.29% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 30,723 | $14.7M | 0.56% | −404−1.3% | Reduced |
| Turtle Creek Wealth Advisors, LLC | 30,578 | $14.6M | 1.30% | +1,438+4.9% | Added |
| Freestone Capital Holdings, LLC | 30,541 | $14.6M | 0.45% | +257+0.8% | Added |
| DRH Investments, Inc. | 30,434 | $14.5M | 13.22% | +20+0.1% | Added |
| Coldstream Capital Management Inc | 30,322 | $14.5M | 0.19% | +2,722+9.9% | Added |
| Davidson Kempner Capital Management LP | 30,000 | $14.3M | 0.20% | +5,000+20.0% | Added |
| Mizuho Securities USA LLC | 34,121 | $14.3M | 0.29% | +1,619+5.0% | Added |
| Dearborn Partners LLC | 29,227 | $13.9M | 0.65% | −580−1.9% | Reduced |
| Kentucky Retirement Systems | 29,072 | $13.9M | 0.38% | −1,870−6.0% | Reduced |
| Pinebridge Investments, L.P. | 28,921 | $13.8M | 0.10% | −36,203−55.6% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 28,806 | $13.7M | 1.43% | −377−1.3% | Reduced |
| Venture Visionary Partners LLC | 28,508 | $13.6M | 0.47% | −2,789−8.9% | Reduced |
| Jefferies Financial Group Inc. | 28,472 | $13.6M | 0.12% | +10,913+62.2% | Added |
| Fusion Capital, LLC | 23,496 | $13.6M | 3.95% | −502−2.1% | Reduced |
| James Investment Research Inc | 28,274 | $13.5M | 1.47% | −628−2.2% | Reduced |
| Longbow Finance SA | 28,193 | $13.5M | 1.33% | −4,494−13.7% | Reduced |
| Beacon Investment Advisory Services, Inc. | 28,145 | $13.4M | 0.57% | +1,212+4.5% | Added |
| Drexel Morgan & Co. | 27,886 | $13.3M | 2.09% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 27,805 | $13.3M | 0.20% | +2,319+9.1% | Added |
| Simmons Bank | 27,736 | $13.2M | 0.88% | −409−1.5% | Reduced |
| Connors Investor Services Inc | 27,697 | $13.2M | 1.13% | +27,697 | New |
| Kanawha Capital Management LLC | 27,631 | $13.2M | 0.91% | −371−1.3% | Reduced |
| Compass Capital Management, Inc | 27,536 | $13.1M | 0.69% | −2,949−9.7% | Reduced |
| Creekmur Asset Management LLC | 27,509 | $13.1M | 2.18% | +4,529+19.7% | Added |
| Hartford Investment Management Co | 27,444 | $13.1M | 0.40% | −928−3.3% | Reduced |
| Rothschild Investment LLC | 27,384 | $13.1M | 0.74% | −507−1.8% | Reduced |
| American National Bank | 27,039 | $12.9M | 1.27% | +305+1.1% | Added |
| Canada Post Corp Registered Pension Plan | 27,216 | $12.8M | 0.57% | +15,785+138.1% | Added |
| iA Global Asset Management Inc. | 26,661 | $12.7M | 0.17% | +26,526+19,648.9% | Added |
| Winton Group Ltd | 26,613 | $12.7M | 0.48% | +26,613 | New |
| Independent Wealth Network Inc. | 26,531 | $12.7M | 4.07% | +28+0.1% | Added |
| Farmers & Merchants Investments Inc | 26,481 | $12.6M | 0.36% | −106−0.4% | Reduced |
| LMCG Investments, LLC | 26,166 | $12.5M | 0.73% | −590−2.2% | Reduced |
| CX Institutional | 26,046 | $12.4M | 0.38% | −6,874−20.9% | Reduced |
| Warren Averett Asset Management, LLC | 25,720 | $12.3M | 0.12% | +1,420+5.8% | Added |
| Waratah Capital Advisors Ltd. | 25,584 | $12.2M | 0.83% | +25,584 | New |
| Prime Capital Investment Advisors, LLC | 25,547 | $12.2M | 0.15% | −2,740−9.7% | Reduced |
| Sigma Investment Counselors Inc | 25,294 | $12.1M | 0.63% | −107−0.4% | Reduced |
| Integris Wealth Management, LLC | 25,238 | $12.0M | 2.93% | −66−0.3% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $12.0M | 2.32% | 00.0% | Unchanged |
| Trifecta Capital Advisors, LLC | 25,012 | $11.9M | 1.81% | +1,220+5.1% | Added |
| Tufton Capital Management | 24,915 | $11.9M | 2.12% | −73−0.3% | Reduced |
| Apollon Wealth Management, LLC | 24,800 | $11.8M | 0.21% | +123+0.5% | Added |
| Community Bank & Trust, Waco, Texas | 24,772 | $11.8M | 2.44% | −153−0.6% | Reduced |
| J.W. Cole Advisors, Inc. | 24,714 | $11.8M | 0.23% | −58−0.2% | Reduced |
| Elo Mutual Pension Insurance Co | 24,706 | $11.8M | 0.19% | −14,642−37.2% | Reduced |
| MainStreet Investment Advisors LLC | 24,693 | $11.8M | 1.58% | −1,928−7.2% | Reduced |
| First American Trust, FSB | 24,690 | $11.8M | 0.86% | +26+0.1% | Added |
| RSM US Wealth Management LLC | 24,635 | $11.8M | 0.15% | +265+1.1% | Added |
| Braun Stacey Associates Inc | 24,611 | $11.7M | 0.38% | +3,223+15.1% | Added |
| Louisiana State Employees Retirement System | 24,600 | $11.7M | 0.20% | −200−0.8% | Reduced |
| Knights of Columbus Asset Advisors LLC | 24,511 | $11.7M | 0.67% | −943−3.7% | Reduced |
| Gulf International Bank (UK) Ltd | 24,322 | $11.6M | 0.38% | −429−1.7% | Reduced |
| Goelzer Investment Management, Inc. | 24,314 | $11.6M | 0.61% | −197−0.8% | Reduced |
| StoneX Group Inc. | 24,194 | $11.5M | 0.50% | −765−3.1% | Reduced |
| Equitable Holdings, Inc. | 23,970 | $11.4M | 0.08% | +937+4.1% | Added |
| Atlantic Union Bankshares Corp | 23,909 | $11.4M | 0.21% | +1,455+6.5% | Added |
| Dynamic Advisor Solutions LLC | 23,823 | $11.4M | 0.33% | +131+0.6% | Added |
| Miracle Mile Advisors, LLC | 23,762 | $11.3M | 0.17% | +667+2.9% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 23,752 | $11.3M | 0.45% | +500+2.2% | Added |
| Kavar Capital Partners Group, LLC | 23,524 | $11.2M | 1.50% | +304+1.3% | Added |
| Ronald Blue Trust, Inc. | 23,467 | $11.2M | 0.13% | −307−1.3% | Reduced |
| Robeco Institutional Asset Management B.V. | 23,452 | $11.2M | 0.02% | −26,418−53.0% | Reduced |
| Boothbay Fund Management, LLC | 23,424 | $11.2M | 0.29% | −18,626−44.3% | Reduced |
| McGuire Investment Group, LLC | 23,341 | $11.1M | 1.26% | −180−0.8% | Reduced |
| Concurrent Investment Advisors, LLC | 23,305 | $11.1M | 0.19% | +268+1.2% | Added |
| Crestwood Advisors Group LLC | 23,094 | $11.0M | 0.19% | +527+2.3% | Added |
| Maryland State Retirement & Pension System | 23,071 | $11.0M | 0.23% | +562+2.5% | Added |
| AE Wealth Management LLC | 23,035 | $11.0M | 0.07% | +3,159+15.9% | Added |
| Sonora Investment Management Group, LLC | 22,938 | $10.9M | 0.78% | +919+4.2% | Added |