Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,151
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hayek Kallen Investment Management | 12,825 | $6.12M | 1.93% | −115−0.9% | Reduced |
| Integrity Alliance, LLC. | 12,790 | $6.10M | 0.29% | +1,763+16.0% | Added |
| Verdence Capital Advisors LLC | 11,559 | $6.09M | 0.35% | +1,647+16.6% | Added |
| Viewpoint Capital Management LLC | 12,765 | $6.09M | 2.68% | 00.0% | Unchanged |
| Occidental Asset Management, LLC | 12,752 | $6.08M | 0.76% | +160+1.3% | Added |
| Blue Edge Capital, LLC | 12,744 | $6.08M | 0.86% | −724−5.4% | Reduced |
| Webster Bank, N. A. | 12,718 | $6.07M | 0.58% | −239−1.8% | Reduced |
| Summit Financial, LLC | 12,714 | $6.07M | 0.09% | +468+3.8% | Added |
| U.S. Capital Wealth Advisors, LLC | 12,680 | $6.05M | 0.16% | +147+1.2% | Added |
| Ambassador Advisors, LLC | 12,653 | $6.04M | 0.90% | −360−2.8% | Reduced |
| MUFG Securities Americas Inc. | 12,633 | $6.03M | 0.39% | +2,210+21.2% | Added |
| NorthRock Partners, LLC | 12,540 | $5.98M | 0.11% | +2,499+24.9% | Added |
| Barbara Oil Co. | 12,500 | $5.96M | 2.22% | 00.0% | Unchanged |
| Modus Advisors, LLC | 12,470 | $5.95M | 1.62% | +229+1.9% | Added |
| Capital Investment Counsel, Inc | 12,466 | $5.95M | 0.72% | −1,008−7.5% | Reduced |
| Providence Wealth Advisors, LLC | 11,296 | $5.92M | 3.74% | −67−0.6% | Reduced |
| Burney Co | 12,410 | $5.92M | 0.19% | −272−2.1% | Reduced |
| Hallmark Capital Management Inc | 12,382 | $5.91M | 0.39% | −127−1.0% | Reduced |
| Barometer Capital Management Inc. | 12,400 | $5.90M | 1.35% | +12,400 | New |
| Essex Financial Services, Inc. | 12,318 | $5.88M | 0.35% | −900−6.8% | Reduced |
| Kinneret Advisory, LLC | 12,297 | $5.87M | 0.50% | −55−0.4% | Reduced |
| BNC Wealth Management, LLC | 12,285 | $5.86M | 1.48% | +1,005+8.9% | Added |
| Hudson Capital Management LLC | 12,285 | $5.86M | 1.56% | +253+2.1% | Added |
| Lifeworks Advisors, LLC | 12,249 | $5.84M | 0.78% | +701+6.1% | Added |
| Alps Advisors Inc | 12,236 | $5.84M | 0.03% | −1,995−14.0% | Reduced |
| Truvestments Capital LLC | 12,218 | $5.83M | 1.05% | −1,289−9.5% | Reduced |
| Mission Creek Capital Partners, Inc. | 12,215 | $5.83M | 1.15% | +7+0.1% | Added |
| Gilliland Jeter Wealth Management LLC | 12,200 | $5.82M | 1.80% | −619−4.8% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 12,186 | $5.81M | 0.38% | −946−7.2% | Reduced |
| Jacobi Capital Management LLC | 12,107 | $5.78M | 0.35% | −447−3.6% | Reduced |
| Wright Investors Service Inc | 12,083 | $5.77M | 1.67% | −1,902−13.6% | Reduced |
| Robertson Stephens Wealth Management, LLC | 12,069 | $5.76M | 0.17% | −2,841−19.1% | Reduced |
| Ledyard National Bank | 12,066 | $5.76M | 0.52% | −426−3.4% | Reduced |
| Sapient Capital LLC | 12,173 | $5.74M | 0.09% | −20.0% | Reduced |
| New Hampshire Trust | 11,954 | $5.70M | 1.10% | −15−0.1% | Reduced |
| Sowell Financial Services LLC | 11,951 | $5.70M | 0.22% | +94+0.8% | Added |
| Global Wealth Management Investment Advisory, Inc. | 11,924 | $5.69M | 0.95% | −530−4.3% | Reduced |
| Trust Co of Vermont | 11,918 | $5.69M | 0.25% | −75−0.6% | Reduced |
| Applied Capital LLC | 11,863 | $5.66M | 4.05% | −42−0.4% | Reduced |
| Signaturefd, LLC | 11,835 | $5.65M | 0.09% | +159+1.4% | Added |
| Moneta Group Investment Advisors LLC | 11,835 | $5.65M | 0.04% | +736+6.6% | Added |
| Munich Reinsurance Co Stock Corp in Munich | 11,795 | $5.63M | 0.14% | +11,795 | New |
| MWA Asset Management | 11,762 | $5.61M | 3.10% | +54+0.5% | Added |
| GAMMA Investing LLC | 11,763 | $5.61M | 0.31% | +1,049+9.8% | Added |
| Edgar Lomax Co | 11,750 | $5.61M | 0.44% | −3,430−22.6% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 11,744 | $5.60M | 0.81% | +86+0.7% | Added |
| Heritage Trust Co | 11,701 | $5.58M | 0.59% | −287−2.4% | Reduced |
| Fidelis Capital Partners, LLC | 11,697 | $5.58M | 0.44% | +1,452+14.2% | Added |
| Seizert Capital Partners, LLC | 11,678 | $5.57M | 0.24% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 11,623 | $5.55M | 1.26% | −251−2.1% | Reduced |
| Wetherby Asset Management Inc | 11,569 | $5.52M | 0.23% | +420+3.8% | Added |
| Argyle Capital Management Inc. | 11,524 | $5.50M | 1.90% | −45−0.4% | Reduced |
| HBK Sorce Advisory LLC | 10,258 | $5.48M | 0.14% | +818+8.7% | Added |
| Kingsview Wealth Management, LLC | 11,468 | $5.47M | 0.08% | +309+2.8% | Added |
| Money Concepts Capital Corp | 11,442 | $5.46M | 0.34% | +417+3.8% | Added |
| Whitener Capital Management, Inc. | 11,417 | $5.45M | 1.30% | +157+1.4% | Added |
| North Star Investment Management Corp. | 11,382 | $5.43M | 0.35% | +9+0.1% | Added |
| MEMBERS Trust Co | 11,301 | $5.39M | 0.18% | −148−1.3% | Reduced |
| Smith, Moore & Co. | 11,234 | $5.36M | 0.41% | −388−3.3% | Reduced |
| Stokes Capital Advisors, LLC | 11,133 | $5.31M | 1.24% | +449+4.2% | Added |
| Studio Investment Management LLC | 11,126 | $5.31M | 1.00% | −1,613−12.7% | Reduced |
| Tritonpoint Wealth, LLC | 11,121 | $5.31M | 0.46% | +715+6.9% | Added |
| Spirit of America Management Corp | 11,090 | $5.29M | 1.06% | 00.0% | Unchanged |
| Chilton Investment Co LLC | 11,059 | $5.28M | 0.11% | +10,000+944.3% | Added |
| Altrius Capital Management Inc | 11,045 | $5.27M | 1.20% | −2,765−20.0% | Reduced |
| Eventide Asset Management, LLC | 11,147 | $5.27M | 0.09% | +11,147 | New |
| GAM Holding AG | 11,040 | $5.27M | 0.33% | +706+6.8% | Added |
| CPA Asset Management LLC | 11,013 | $5.25M | 2.03% | +40.0% | Added |
| Change Path, LLC | 11,008 | $5.25M | 0.13% | −62−0.6% | Reduced |
| Choate Investment Advisors | 10,996 | $5.25M | 0.11% | +667+6.5% | Added |
| Ameritas Advisory Services, LLC | 10,991 | $5.24M | 0.34% | −429−3.8% | Reduced |
| Terry L. Blaker | 10,990 | $5.24M | 0.20% | −958−8.0% | Reduced |
| M&G Plc | 10,960 | $5.23M | 0.03% | −15,653−58.8% | Reduced |
| Slow Capital, Inc. | 10,889 | $5.20M | 0.61% | +67+0.6% | Added |
| Pensionmark Financial Group, LLC | 10,868 | $5.19M | 0.11% | +524+5.1% | Added |
| Nordwand Advisors, LLC | 10,850 | $5.18M | 0.82% | +50+0.5% | Added |
| Asset Management Group, Inc. | 10,842 | $5.17M | 0.85% | +32+0.3% | Added |
| Gallo Partners, LP | 10,826 | $5.17M | 3.88% | +10,826 | New |
| Argent Trust Co | 10,777 | $5.14M | 0.18% | −900−7.7% | Reduced |
| Hixon Zuercher, LLC | 10,776 | $5.14M | 1.56% | −10,631−49.7% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 9,788 | $5.13M | 0.83% | +9+0.1% | Added |
| Bank of Hawaii | 10,745 | $5.13M | 0.26% | −364−3.3% | Reduced |
| Boyd Watterson Asset Management LLC | 10,742 | $5.13M | 1.53% | −20−0.2% | Reduced |
| Perigon Wealth Management, LLC | 10,621 | $5.07M | 0.10% | −6,014−36.2% | Reduced |
| Zhang Financial LLC | 10,576 | $5.05M | 0.21% | +284+2.8% | Added |
| Creative Financial Designs Inc | 10,539 | $5.03M | 0.34% | −403−3.7% | Reduced |
| Mystic Asset Management, Inc. | 10,538 | $5.03M | 1.14% | −72−0.7% | Reduced |
| MV Capital Management, Inc. | 10,531 | $5.02M | 0.48% | −939−8.2% | Reduced |
| Focus Financial Network, Inc. | 10,508 | $5.01M | 0.18% | +155+1.5% | Added |
| Lowe Brockenbrough & Co Inc | 10,452 | $4.99M | 0.26% | +392+3.9% | Added |
| Tower Research Capital LLC (TRC) | 10,434 | $4.98M | 0.14% | −2,275−17.9% | Reduced |
| Sound View Wealth Advisors Group, LLC | 10,412 | $4.97M | 0.34% | −88−0.8% | Reduced |
| Capital Asset Advisory Services LLC | 10,387 | $4.96M | 0.21% | +516+5.2% | Added |
| Azimuth Capital Investment Management LLC | 10,365 | $4.95M | 0.18% | −205−1.9% | Reduced |
| Old National Bancorp | 10,362 | $4.94M | 0.08% | −220−2.1% | Reduced |
| DMKC Advisory Services, LLC | 10,352 | $4.94M | 2.51% | −422−3.9% | Reduced |
| Ameritas Investment Partners, Inc. | 10,322 | $4.93M | 0.15% | −928−8.2% | Reduced |
| Modern Wealth Management, LLC | 10,308 | $4.92M | 0.10% | +83+0.8% | Added |
| Mission Wealth Management, LP | 10,297 | $4.91M | 0.10% | −182−1.7% | Reduced |
| BLB&B Advisors, LLC | 10,264 | $4.90M | 0.21% | −185−1.8% | Reduced |