Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sumitomo Life Insurance Co | 6,393 | $3.05M | 0.09% | −206−3.1% | Reduced |
| Panagora Asset Management Inc | 6,382 | $3.05M | 0.01% | −1,754−21.6% | Reduced |
| Parkside Financial Bank & Trust | 6,357 | $3.03M | 0.23% | +31+0.5% | Added |
| Advisors Preferred, LLC | 6,300 | $3.03M | 0.45% | 00.0% | Unchanged |
| BOS Asset Management, LLC | 6,343 | $3.03M | 0.85% | +236+3.9% | Added |
| Roman Butler Fullerton & Co | 5,167 | $3.03M | 0.81% | +331+6.8% | Added |
| JBR Co Financial Management Inc | 6,339 | $3.02M | 1.28% | −158−2.4% | Reduced |
| Avantax Planning Partners, Inc. | 6,336 | $3.02M | 0.09% | −86−1.3% | Reduced |
| RD Lewis Holdings, Inc. | 5,270 | $3.02M | 2.83% | +80+1.5% | Added |
| Smartleaf Asset Management LLC | 6,399 | $3.02M | 0.19% | +1,885+41.8% | Added |
| Heritage Wealth Management, Inc. | 6,321 | $3.02M | 0.89% | −71−1.1% | Reduced |
| Hilltop Holdings Inc. | 6,318 | $3.01M | 0.16% | −1,157−15.5% | Reduced |
| CFC Planning Co LLC | 6,315 | $3.01M | 2.53% | +333+5.6% | Added |
| Allegheny Financial Group LTD | 6,301 | $3.01M | 0.56% | +1,133+21.9% | Added |
| Heartland Bank & Trust Co | 6,275 | $2.99M | 1.24% | +3,527+128.3% | Added |
| Abn Amro Investment Solutions | 6,253 | $2.98M | 0.06% | −1,990−24.1% | Reduced |
| Strategic Advisors LLC | 6,249 | $2.98M | 0.48% | +73+1.2% | Added |
| Ellis Investment Partners, LLC | 6,236 | $2.98M | 0.54% | −79−1.3% | Reduced |
| River Wealth Advisors LLC | 6,232 | $2.97M | 0.35% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 6,193 | $2.95M | 0.25% | +84+1.4% | Added |
| EPG Wealth Management LLC | 6,175 | $2.95M | 0.81% | +1,514+32.5% | Added |
| Hillsdale Investment Management Inc. | 6,167 | $2.94M | 0.09% | +1,430+30.2% | Added |
| Thompson Siegel & Walmsley LLC | 6,153 | $2.94M | 0.05% | −30.0% | Reduced |
| Vantage Point Financial LLC | 6,146 | $2.93M | 1.14% | +33+0.5% | Added |
| Ascent Group, LLC | 6,136 | $2.93M | 0.10% | +2,876+88.2% | Added |
| JFS Wealth Advisors, LLC | 6,133 | $2.93M | 0.17% | +176+3.0% | Added |
| Crawford Investment Counsel Inc | 6,121 | $2.92M | 0.05% | +100+1.7% | Added |
| Private Trust Co NA | 6,119 | $2.92M | 0.26% | +60+1.0% | Added |
| WD Rutherford LLC | 6,110 | $2.92M | 1.24% | +508+9.1% | Added |
| Charles Schwab Trust Co | 6,106 | $2.91M | 0.20% | +80+1.3% | Added |
| FLC Capital Advisors | 6,105 | $2.91M | 0.56% | −21−0.3% | Reduced |
| Weatherly Asset Management L. P. | 6,090 | $2.91M | 0.24% | +75+1.2% | Added |
| ABN AMRO Bank N.V. | 6,105 | $2.90M | 0.03% | +2,733+81.0% | Added |
| Cynosure Management, LLC | 6,073 | $2.90M | 0.31% | −3,893−39.1% | Reduced |
| Franklin Street Advisors Inc | 6,071 | $2.90M | 0.17% | −300−4.7% | Reduced |
| Bowen Hanes & Co Inc | 6,044 | $2.88M | 0.07% | −2,740−31.2% | Reduced |
| G&S Capital LLC | 6,031 | $2.88M | 1.06% | −1,218−16.8% | Reduced |
| Bridges Investment Management Inc | 6,030 | $2.88M | 0.04% | +452+8.1% | Added |
| Wealthspire Advisors, LLC | 6,019 | $2.87M | 0.02% | −5,227−46.5% | Reduced |
| Savvy Advisors, Inc. | 6,014 | $2.87M | 0.13% | +909+17.8% | Added |
| Bragg Financial Advisors, Inc | 6,000 | $2.86M | 0.09% | +247+4.3% | Added |
| Wealth Architects, LLC | 5,986 | $2.86M | 0.27% | −23−0.4% | Reduced |
| Kentucky Trust Co | 5,983 | $2.85M | 1.55% | −75−1.2% | Reduced |
| Wilson & Boucher Capital Management, LLC | 5,981 | $2.85M | 1.88% | −50−0.8% | Reduced |
| Biltmore Family Office, LLC | 5,975 | $2.85M | 0.41% | −65−1.1% | Reduced |
| Victrix Investment Advisors | 5,940 | $2.83M | 1.55% | −138−2.3% | Reduced |
| Bernard Wealth Management Corp. | 5,937 | $2.83M | 1.18% | +109+1.9% | Added |
| Brady Family Wealth, LLC | 5,931 | $2.83M | 0.88% | +607+11.4% | Added |
| Qtron Investments LLC | 5,925 | $2.83M | 0.35% | −882−13.0% | Reduced |
| Vivid Wealth Management, LLC | 5,922 | $2.83M | 1.12% | −1,233−17.2% | Reduced |
| Catalytic Wealth RIA, LLC | 5,906 | $2.82M | 0.09% | +2,509+73.9% | Added |
| Orleans Capital Management Corp | 5,885 | $2.81M | 1.82% | −1,793−23.4% | Reduced |
| Drive Wealth Management, LLC | 5,881 | $2.81M | 0.59% | −3−0.1% | Reduced |
| Cordatus Wealth Management LLC | 5,874 | $2.80M | 0.66% | +40+0.7% | Added |
| Sandler Capital Management | 5,835 | $2.78M | 1.02% | +5,835 | New |
| Confluence Wealth Services, Inc. | 5,816 | $2.77M | 0.14% | −308−5.0% | Reduced |
| Investment House LLC | 5,808 | $2.77M | 0.13% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 5,796 | $2.77M | 0.13% | −5−0.1% | Reduced |
| Huntleigh Advisors, Inc. | 5,783 | $2.76M | 0.47% | +185+3.3% | Added |
| Oddo BHF Asset Management SAS | 5,778 | $2.76M | 0.10% | −687−10.6% | Reduced |
| HHM Wealth Advisors, LLC | 5,759 | $2.75M | 0.32% | −123−2.1% | Reduced |
| Pinnbrook Capital Management LP | 5,758 | $2.75M | 0.51% | −1,186−17.1% | Reduced |
| Trueblood Wealth Management, LLC | 5,756 | $2.75M | 1.07% | −158−2.7% | Reduced |
| Watershed Private Wealth LLC | 5,756 | $2.75M | 0.87% | 00.0% | Unchanged |
| Eads & Heald Wealth Management | 5,756 | $2.75M | 1.31% | −277−4.6% | Reduced |
| Chapin Davis, Inc. | 5,746 | $2.74M | 0.67% | −131−2.2% | Reduced |
| MASTERINVEST Kapitalanlage GmbH | 5,699 | $2.72M | 0.27% | −1,862−24.6% | Reduced |
| Am Investment Strategies LLC | 5,694 | $2.72M | 0.59% | +329+6.1% | Added |
| Essex Savings Bank | 5,684 | $2.71M | 0.61% | −100−1.7% | Reduced |
| Ocean Capital Management, LLC | 5,677 | $2.71M | 0.55% | −197−3.4% | Reduced |
| First National Bank Sioux Falls | 5,653 | $2.70M | 0.84% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 5,471 | $2.69M | 0.07% | +196+3.7% | Added |
| Beaton Management Co. Inc. | 5,603 | $2.67M | 1.22% | 00.0% | Unchanged |
| SIR Capital Management, L.P. | 5,600 | $2.67M | 0.24% | +5,600 | New |
| Arbor Trust Wealth Advisors, LLC | 5,580 | $2.66M | 1.20% | −179−3.1% | Reduced |
| Cascade Investment Advisors, Inc. | 5,576 | $2.66M | 1.61% | −4−0.1% | Reduced |
| TKG Advisors, LLC | 5,572 | $2.66M | 1.14% | −876−13.6% | Reduced |
| Bartlett & Co. Wealth Management LLC | 5,567 | $2.66M | 0.04% | +154+2.8% | Added |
| Woodard & Co Asset Management Group Inc | 5,548 | $2.65M | 0.43% | +284+5.4% | Added |
| Capital Investment Advisory Services, LLC | 5,545 | $2.65M | 0.21% | −171−3.0% | Reduced |
| Ingalls & Snyder LLC | 5,540 | $2.64M | 0.09% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 5,517 | $2.63M | 0.75% | −256−4.4% | Reduced |
| Monticello Wealth Management, LLC | 5,516 | $2.63M | 0.18% | +1,989+56.4% | Added |
| Intellectus Partners, LLC | 5,496 | $2.62M | 0.51% | +3+0.1% | Added |
| Richard Bernstein Advisors LLC | 5,483 | $2.62M | 0.07% | −7,885−59.0% | Reduced |
| IFG Advisory, LLC | 5,477 | $2.61M | 0.12% | −93−1.7% | Reduced |
| WealthPlan Investment Management, LLC | 5,463 | $2.61M | 0.17% | −529−8.8% | Reduced |
| BNP Paribas | 5,686 | $2.60M | 0.08% | −25,238−81.6% | Reduced |
| LOM Asset Management Ltd | 5,452 | $2.60M | 0.79% | +166+3.1% | Added |
| Redmond Asset Management, LLC | 5,436 | $2.59M | 0.64% | −660−10.8% | Reduced |
| Moody National Bank Trust Division | 5,430 | $2.59M | 0.22% | +314+6.1% | Added |
| Garrett Investment Advisors LLC | 5,427 | $2.59M | 0.21% | −167−3.0% | Reduced |
| IFC Advisors LLC | 5,424 | $2.59M | 0.47% | +238+4.6% | Added |
| Trust Point Inc. | 5,418 | $2.59M | 0.21% | −22−0.4% | Reduced |
| Advisors Management Group Inc | 5,380 | $2.57M | 0.45% | −69−1.3% | Reduced |
| Permanent Capital Management, LP | 5,369 | $2.56M | 0.48% | +5,369 | New |
| Mayflower Financial Advisors, LLC | 5,360 | $2.56M | 0.32% | +1,365+34.2% | Added |
| Nations Financial Group Inc, | 5,357 | $2.56M | 0.16% | −43−0.8% | Reduced |
| Convergence Investment Partners, LLC | 5,358 | $2.56M | 0.57% | −265−4.7% | Reduced |
| Ti-Trust, Inc | 5,356 | $2.56M | 1.61% | 00.0% | Unchanged |