Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,151
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atomi Financial Group, Inc. | 17,237 | $8.22M | 0.27% | +864+5.3% | Added |
| Bridge Creek Capital Management LLC | 17,159 | $8.19M | 2.28% | −584−3.3% | Reduced |
| Allstate Corp | 17,152 | $8.18M | 0.19% | +16,304+1,922.6% | Added |
| ExodusPoint Capital Management, LP | 16,861 | $8.05M | 0.11% | −19,033−53.0% | Reduced |
| Moors & Cabot, Inc. | 16,792 | $8.01M | 0.35% | −3,246−16.2% | Reduced |
| Groupe la Francaise | 17,157 | $7.98M | 0.11% | −10,089−37.0% | Reduced |
| Beese Fulmer Investment Management, Inc. | 16,680 | $7.96M | 0.55% | −374−2.2% | Reduced |
| Buckingham Strategic Partners | 15,809 | $7.96M | 0.09% | +6,151+63.7% | Added |
| Equitable Trust Co | 16,613 | $7.93M | 0.36% | +2,038+14.0% | Added |
| We Are One Seven, LLC | 16,600 | $7.92M | 0.18% | +761+4.8% | Added |
| Neville Rodie & Shaw Inc | 16,594 | $7.92M | 0.57% | −1,085−6.1% | Reduced |
| Flputnam Investment Management Co | 16,581 | $7.91M | 0.12% | +328+2.0% | Added |
| Ipswich Investment Management Co., Inc. | 16,581 | $7.91M | 1.85% | −451−2.6% | Reduced |
| Colonial Trust Advisors | 16,460 | $7.85M | 0.60% | −592−3.5% | Reduced |
| Romano Brothers and Company | 16,433 | $7.84M | 0.90% | −583−3.4% | Reduced |
| Wedbush Securities Inc | 16,426 | $7.84M | 0.26% | −1,617−9.0% | Reduced |
| CAPROCK Group, Inc. | 18,638 | $7.81M | 0.19% | +18,638 | New |
| Roundview Capital LLC | 16,297 | $7.78M | 0.49% | −174−1.1% | Reduced |
| Castleark Management LLC | 16,230 | $7.74M | 0.22% | +16,230 | New |
| Groupama Asset Managment | 16,185 | $7.72M | 0.11% | −2,168−11.8% | Reduced |
| Family Legacy, Inc. | 16,152 | $7.71M | 2.36% | −558−3.3% | Reduced |
| Gouws Capital LLC | 16,149 | $7.71M | 4.24% | +214+1.3% | Added |
| Siemens Fonds Invest GmbH | 16,099 | $7.68M | 0.42% | −604−3.6% | Reduced |
| Sandhill Capital Partners LLC | 16,098 | $7.68M | 0.54% | +12+0.1% | Added |
| Montag A & Associates Inc | 16,047 | $7.66M | 0.35% | +495+3.2% | Added |
| Highland Capital Management, LLC | 16,028 | $7.65M | 0.38% | −180−1.1% | Reduced |
| Ascent Wealth Partners, LLC | 16,011 | $7.64M | 0.89% | −112−0.7% | Reduced |
| Guyasuta Investment Advisors Inc | 15,919 | $7.60M | 0.44% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 15,699 | $7.49M | 0.27% | +554+3.7% | Added |
| IFP Advisors, Inc | 15,651 | $7.47M | 0.19% | −111−0.7% | Reduced |
| Country Club Bank | 15,774 | $7.44M | 0.44% | −1,356−7.9% | Reduced |
| Holderness Investments Co | 15,558 | $7.42M | 1.52% | −125−0.8% | Reduced |
| Columbia Asset Management | 15,461 | $7.38M | 1.38% | −202−1.3% | Reduced |
| Vinva Investment Management Ltd | 15,572 | $7.34M | 0.15% | −18,213−53.9% | Reduced |
| Brown Brothers Harriman & Co | 15,349 | $7.32M | 0.04% | +1,645+12.0% | Added |
| Financial Advisory Service, Inc. | 15,294 | $7.30M | 0.49% | +408+2.7% | Added |
| Wealthcare Advisory Partners LLC | 15,273 | $7.29M | 0.15% | −25−0.2% | Reduced |
| Smith, Salley & Associates | 15,263 | $7.28M | 0.37% | +2,204+16.9% | Added |
| Callan Family Office, LLC | 15,220 | $7.26M | 0.23% | −2,115−12.2% | Reduced |
| Independent Financial Group, LLC | 15,191 | $7.25M | 0.17% | −113−0.7% | Reduced |
| Hodges Capital Management Inc. | 15,163 | $7.23M | 0.62% | +531+3.6% | Added |
| Great Lakes Advisors, LLC | 15,122 | $7.22M | 0.06% | −26,199−63.4% | Reduced |
| Mirabella Financial Services LLP | 14,974 | $7.20M | 0.63% | −4,501−23.1% | Reduced |
| Community Bank, N.A. | 15,076 | $7.19M | 0.87% | −435−2.8% | Reduced |
| TCI Wealth Advisors, Inc. | 15,051 | $7.18M | 0.43% | +10+0.1% | Added |
| Leavell Investment Management, Inc. | 15,046 | $7.18M | 0.30% | +149+1.0% | Added |
| Alight Capital Management LP | 15,000 | $7.16M | 1.71% | −20,500−57.7% | Reduced |
| RBF Capital, LLC | 15,000 | $7.16M | 0.33% | 00.0% | Unchanged |
| DKRT Investments Corp. | 15,000 | $7.16M | 1.72% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $7.16M | 1.76% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 14,932 | $7.12M | 0.10% | −71−0.5% | Reduced |
| Greenleaf Trust | 14,916 | $7.12M | 0.06% | −718−4.6% | Reduced |
| Johnson Investment Counsel Inc | 14,799 | $7.06M | 0.06% | +497+3.5% | Added |
| SevenBridge Financial Group, LLC | 12,321 | $7.06M | 1.16% | +1,840+17.6% | Added |
| Palmer Knight Co | 14,787 | $7.06M | 3.34% | −371−2.4% | Reduced |
| Monument Capital Management | 14,741 | $7.03M | 1.76% | −464−3.1% | Reduced |
| First Business Financial Services, Inc. | 14,667 | $7.00M | 0.64% | 00.0% | Unchanged |
| AG2R la Mondiale Gestion D'Actifs | 17,876 | $6.94M | 0.36% | 00.0% | Unchanged |
| Robbins Farley LLC | 14,522 | $6.93M | 2.88% | −411−2.8% | Reduced |
| Reliant Investment Management, LLC | 14,490 | $6.91M | 2.62% | −200−1.4% | Reduced |
| Mercuria Capital Strategies, LLC | 14,490 | $6.91M | 9.11% | +14,490 | New |
| Johnson Financial Group, Inc. | 14,489 | $6.91M | 0.26% | +1,168+8.8% | Added |
| Eukles Asset Management | 14,391 | $6.87M | 2.67% | −139−1.0% | Reduced |
| Montgomery Investment Management Inc | 14,363 | $6.85M | 2.41% | −10−0.1% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,356 | $6.85M | 0.14% | +41+0.3% | Added |
| Plato Investment Management Ltd | 14,447 | $6.84M | 0.46% | +679+4.9% | Added |
| Bryn Mawr Trust Co | 14,295 | $6.82M | 0.16% | −5,804−28.9% | Reduced |
| Deane Retirement Strategies, Inc. | 14,269 | $6.80M | 2.93% | −229−1.6% | Reduced |
| Malaga Cove Capital, LLC | 14,258 | $6.80M | 2.47% | −56−0.4% | Reduced |
| Raiffeisen Bank International AG | 14,395 | $6.80M | 0.09% | +5,413+60.3% | Added |
| Eastern Bank | 14,144 | $6.75M | 0.12% | −165−1.2% | Reduced |
| Vivaldi Capital Management, LLC | 14,139 | $6.75M | 0.95% | −2,359−14.3% | Reduced |
| FRG Family Wealth Advisors LLC | 14,024 | $6.69M | 1.08% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 13,960 | $6.66M | 0.13% | +1,001+7.7% | Added |
| Pflug Koory, LLC | 13,923 | $6.64M | 3.15% | +68+0.5% | Added |
| JPL Wealth Management, LLC | 13,893 | $6.63M | 1.57% | −332−2.3% | Reduced |
| Chilton Capital Management LLC | 13,889 | $6.63M | 0.22% | +10,774+345.9% | Added |
| Seascape Capital Management | 13,833 | $6.60M | 1.89% | +60+0.4% | Added |
| Private Wealth Asset Management, LLC | 13,826 | $6.60M | 0.78% | −187−1.3% | Reduced |
| Geneos Wealth Management Inc. | 13,689 | $6.53M | 0.17% | −1,407−9.3% | Reduced |
| Clearbridge Investments, LLC | 13,573 | $6.48M | 0.00% | +1,668+14.0% | Added |
| Vestcor Inc | 13,549 | $6.46M | 0.19% | −4,433−24.7% | Reduced |
| Asset Dedication, LLC | 13,544 | $6.46M | 0.43% | −264−1.9% | Reduced |
| Nicholas Hoffman & Company, LLC. | 13,537 | $6.46M | 0.16% | +188+1.4% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 13,531 | $6.46M | 0.49% | −2,769−17.0% | Reduced |
| OneAscent Financial Services LLC | 13,531 | $6.46M | 0.43% | −236−1.7% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 13,513 | $6.45M | 1.02% | −137−1.0% | Reduced |
| Meeder Advisory Services, Inc. | 13,491 | $6.44M | 0.30% | +917+7.3% | Added |
| Mathes Company, Inc. | 13,397 | $6.39M | 2.29% | −100−0.7% | Reduced |
| Resolute Wealth Strategies, LLC | 13,342 | $6.37M | 2.91% | −157−1.2% | Reduced |
| Jericho Financial, LLP | 13,311 | $6.35M | 3.86% | +24+0.2% | Added |
| FourThought Financial Partners, LLC | 13,291 | $6.34M | 0.56% | +84+0.6% | Added |
| Traynor Capital Management, Inc. | 13,277 | $6.34M | 0.36% | +782+6.3% | Added |
| La Banque Postale Asset Management SA | 13,271 | $6.33M | 0.08% | +9,436+246.0% | Added |
| Trust Co of Toledo NA | 13,254 | $6.32M | 0.63% | +613+4.8% | Added |
| Cyndeo Wealth Partners, LLC | 13,252 | $6.32M | 0.35% | +8,931+206.7% | Added |
| Quadrant Capital Group LLC | 13,243 | $6.32M | 0.21% | +40+0.3% | Added |
| Ogorek Anthony Joseph | 13,134 | $6.27M | 1.79% | +333+2.6% | Added |
| Anchor Investment Management, LLC | 13,133 | $6.27M | 0.52% | −53−0.4% | Reduced |
| Spire Wealth Management | 12,888 | $6.15M | 0.21% | +2,158+20.1% | Added |