Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Caisse des Depots Et Consignations | 5,348 | $2.55M | 0.11% | +5,348 | New |
| High Falls Advisors, Inc | 5,342 | $2.55M | 0.52% | +356+7.1% | Added |
| SCS Capital Management LLC | 5,341 | $2.55M | 0.03% | −124−2.3% | Reduced |
| International Assets Investment Management, LLC | 6,515 | $2.55M | 0.21% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 5,337 | $2.55M | 0.62% | +9+0.2% | Added |
| AIA Group Ltd | 5,330 | $2.54M | 0.04% | +2,024+61.2% | Added |
| Resources Management Corp | 5,330 | $2.54M | 0.33% | −900−14.4% | Reduced |
| Rollins Financial Advisors, LLC | 5,326 | $2.54M | 0.38% | +107+2.1% | Added |
| Checchi Capital Advisers, LLC | 5,296 | $2.53M | 0.17% | −320−5.7% | Reduced |
| Morton Community Bank | 4,352 | $2.51M | 0.58% | +3,755+629.0% | Added |
| Advisor OS, LLC | 5,259 | $2.51M | 0.22% | +995+23.3% | Added |
| Nwam LLC | 4,909 | $2.50M | 0.14% | +253+5.4% | Added |
| ARS Wealth Advisors Group, LLC | 5,242 | $2.50M | 0.25% | +28+0.5% | Added |
| First Horizon Corp | 5,241 | $2.50M | 0.12% | +5,241 | New |
| Eldridge Investment Advisors, Inc. | 5,235 | $2.50M | 0.57% | −20.0% | Reduced |
| Core Wealth Advisors, Inc. | 5,219 | $2.49M | 0.65% | −136−2.5% | Reduced |
| True North Advisors, LLC | 5,184 | $2.47M | 0.39% | +126+2.5% | Added |
| Horizon Kinetics Asset Management LLC | 5,182 | $2.47M | 0.03% | −2,547−33.0% | Reduced |
| Perkins Coie Trust Co | 5,177 | $2.47M | 0.46% | −411−7.4% | Reduced |
| Rodgers Brothers Inc. | 5,176 | $2.47M | 0.30% | 00.0% | Unchanged |
| Northern Financial Advisors Inc | 5,169 | $2.47M | 1.29% | +139+2.8% | Added |
| Hager Investment Management Services, LLC | 5,164 | $2.46M | 1.33% | −444−7.9% | Reduced |
| Beacon Investment Advisors LLC | 5,123 | $2.44M | 1.00% | +29+0.6% | Added |
| Garde Capital, Inc. | 5,122 | $2.44M | 0.12% | −237−4.4% | Reduced |
| HCR Wealth Advisors | 4,978 | $2.44M | 0.25% | +1,000+25.1% | Added |
| Bell Asset Management Ltd | 5,115 | $2.44M | 0.67% | −6,716−56.8% | Reduced |
| Camden Capital, LLC | 5,091 | $2.43M | 0.17% | −301−5.6% | Reduced |
| Connecticut Wealth Management, LLC | 5,088 | $2.43M | 0.11% | −165−3.1% | Reduced |
| XML Financial, LLC | 5,051 | $2.41M | 0.20% | +509+11.2% | Added |
| Journey Strategic Wealth LLC | 5,051 | $2.41M | 0.07% | −97−1.9% | Reduced |
| David Loasby | 4,937 | $2.40M | 0.19% | +45+0.9% | Added |
| Next Century Growth Investors LLC | 5,032 | $2.40M | 0.18% | +27+0.5% | Added |
| Benedict Financial Advisors Inc | 5,017 | $2.39M | 0.52% | −154−3.0% | Reduced |
| Wolff Financial Management LLC | 5,002 | $2.39M | 0.55% | 00.0% | Unchanged |
| Cladis Investment Advisory, LLC | 5,000 | $2.39M | 1.37% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 4,995 | $2.38M | 0.09% | −138−2.7% | Reduced |
| Guardian Investment Management | 4,987 | $2.38M | 2.08% | 00.0% | Unchanged |
| Atlas Brown,Inc. | 4,987 | $2.38M | 0.70% | −132−2.6% | Reduced |
| Haverford Trust Co | 4,983 | $2.38M | 0.02% | −14−0.3% | Reduced |
| Papp L Roy & Associates | 4,982 | $2.38M | 0.27% | 00.0% | Unchanged |
| WBH Advisory Inc | 4,981 | $2.38M | 0.18% | 00.0% | Unchanged |
| Opes Wealth Management LLC | 4,979 | $2.38M | 0.42% | +27+0.5% | Added |
| Bellwether Advisors, LLC | 4,968 | $2.37M | 0.39% | +4,828+3,448.6% | Added |
| Woodmont Investment Counsel LLC | 4,955 | $2.36M | 0.16% | +37+0.8% | Added |
| Exencial Wealth Advisors, LLC | 4,931 | $2.35M | 0.08% | +52+1.1% | Added |
| Westwood Holdings Group Inc. | 4,914 | $2.35M | 0.02% | −1,893−27.8% | Reduced |
| Dumont & Blake Investment Advisors LLC | 4,914 | $2.34M | 0.57% | −40−0.8% | Reduced |
| BankPlus Trust Department | 4,892 | $2.33M | 0.62% | −1,320−21.2% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,886 | $2.33M | 1.51% | +16+0.3% | Added |
| SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co | 4,074 | $2.33M | 1.66% | +2,200+117.4% | Added |
| Exchange Traded Concepts, LLC | 4,864 | $2.32M | 0.02% | −33,432−87.3% | Reduced |
| Harbor Group, Inc. | 4,857 | $2.32M | 0.37% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 4,855 | $2.32M | 0.79% | −59−1.2% | Reduced |
| CFM Wealth Partners LLC | 4,845 | $2.31M | 0.34% | −8−0.2% | Reduced |
| Trinity Legacy Partners, LLC | 3,975 | $2.29M | 0.53% | +3+0.1% | Added |
| Burke & Herbert Bank & Trust Co | 4,776 | $2.28M | 0.49% | −50−1.0% | Reduced |
| Golden State Equity Partners | 4,773 | $2.28M | 0.38% | +744+18.5% | Added |
| Princeton Capital Management LLC | 4,768 | $2.28M | 0.61% | 00.0% | Unchanged |
| Ostrum Asset Management | 4,754 | $2.27M | 0.10% | −2,049−30.1% | Reduced |
| Crown Oak Advisors, LLC | 5,821 | $2.26M | 1.07% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 4,731 | $2.26M | 0.05% | +683+16.9% | Added |
| Frank, Rimerman Advisors LLC | 4,730 | $2.26M | 0.14% | +465+10.9% | Added |
| Security National Bank | 4,728 | $2.26M | 0.35% | +714+17.8% | Added |
| Gateway Wealth Partners, LLC | 4,719 | $2.25M | 0.30% | +546+13.1% | Added |
| West Oak Capital, LLC | 4,704 | $2.24M | 0.90% | −268−5.4% | Reduced |
| Journey Advisory Group, LLC | 4,701 | $2.24M | 0.17% | −48−1.0% | Reduced |
| Main Street Financial Solutions, LLC | 4,696 | $2.24M | 0.14% | +1,331+39.6% | Added |
| Catalyst Financial Partners LLC | 4,691 | $2.24M | 0.27% | +55+1.2% | Added |
| Garrison Point Advisors, LLC | 4,678 | $2.23M | 0.94% | −137−2.8% | Reduced |
| Westover Capital Advisors, LLC | 4,676 | $2.23M | 0.41% | 00.0% | Unchanged |
| Diamant Asset Management, Inc. | 4,658 | $2.22M | 1.64% | −200−4.1% | Reduced |
| Global Trust Asset Management, LLC | 4,653 | $2.22M | 1.00% | +48+1.0% | Added |
| Oak Asset Management, LLC | 4,650 | $2.22M | 0.76% | −1,445−23.7% | Reduced |
| CoreCap Advisors, LLC | 4,648 | $2.22M | 0.08% | +577+14.2% | Added |
| Emprise Bank | 4,639 | $2.21M | 0.96% | −37−0.8% | Reduced |
| Colonial Trust Co | 4,621 | $2.21M | 0.30% | +80+1.8% | Added |
| Norway Savings Bank | 4,603 | $2.20M | 1.06% | +30+0.7% | Added |
| Sageworth Trust Co | 4,598 | $2.19M | 0.10% | +3,843+509.0% | Added |
| Simplicity Wealth,LLC | 4,589 | $2.19M | 0.13% | −237−4.9% | Reduced |
| Fundamentun, LLC | 4,588 | $2.19M | 0.09% | +33+0.7% | Added |
| Glen Eagle Advisors, LLC | 4,584 | $2.19M | 0.30% | +12+0.3% | Added |
| Cooper Financial Group | 4,572 | $2.18M | 0.24% | +224+5.2% | Added |
| Evelyn Partners Investment Management LLP | 4,571 | $2.18M | 0.06% | +54+1.2% | Added |
| Institute for Wealth Management, LLC. | 4,563 | $2.18M | 0.23% | +98+2.2% | Added |
| Guerra Pan Advisors, LLC | 4,549 | $2.17M | 1.31% | 00.0% | Unchanged |
| United Bank | 4,537 | $2.16M | 0.75% | +454+11.1% | Added |
| Highview Capital Management LLC | 4,525 | $2.16M | 0.79% | +3,505+343.6% | Added |
| Tanglewood Legacy Advisors, LLC | 4,525 | $2.16M | 0.83% | −160−3.4% | Reduced |
| First Manhattan Co | 4,514 | $2.15M | 0.01% | +3+0.1% | Added |
| 1 North Wealth Services LLC | 4,502 | $2.15M | 0.88% | +59+1.3% | Added |
| Polymer Capital Management (US) LLC | 4,500 | $2.15M | 0.29% | +4,500 | New |
| InTrack Investment Management Inc | 4,495 | $2.14M | 1.28% | −188−4.0% | Reduced |
| Goldstone Financial Group, LLC | 4,487 | $2.14M | 0.25% | +1,057+30.8% | Added |
| Amussen Hunsaker Associates LLC | 4,488 | $2.14M | 0.22% | −1,406−23.9% | Reduced |
| Csenge Advisory Group | 4,477 | $2.14M | 0.10% | −721−13.9% | Reduced |
| Pitcairn Co | 4,475 | $2.14M | 0.17% | −382−7.9% | Reduced |
| Widmann Financial Services, Inc. | 4,474 | $2.13M | 1.34% | −55−1.2% | Reduced |
| Cigna Investments Inc | 4,474 | $2.13M | 0.30% | −87−1.9% | Reduced |
| Precedent Wealth Partners, LLC | 4,470 | $2.13M | 0.47% | +334+8.1% | Added |
| Smithfield Trust Co | 4,452 | $2.13M | 0.10% | +200+4.7% | Added |