Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,151
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LMG Wealth Partners, LLC | 10,226 | $4.88M | 0.91% | −57−0.6% | Reduced |
| RB Capital Management, LLC | 10,223 | $4.88M | 1.02% | +262+2.6% | Added |
| Procyon Private Wealth Partners, LLC | 10,213 | $4.87M | 0.29% | −848−7.7% | Reduced |
| Snowden Capital Advisors LLC | 10,202 | $4.87M | 0.13% | −1,616−13.7% | Reduced |
| Gluskin Sheff & Assoc Inc | 10,195 | $4.86M | 0.61% | −103−1.0% | Reduced |
| Pinnacle Financial Partners Inc | 10,184 | $4.86M | 0.12% | −5,842−36.5% | Reduced |
| Whalerock Point Partners, LLC | 10,172 | $4.85M | 0.99% | −300−2.9% | Reduced |
| Investor's Fiduciary Advisor Network, LLC | 10,166 | $4.85M | 1.64% | −54−0.5% | Reduced |
| Finer Wealth Management, Inc. | 10,162 | $4.85M | 2.42% | +121+1.2% | Added |
| Nikko Asset Management Americas, Inc. | 10,158 | $4.84M | 0.05% | −1,002−9.0% | Reduced |
| Kinloch Capital, LLC | 10,058 | $4.80M | 2.10% | −54−0.5% | Reduced |
| McKinley Carter Wealth Services, Inc. | 10,055 | $4.80M | 0.25% | −252−2.4% | Reduced |
| Fisher Funds Management LTD | 10,023 | $4.78M | 0.13% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 10,000 | $4.77M | 0.03% | −9,000−47.4% | Reduced |
| Thoroughbred Financial Services, LLC | 9,979 | $4.76M | 0.29% | −203−2.0% | Reduced |
| SRS Capital Advisors, Inc. | 9,960 | $4.76M | 0.07% | +8,810+766.1% | Added |
| RFG - Bristol Wealth Advisors, LLC | 9,967 | $4.76M | 1.37% | −157−1.6% | Reduced |
| Naples Global Advisors, LLC | 9,902 | $4.72M | 0.37% | −388−3.8% | Reduced |
| First Dallas Securities Inc. | 9,890 | $4.72M | 1.77% | −49−0.5% | Reduced |
| Cullen/Frost Bankers, Inc. | 9,872 | $4.71M | 0.05% | +181+1.9% | Added |
| Delta Capital Management LLC | 9,870 | $4.71M | 2.43% | −10−0.1% | Reduced |
| IHT Wealth Management, LLC | 9,856 | $4.71M | 0.12% | −2,104−17.6% | Reduced |
| Voleon Capital Management LP | 9,855 | $4.70M | 0.11% | +6,174+167.7% | Added |
| Ramirez Asset Management, Inc. | 9,850 | $4.70M | 0.65% | +1,010+11.4% | Added |
| Mattern Wealth Management LLC | 9,833 | $4.69M | 0.94% | −250−2.5% | Reduced |
| Family Management Corp | 9,795 | $4.67M | 0.65% | −383−3.8% | Reduced |
| Davis R M Inc | 9,759 | $4.66M | 0.08% | +6,074+164.8% | Added |
| Evercore Wealth Management, LLC | 9,733 | $4.64M | 0.07% | +9+0.1% | Added |
| AlTi Global, Inc. | 9,711 | $4.63M | 0.11% | +950+10.8% | Added |
| Stenger Family Office, LLC | 8,784 | $4.63M | 0.98% | +1,373+18.5% | Added |
| RMB Capital Management, LLC | 9,641 | $4.60M | 0.08% | +346+3.7% | Added |
| 1st Source Bank | 9,617 | $4.59M | 0.24% | +183+1.9% | Added |
| Parallel Advisors, LLC | 9,586 | $4.57M | 0.08% | −732−7.1% | Reduced |
| Cumberland Advisors Inc | 9,550 | $4.56M | 1.75% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 9,548 | $4.56M | 2.17% | −7,561−44.2% | Reduced |
| Prudential PLC | 9,491 | $4.53M | 0.03% | −269−2.8% | Reduced |
| Profund Advisors LLC | 9,477 | $4.52M | 0.15% | −1,215−11.4% | Reduced |
| Schnieders Capital Management, LLC. | 9,458 | $4.51M | 0.81% | +9,458 | New |
| Westpac Banking Corp | 9,413 | $4.49M | 0.28% | +6,413+213.8% | Added |
| Jackson Square Capital, LLC | 9,381 | $4.48M | 0.98% | −1,916−17.0% | Reduced |
| Hartford Financial Management Inc. | 9,363 | $4.47M | 1.18% | −267−2.8% | Reduced |
| Cannon Advisors, Inc. | 8,575 | $4.46M | 3.00% | −216−2.5% | Reduced |
| Brendel Financial Advisors LLC | 9,314 | $4.44M | 2.28% | +242+2.7% | Added |
| United Capital Management of KS, Inc. | 9,294 | $4.43M | 0.60% | −2,091−18.4% | Reduced |
| Nilsine Partners, LLC | 9,276 | $4.43M | 0.40% | +212+2.3% | Added |
| Pinnacle Holdings, LLC | 9,250 | $4.41M | 1.54% | −38−0.4% | Reduced |
| Iowa State Bank | 9,223 | $4.40M | 0.84% | −233−2.5% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 9,198 | $4.39M | 2.43% | −1,825−16.6% | Reduced |
| Concord Wealth Partners | 9,180 | $4.38M | 0.60% | −496−5.1% | Reduced |
| Buckley Wealth Management, LLC | 9,150 | $4.37M | 1.20% | −40−0.4% | Reduced |
| KMG Fiduciary Partners, LLC | 9,125 | $4.35M | 0.29% | +10+0.1% | Added |
| First National Bank & Trust Co of Newtown | 9,097 | $4.34M | 0.82% | −55−0.6% | Reduced |
| Great Valley Advisor Group, Inc. | 9,066 | $4.33M | 0.09% | −228−2.5% | Reduced |
| Cullen Investment Group, Ltd. | 8,670 | $4.32M | 0.57% | −40−0.5% | Reduced |
| Twin Capital Management Inc | 9,039 | $4.31M | 0.54% | −3,381−27.2% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 9,006 | $4.30M | 0.02% | −89−1.0% | Reduced |
| Synergy Financial Management, LLC | 9,491 | $4.30M | 0.16% | +6,866+261.6% | Added |
| Cornerstone Wealth Group, LLC | 8,993 | $4.29M | 0.29% | +4,530+101.5% | Added |
| MUFG Securities EMEA plc | 8,967 | $4.28M | 0.11% | +7,577+545.1% | Added |
| Consolidated Capital Management, LLC | 8,956 | $4.27M | 1.51% | −2,397−21.1% | Reduced |
| Wellington Shields & Co., LLC | 8,908 | $4.25M | 1.11% | 00.0% | Unchanged |
| National Asset Management, Inc. | 8,897 | $4.25M | 0.20% | −102−1.1% | Reduced |
| Little House Capital LLC | 8,873 | $4.23M | 0.97% | +2,601+41.5% | Added |
| LGT Fund Management Co Ltd. | 8,778 | $4.22M | 0.34% | +1,707+24.1% | Added |
| Douglass Winthrop Advisors, LLC | 8,821 | $4.21M | 0.07% | −64−0.7% | Reduced |
| Mill Capital Management, LLC | 8,799 | $4.20M | 0.31% | −200−2.2% | Reduced |
| SeaCrest Wealth Management, LLC | 8,314 | $4.17M | 0.44% | −969−10.4% | Reduced |
| Caldwell Sutter Capital, Inc. | 8,736 | $4.17M | 1.78% | −470−5.1% | Reduced |
| Penobscot Investment Management Company, Inc. | 8,709 | $4.16M | 0.32% | +454+5.5% | Added |
| Davidson Capital Management Inc. | 8,674 | $4.14M | 0.92% | −115−1.3% | Reduced |
| Palisade Asset Management, LLC | 8,673 | $4.14M | 0.38% | −334−3.7% | Reduced |
| Baldwin Investment Management, LLC | 8,582 | $4.09M | 0.47% | −195−2.2% | Reduced |
| Marvin & Palmer Associates Inc | 7,033 | $4.06M | 3.02% | +7,033 | New |
| Clune & Associates, Ltd. | 8,476 | $4.04M | 1.01% | −39−0.5% | Reduced |
| Brighton Jones LLC | 8,475 | $4.04M | 0.10% | +1,670+24.5% | Added |
| Cornell Pochily Investment Advisors, Inc. | 8,466 | $4.04M | 1.21% | −317−3.6% | Reduced |
| Naviter Wealth, LLC | 8,451 | $4.03M | 0.47% | +81+1.0% | Added |
| Edgestream Partners, L.P. | 8,446 | $4.03M | 0.12% | −3,284−28.0% | Reduced |
| Indiana Trust & Investment Management CO | 8,434 | $4.02M | 1.22% | +885+11.7% | Added |
| Daymark Wealth Partners, LLC | 8,416 | $4.02M | 0.14% | +69+0.8% | Added |
| Hudock, Inc. | 8,411 | $4.01M | 0.61% | +192+2.3% | Added |
| St Germain D J Co Inc | 8,400 | $4.01M | 0.16% | −314−3.6% | Reduced |
| Gould Capital, LLC | 8,356 | $3.99M | 2.47% | −186−2.2% | Reduced |
| CWA Asset Management Group, LLC | 8,331 | $3.97M | 0.15% | −37−0.4% | Reduced |
| Radnor Capital Management, LLC | 8,312 | $3.97M | 0.60% | 00.0% | Unchanged |
| Morningstar Investment Management LLC | 8,306 | $3.96M | 0.15% | +8,306 | New |
| Focused Wealth Management, Inc | 8,305 | $3.96M | 0.43% | +172+2.1% | Added |
| Cozad Asset Management Inc | 8,275 | $3.95M | 0.31% | −146−1.7% | Reduced |
| Wedmont Private Capital | 8,084 | $3.93M | 0.15% | +511+6.7% | Added |
| Exchange Bank | 8,238 | $3.93M | 2.73% | +663+8.8% | Added |
| River Street Advisors LLC | 8,210 | $3.92M | 1.52% | −108−1.3% | Reduced |
| Banque Transatlantique SA | 8,210 | $3.91M | 0.10% | +161+2.0% | Added |
| Assetmark, Inc | 8,133 | $3.88M | 0.01% | +924+12.8% | Added |
| Financial Enhancement Group LLC | 7,725 | $3.88M | 0.52% | +6,972+925.9% | Added |
| Compagnie Lombard Odier SCmA | 8,110 | $3.87M | 0.04% | −1,337−14.2% | Reduced |
| Umpqua Bank | 7,203 | $3.85M | 1.08% | +131+1.9% | Added |
| Hanson & Doremus Investment Management | 8,036 | $3.83M | 0.48% | −490−5.7% | Reduced |
| Harbour Investments, Inc. | 8,023 | $3.83M | 0.09% | +381+5.0% | Added |
| MidWestOne Financial Group, Inc. | 8,007 | $3.82M | 0.46% | +20+0.3% | Added |
| Hamilton Capital Partners Inc. | 7,993 | $3.81M | 0.16% | +7,033+732.6% | Added |