Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,151
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Stratos Wealth Partners, LTD. | 22,897 | $10.9M | 0.13% | +5,650+32.8% | Added |
| Narwhal Capital Management | 22,862 | $10.9M | 0.81% | −3,340−12.7% | Reduced |
| Logan Capital Management Inc | 22,856 | $10.9M | 0.46% | 00.0% | Unchanged |
| Securian Asset Management, Inc | 22,626 | $10.8M | 0.29% | −1,964−8.0% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 22,568 | $10.8M | 0.89% | +1,376+6.5% | Added |
| Metis Global Partners, LLC | 22,533 | $10.8M | 0.25% | −1,241−5.2% | Reduced |
| Stonegate Investment Group, LLC | 22,510 | $10.7M | 0.25% | +12,513+125.2% | Added |
| Tiaa Trust, National Association | 22,413 | $10.7M | 0.03% | −347−1.5% | Reduced |
| Signet Financial Management, LLC | 22,297 | $10.6M | 1.24% | −1,693−7.1% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 22,251 | $10.6M | 0.08% | −5,068−18.6% | Reduced |
| Capital Investment Counsel, LLC | 22,225 | $10.6M | 1.56% | +20.0% | Added |
| Kingswood Wealth Advisors, LLC | 22,202 | $10.6M | 0.64% | +2,487+12.6% | Added |
| Summitry LLC | 22,137 | $10.6M | 0.45% | +977+4.6% | Added |
| Park Avenue Securities LLC | 21,842 | $10.4M | 0.08% | +1,656+8.2% | Added |
| Axxcess Wealth Management, LLC | 21,816 | $10.4M | 0.22% | +1,832+9.2% | Added |
| F/M Investments LLC | 21,720 | $10.4M | 0.40% | −173−0.8% | Reduced |
| Valeo Financial Advisors, LLC | 21,633 | $10.3M | 0.24% | −9,714−31.0% | Reduced |
| Arkadios Wealth Advisors | 21,616 | $10.3M | 0.25% | +2,122+10.9% | Added |
| Principal Securities, Inc. | 21,520 | $10.3M | 0.17% | +693+3.3% | Added |
| Principle Wealth Partners LLC | 21,409 | $10.2M | 0.59% | +169+0.8% | Added |
| Steel Peak Wealth Management LLC | 21,373 | $10.2M | 0.34% | +10,019+88.2% | Added |
| Bleakley Financial Group, LLC | 21,293 | $10.2M | 0.24% | +145+0.7% | Added |
| Sagespring Wealth Partners, LLC | 21,264 | $10.1M | 0.20% | +124+0.6% | Added |
| New Mexico Educational Retirement Board | 21,202 | $10.1M | 0.31% | −1,400−6.2% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 21,164 | $10.1M | 0.25% | −76−0.4% | Reduced |
| Wesbanco Bank Inc | 21,120 | $10.1M | 0.28% | −1,757−7.7% | Reduced |
| Citizens National Bank Trust Department | 21,021 | $10.0M | 1.79% | −97−0.5% | Reduced |
| Integrated Wealth Concepts LLC | 21,005 | $10.0M | 0.09% | +2,223+11.8% | Added |
| Howe & Rusling Inc | 20,963 | $10.0M | 0.69% | +210+1.0% | Added |
| Sigma Planning Corp | 20,953 | $10.0M | 0.28% | −694−3.2% | Reduced |
| Ferguson Wellman Capital Management, Inc | 20,947 | $9.99M | 0.16% | +281+1.4% | Added |
| City Holding Co | 20,931 | $9.99M | 1.26% | −627−2.9% | Reduced |
| Addenda Capital Inc. | 20,852 | $9.95M | 0.29% | −5,106−19.7% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 20,768 | $9.91M | 0.47% | −572−2.7% | Reduced |
| Leonteq Securities AG | 20,673 | $9.86M | 0.53% | +10,122+95.9% | Added |
| Griffin Asset Management, Inc. | 20,657 | $9.86M | 1.11% | +13+0.1% | Added |
| Silver Oak Securities, Inc | 20,633 | $9.85M | 0.74% | −1,708−7.6% | Reduced |
| Knuff & Co LLC | 20,569 | $9.81M | 2.84% | 00.0% | Unchanged |
| Central Bank & Trust Co | 20,544 | $9.80M | 1.55% | −131−0.6% | Reduced |
| Covington Investment Advisors Inc. | 20,537 | $9.80M | 1.28% | +50+0.2% | Added |
| Searle & Co. | 20,441 | $9.75M | 2.58% | +188+0.9% | Added |
| BKD Wealth Advisors, LLC | 20,407 | $9.74M | 0.19% | −282−1.4% | Reduced |
| Verition Fund Management LLC | 20,368 | $9.72M | 0.06% | −715−3.4% | Reduced |
| EagleClaw Capital Managment, LLC | 20,325 | $9.70M | 1.36% | +1,900+10.3% | Added |
| Parcion Private Wealth LLC | 20,265 | $9.67M | 0.60% | +115+0.6% | Added |
| Ashton Thomas Private Wealth, LLC | 20,248 | $9.66M | 0.25% | +1,773+9.6% | Added |
| Bessemer Group Inc | 20,141 | $9.61M | 0.01% | +333+1.7% | Added |
| Capitolis Liquid Global Markets LLC | 20,000 | $9.54M | 0.08% | +20,000 | New |
| German American Bancorp, Inc. | 19,954 | $9.52M | 0.84% | −2,335−10.5% | Reduced |
| Empirical Finance, LLC | 19,919 | $9.50M | 0.45% | +2,112+11.9% | Added |
| Mutual Advisors, LLC | 18,255 | $9.50M | 0.21% | −1,348−6.9% | Reduced |
| Sentry LLC | 19,828 | $9.46M | 2.35% | +10.0% | Added |
| Boit C F David | 19,500 | $9.30M | 4.21% | 00.0% | Unchanged |
| Welch & Forbes LLC | 19,444 | $9.28M | 0.11% | −313−1.6% | Reduced |
| First Financial Bank - Trust Division | 19,353 | $9.23M | 0.79% | −777−3.9% | Reduced |
| Spinnaker Trust | 19,330 | $9.22M | 0.51% | −230−1.2% | Reduced |
| Physicians Financial Services, Inc. | 19,294 | $9.21M | 2.51% | −100−0.5% | Reduced |
| Bailard, Inc. | 19,276 | $9.20M | 0.20% | −519−2.6% | Reduced |
| Madison Asset Management, LLC | 19,217 | $9.17M | 0.10% | −791−4.0% | Reduced |
| Mather Group, LLC. | 19,190 | $9.16M | 0.09% | −260−1.3% | Reduced |
| Anderson Hoagland & Co | 19,187 | $9.16M | 0.82% | −63−0.3% | Reduced |
| Koshinski Asset Management, Inc. | 19,144 | $9.13M | 0.61% | −144−0.7% | Reduced |
| Farther Finance Advisors, LLC | 19,084 | $9.11M | 0.14% | +6,242+48.6% | Added |
| Canandaigua National Bank & Trust Co | 18,947 | $9.04M | 0.79% | +1,306+7.4% | Added |
| Atria Investments LLC | 18,935 | $9.03M | 0.10% | −5,402−22.2% | Reduced |
| Spears Abacus Advisors LLC | 18,853 | $9.00M | 0.17% | −87−0.5% | Reduced |
| Caldwell Trust Co | 18,821 | $8.98M | 0.84% | −109−0.6% | Reduced |
| Consolidated Planning Corp | 18,797 | $8.97M | 0.95% | +5,938+46.2% | Added |
| Mairs & Power Inc | 18,710 | $8.93M | 0.08% | −651−3.4% | Reduced |
| Baader Bank INC | 18,937 | $8.90M | 0.74% | −5,302−21.9% | Reduced |
| New Age Alpha Advisors, LLC | 18,603 | $8.88M | 0.37% | −1,429−7.1% | Reduced |
| King Luther Capital Management Corp | 18,506 | $8.83M | 0.04% | −3,078−14.3% | Reduced |
| Trajan Wealth LLC | 18,380 | $8.77M | 0.38% | +3,140+20.6% | Added |
| Liberty One Investment Management, LLC | 18,327 | $8.75M | 0.49% | +4,159+29.4% | Added |
| HITE Hedge Asset Management LLC | 18,322 | $8.74M | 0.47% | −12,030−39.6% | Reduced |
| Financial & Tax Architects, LLC | 18,271 | $8.72M | 1.92% | −1,271−6.5% | Reduced |
| Level Four Advisory Services, LLC | 18,151 | $8.66M | 0.30% | +166+0.9% | Added |
| Tribune Investment Group LP | 18,000 | $8.59M | 4.16% | +18,000 | New |
| Global Retirement Partners, LLC | 17,981 | $8.58M | 0.19% | +1,779+11.0% | Added |
| Aries Wealth Management | 17,975 | $8.58M | 2.03% | +83+0.5% | Added |
| Northeast Investment Management | 17,973 | $8.58M | 0.35% | −38−0.2% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,963 | $8.57M | 0.10% | +1,874+11.6% | Added |
| Kiley Juergens Wealth Management, LLC | 17,932 | $8.56M | 1.88% | −309−1.7% | Reduced |
| VestGen Advisors, LLC | 17,918 | $8.55M | 0.28% | +6,990+64.0% | Added |
| Aull & Monroe Investment Management Corp | 17,891 | $8.54M | 4.36% | −443−2.4% | Reduced |
| Community Bank of Raymore | 17,886 | $8.53M | 5.91% | −635−3.4% | Reduced |
| PFG Advisors | 17,878 | $8.53M | 0.35% | +489+2.8% | Added |
| Reuter James Wealth Management, LLC | 17,808 | $8.50M | 1.21% | −118−0.7% | Reduced |
| Pure Financial Advisors, Inc. | 17,770 | $8.48M | 0.14% | −880−4.7% | Reduced |
| Cary Street Partners Financial LLC | 17,738 | $8.46M | 0.22% | −547−3.0% | Reduced |
| Foster & Motley Inc | 17,722 | $8.46M | 0.46% | −1,182−6.3% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,713 | $8.45M | 2.09% | 00.0% | Unchanged |
| Stock Yards Bank & Trust Co | 17,663 | $8.43M | 0.26% | −1,017−5.4% | Reduced |
| Nomura Holdings Inc | 17,591 | $8.39M | 0.04% | −61,643−77.8% | Reduced |
| Fifth Third Wealth Advisors LLC | 17,479 | $8.34M | 0.31% | −154−0.9% | Reduced |
| Vise Technologies, Inc. | 17,462 | $8.33M | 0.31% | −2,714−13.5% | Reduced |
| Horizon Investments, LLC | 17,363 | $8.26M | 0.11% | +3,097+21.7% | Added |
| Resources Investment Advisors, LLC. | 17,271 | $8.24M | 0.08% | −441−2.5% | Reduced |
| Illinois Municipal Retirement Fund | 17,262 | $8.24M | 0.11% | +1,181+7.3% | Added |
| Advocate Group LLC | 17,257 | $8.23M | 1.35% | −261−1.5% | Reduced |