Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,151
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Boltwood Capital Management | 7,961 | $3.80M | 1.01% | −250−3.0% | Reduced |
| Pine Valley Investments Ltd Liability Co | 7,898 | $3.77M | 0.20% | −76−1.0% | Reduced |
| Adirondack Trust Co | 7,897 | $3.77M | 1.26% | −15−0.2% | Reduced |
| Petredis Investment Advisors LLC | 7,888 | $3.76M | 0.30% | −68−0.9% | Reduced |
| Loudon Investment Management, LLC | 7,866 | $3.75M | 1.97% | −10−0.1% | Reduced |
| Argent Advisors, Inc. | 7,860 | $3.75M | 1.11% | +217+2.8% | Added |
| DT Investment Partners, LLC | 7,855 | $3.75M | 0.32% | −1,840−19.0% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 7,853 | $3.75M | 0.28% | +692+9.7% | Added |
| Monetary Management Group Inc | 7,837 | $3.74M | 0.86% | −375−4.6% | Reduced |
| Diversified Trust Co | 7,830 | $3.74M | 0.07% | +136+1.8% | Added |
| Accurate Wealth Management, LLC | 7,084 | $3.73M | 0.50% | +53+0.8% | Added |
| RFG Advisory, LLC | 7,812 | $3.73M | 0.08% | −192−2.4% | Reduced |
| Gifford Fong Associates | 7,800 | $3.72M | 0.78% | 00.0% | Unchanged |
| South Dakota Investment Council | 7,784 | $3.71M | 0.07% | −1,180−13.2% | Reduced |
| Field & Main Bank | 7,768 | $3.71M | 1.09% | −48−0.6% | Reduced |
| Jaffetilchin Investment Partners, LLC | 7,765 | $3.70M | 0.22% | −65−0.8% | Reduced |
| Harbor Capital Advisors, Inc. | 7,759 | $3.70M | 0.29% | +68+0.9% | Added |
| Tradewinds, LLC. | 7,742 | $3.69M | 0.90% | +7,742 | New |
| Fruth Investment Management | 7,738 | $3.69M | 1.00% | −140−1.8% | Reduced |
| BCM Advisors, LLC | 7,033 | $3.69M | 0.74% | +32+0.5% | Added |
| Old Mission Investment Co LLC | 7,687 | $3.67M | 0.89% | +584+8.2% | Added |
| Concord Asset Management, LLC | 7,670 | $3.66M | 0.66% | −2,006−20.7% | Reduced |
| Ballentine Partners, LLC | 7,651 | $3.65M | 0.05% | +126+1.7% | Added |
| Aaron Wealth Advisors | 7,640 | $3.65M | 0.22% | +2,529+49.5% | Added |
| Gladstone Institutional Advisory LLC | 7,616 | $3.63M | 0.14% | +231+3.1% | Added |
| Oarsman Capital, Inc. | 7,599 | $3.63M | 0.51% | −10−0.1% | Reduced |
| Valley Brook Capital Group | 7,596 | $3.62M | 2.44% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 7,595 | $3.62M | 0.05% | −658−8.0% | Reduced |
| Y.D. More Investments Ltd | 7,592 | $3.62M | 0.20% | +2,366+45.3% | Added |
| Gables Capital Management Inc. | 7,580 | $3.62M | 1.55% | −100−1.3% | Reduced |
| Investors Asset Management of Georgia Inc | 7,566 | $3.61M | 1.54% | 00.0% | Unchanged |
| Forum Financial Management, LP | 7,552 | $3.60M | 0.05% | +151+2.0% | Added |
| D. Scott Neal, Inc. | 7,549 | $3.60M | 1.67% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 7,470 | $3.56M | 1.20% | −75−1.0% | Reduced |
| Old Port Advisors | 7,463 | $3.56M | 0.90% | −85−1.1% | Reduced |
| Arrow Financial Corp | 7,461 | $3.56M | 0.36% | +32+0.4% | Added |
| Larson Financial Group LLC | 7,439 | $3.55M | 0.12% | +1,641+28.3% | Added |
| Tyche Wealth Partners LLC | 7,403 | $3.53M | 0.62% | −37−0.5% | Reduced |
| Inspire Advisors, LLC | 7,397 | $3.53M | 0.34% | −101−1.3% | Reduced |
| Great Lakes Retirement, Inc. | 7,396 | $3.53M | 0.39% | +412+5.9% | Added |
| RiverFront Investment Group, LLC | 7,363 | $3.52M | 0.06% | +2,513+51.8% | Added |
| IronBridge Private Wealth, LLC | 7,328 | $3.50M | 1.10% | −5,588−43.3% | Reduced |
| K.J. Harrison & Partners Inc | 7,125 | $3.50M | 0.50% | +3,000+72.7% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 7,310 | $3.49M | 1.71% | −14−0.2% | Reduced |
| Chicago Capital, LLC | 7,274 | $3.47M | 0.09% | +1,315+22.1% | Added |
| Brevan Howard Capital Management LP | 7,257 | $3.46M | 0.05% | −61,381−89.4% | Reduced |
| Advisors Asset Management, Inc. | 7,249 | $3.46M | 0.06% | −1,905−20.8% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,206 | $3.44M | 0.18% | +82+1.2% | Added |
| Legacy Bridge, LLC | 7,202 | $3.44M | 1.43% | −70−1.0% | Reduced |
| Cambridge Advisors Inc. | 7,191 | $3.43M | 0.67% | −493−6.4% | Reduced |
| Park National Corp | 7,191 | $3.43M | 0.11% | −263−3.5% | Reduced |
| Arete Wealth Advisors, LLC | 7,189 | $3.43M | 0.21% | +212+3.0% | Added |
| CMT Capital Markets Trading GmbH | 7,157 | $3.42M | 1.42% | +7,157 | New |
| Sargent Investment Group, LLC | 7,152 | $3.41M | 0.49% | +176+2.5% | Added |
| Cross Staff Investments Inc | 7,066 | $3.37M | 2.35% | 00.0% | Unchanged |
| Cottage Street Advisors LLC | 7,027 | $3.36M | 1.43% | +1,319+23.1% | Added |
| Capital & Planning, LLC | 7,037 | $3.36M | 2.07% | −8−0.1% | Reduced |
| Hennessy Advisors Inc | 7,000 | $3.34M | 0.12% | +100+1.4% | Added |
| Triangle Securities Wealth Management | 6,977 | $3.33M | 0.75% | +826+13.4% | Added |
| NewEdge Wealth, LLC | 5,848 | $3.33M | 0.05% | +266+4.8% | Added |
| Quest Investment Management LLC | 6,968 | $3.32M | 0.35% | 00.0% | Unchanged |
| Berkshire Bank | 6,958 | $3.32M | 0.71% | −288−4.0% | Reduced |
| Stone Point Wealth LLC | 6,951 | $3.32M | 0.94% | −226−3.1% | Reduced |
| Schear Investment Advisers, LLC | 6,948 | $3.32M | 1.48% | +44+0.6% | Added |
| Westerkirk Capital Inc. | 6,918 | $3.30M | 0.38% | −292−4.0% | Reduced |
| Skopos Labs, Inc. | 8,577 | $3.30M | 0.45% | −154−1.8% | Reduced |
| Becker Capital Management Inc | 6,912 | $3.30M | 0.10% | −44−0.6% | Reduced |
| Modera Wealth Management, LLC | 6,911 | $3.30M | 0.04% | −40−0.6% | Reduced |
| Nemes Rush Group LLC | 6,893 | $3.29M | 0.33% | −30−0.4% | Reduced |
| Syon Capital LLC | 6,890 | $3.29M | 0.18% | +464+7.2% | Added |
| Granite Investment Partners, LLC | 6,889 | $3.29M | 0.19% | +1,835+36.3% | Added |
| Forefront Wealth Management Inc. | 6,851 | $3.27M | 2.40% | −179−2.5% | Reduced |
| MB, Levis & Associates, LLC | 6,840 | $3.26M | 1.41% | −881−11.4% | Reduced |
| Compton Wealth Advisory Group, LLC | 6,810 | $3.25M | 0.75% | +277+4.2% | Added |
| Courier Capital LLC | 6,801 | $3.25M | 0.19% | +2,410+54.9% | Added |
| Staley Capital Advisers Inc | 6,800 | $3.24M | 0.13% | 00.0% | Unchanged |
| Howland Capital Management LLC | 6,725 | $3.21M | 0.12% | −150−2.2% | Reduced |
| Gen-Wealth Partners Inc | 6,724 | $3.21M | 1.08% | +129+2.0% | Added |
| Ar Asset Management Inc | 6,700 | $3.20M | 0.67% | 00.0% | Unchanged |
| Eagle Rock Investment Company, LLC | 6,700 | $3.20M | 0.48% | 00.0% | Unchanged |
| PFG Investments, LLC | 6,669 | $3.18M | 0.17% | +440+7.1% | Added |
| AdvisorNet Financial, Inc | 6,662 | $3.18M | 0.18% | +847+14.6% | Added |
| Oxbow Advisors, LLC | 6,644 | $3.17M | 0.29% | −1,124−14.5% | Reduced |
| CNB Bank | 6,643 | $3.17M | 1.32% | +304+4.8% | Added |
| Southeast Asset Advisors Inc. | 6,632 | $3.16M | 0.34% | +30.0% | Added |
| Greenfield Savings Bank | 6,628 | $3.16M | 1.33% | −89−1.3% | Reduced |
| Court Place Advisors, LLC | 6,599 | $3.15M | 0.95% | −16−0.2% | Reduced |
| Ignite Planners, LLC | 6,594 | $3.15M | 0.52% | −178−2.6% | Reduced |
| AMG National Trust Bank | 6,586 | $3.14M | 0.08% | −5−0.1% | Reduced |
| Xcel Wealth Management, LLC | 6,545 | $3.12M | 0.81% | +2,585+65.3% | Added |
| Coastline Trust Co | 6,530 | $3.12M | 0.33% | +24+0.4% | Added |
| Stevens Capital Management LP | 6,529 | $3.12M | 0.41% | +2,821+76.1% | Added |
| Osborne Partners Capital Management, LLC | 6,525 | $3.11M | 0.16% | +485+8.0% | Added |
| Weaver Capital Management LLC | 6,497 | $3.10M | 0.68% | +461+7.6% | Added |
| Massachusetts Wealth Management | 6,482 | $3.09M | 1.53% | +220+3.5% | Added |
| Shepherd Financial Partners LLC | 6,480 | $3.09M | 0.29% | −10.0% | Reduced |
| Clark Capital Management Group, Inc. | 6,470 | $3.09M | 0.02% | +987+18.0% | Added |
| Trust Investment Advisors | 6,465 | $3.08M | 1.73% | +43+0.7% | Added |
| Vectors Research Management, LLC | 6,415 | $3.06M | 0.96% | +3,753+141.0% | Added |
| Rexford Capital Inc | 6,395 | $3.05M | 2.36% | −13−0.2% | Reduced |