Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Old West Investment Management, LLC | 4,458 | $2.13M | 0.49% | 00.0% | Unchanged |
| Inman Jager Wealth Management, LLC | 4,455 | $2.13M | 1.36% | −267−5.7% | Reduced |
| Charter Research & Investment Group, Inc. | 4,450 | $2.12M | 1.47% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 4,450 | $2.12M | 0.09% | +201+4.7% | Added |
| SOL Capital Management CO | 4,448 | $2.12M | 0.19% | −41−0.9% | Reduced |
| Kerusso Capital Management LLC | 4,445 | $2.12M | 1.30% | −273−5.8% | Reduced |
| Sava Infond d.o.o. | 4,440 | $2.12M | 0.30% | −600−11.9% | Reduced |
| Cornerstone Wealth Management, LLC | 4,434 | $2.12M | 0.12% | +298+7.2% | Added |
| Cardiff Park Advisors, LLC | 4,434 | $2.12M | 0.16% | +18+0.4% | Added |
| Wealth Alliance Advisory Group, LLC | 4,432 | $2.11M | 0.38% | −1,652−27.2% | Reduced |
| RS Crum Inc. | 4,430 | $2.11M | 0.47% | 00.0% | Unchanged |
| Fire Capital Management LLC | 4,419 | $2.11M | 1.21% | +50+1.1% | Added |
| City State Bank | 4,418 | $2.11M | 0.61% | −65−1.4% | Reduced |
| Diversify Advisory Services, LLC | 3,679 | $2.10M | 0.07% | +245+7.1% | Added |
| GPS Wealth Strategies Group, LLC | 4,399 | $2.10M | 0.22% | −13−0.3% | Reduced |
| BayBridge Capital Group, LLC | 4,390 | $2.09M | 1.34% | −208−4.5% | Reduced |
| Motiv8 Investments LLC | 4,390 | $2.09M | 1.11% | +128+3.0% | Added |
| RKL Wealth Management LLC | 4,384 | $2.09M | 0.18% | −97−2.2% | Reduced |
| IMS Capital Management | 4,375 | $2.09M | 0.96% | 00.0% | Unchanged |
| BCJ Capital Management, LLC | 4,371 | $2.09M | 0.12% | +208+5.0% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,371 | $2.09M | 0.06% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,338 | $2.07M | 0.55% | +81+1.9% | Added |
| Amarillo National Bank | 4,334 | $2.07M | 0.36% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,324 | $2.06M | 0.94% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 4,320 | $2.06M | 0.33% | +876+25.4% | Added |
| Sit Investment Associates Inc | 4,300 | $2.05M | 0.04% | 00.0% | Unchanged |
| Applied Finance Capital Management, LLC | 4,298 | $2.05M | 0.15% | −1,379−24.3% | Reduced |
| Univest Financial Corp | 4,283 | $2.04M | 0.11% | 00.0% | Unchanged |
| Evernest Financial Advisors, LLC | 4,270 | $2.04M | 0.57% | +49+1.2% | Added |
| Promethium Advisors,llc | 4,251 | $2.03M | 1.16% | +690+19.4% | Added |
| Flaharty Asset Management, LLC | 4,250 | $2.03M | 0.26% | −42−1.0% | Reduced |
| NBC Securities, Inc. | 4,244 | $2.03M | 0.16% | −112−2.6% | Reduced |
| Farmers Trust Co | 4,241 | $2.02M | 0.35% | 00.0% | Unchanged |
| Cypress Capital Group | 4,235 | $2.02M | 0.24% | +518+13.9% | Added |
| Norden Group LLC | 4,230 | $2.02M | 0.21% | −470−10.0% | Reduced |
| RNC Capital Management LLC | 4,230 | $2.02M | 0.09% | −22−0.5% | Reduced |
| Krilogy Financial LLC | 3,544 | $2.02M | 0.08% | +3,544 | New |
| Wealthspan Partners, LLC | 4,221 | $2.01M | 0.78% | +27+0.6% | Added |
| Werlinich Asset Management, LLC | 4,217 | $2.01M | 1.00% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 4,213 | $2.01M | 0.63% | +36+0.9% | Added |
| Rossmore Private Capital | 4,213 | $2.01M | 0.22% | +190+4.7% | Added |
| Kovack Advisors, Inc. | 4,212 | $2.01M | 0.19% | −347−7.6% | Reduced |
| Avidian Wealth Solutions, LLC | 4,211 | $2.01M | 0.08% | +70+1.7% | Added |
| Hardy Reed LLC | 4,202 | $2.00M | 0.15% | +110+2.7% | Added |
| Symmetry Investments LP | 4,200 | $2.00M | 0.16% | +4,200 | New |
| Bahl & Gaynor Inc | 4,190 | $2.00M | 0.01% | −1,977−32.1% | Reduced |
| Valmark Advisers, Inc. | 4,188 | $2.00M | 0.03% | +745+21.6% | Added |
| ZEGA Investments, LLC | 4,184 | $2.00M | 0.46% | +2,508+149.6% | Added |
| Aureus Asset Management, LLC | 4,178 | $1.99M | 0.13% | 00.0% | Unchanged |
| BBR Partners, LLC | 4,176 | $1.99M | 0.11% | +40+1.0% | Added |
| Stamos Capital Partners, L.P. | 4,168 | $1.99M | 0.38% | −3,647−46.7% | Reduced |
| Mainstay Capital Management LLC | 4,162 | $1.99M | 0.20% | −4,070−49.4% | Reduced |
| Richards, Merrill & Peterson, Inc. | 4,158 | $1.98M | 0.86% | +387+10.3% | Added |
| Phoenix Holdings Ltd. | 8,048 | $1.98M | 0.02% | +9+0.1% | Added |
| Guardian Wealth Advisors, LLC | 4,147 | $1.98M | 0.13% | +6+0.1% | Added |
| Insigneo Advisory Services, LLC | 4,137 | $1.97M | 0.14% | +487+13.3% | Added |
| Donaldson Capital Management, LLC | 4,136 | $1.97M | 0.06% | −400−8.8% | Reduced |
| Washington Trust Co | 4,131 | $1.97M | 0.06% | −34−0.8% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 4,123 | $1.97M | 0.11% | +9+0.2% | Added |
| Calamos Wealth Management LLC | 4,122 | $1.97M | 0.07% | +1,136+38.0% | Added |
| Dana Investment Advisors, Inc. | 4,121 | $1.97M | 0.06% | −2,280−35.6% | Reduced |
| Gibson Capital, LLC | 4,118 | $1.96M | 0.36% | +4,118 | New |
| Westhampton Capital, LLC | 4,110 | $1.96M | 0.96% | 00.0% | Unchanged |
| Capital Markets Trading UK LLP | 4,102 | $1.96M | 2.00% | +2,188+114.3% | Added |
| McGlone Suttner Wealth Management, Inc. | 4,100 | $1.96M | 0.27% | +77+1.9% | Added |
| Paradigm Asset Management Co LLC | 4,100 | $1.96M | 0.45% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 4,092 | $1.95M | 0.10% | −74−1.8% | Reduced |
| Financial Management Network Inc | 3,932 | $1.95M | 0.32% | +643+19.6% | Added |
| Joel Isaacson & Co., LLC | 4,076 | $1.94M | 0.07% | +1,300+46.8% | Added |
| Allen Capital Group, LLC | 4,070 | $1.94M | 0.19% | +37+0.9% | Added |
| Cobblestone Capital Advisors LLC | 4,062 | $1.94M | 0.09% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,049 | $1.93M | 0.90% | −18−0.4% | Reduced |
| Birch Hill Investment Advisors LLC | 4,044 | $1.93M | 0.08% | 00.0% | Unchanged |
| Everett Harris & Co | 4,042 | $1.93M | 0.02% | +115+2.9% | Added |
| Apella Capital, LLC | 3,553 | $1.92M | 0.04% | +256+7.8% | Added |
| Optimum Investment Advisors | 4,021 | $1.92M | 0.76% | −10−0.2% | Reduced |
| Viking Fund Management LLC | 4,000 | $1.91M | 0.23% | 00.0% | Unchanged |
| Tower Bridge Advisors | 4,000 | $1.91M | 0.19% | 00.0% | Unchanged |
| Nearwater Capital Markets, Ltd | 4,000 | $1.91M | 0.03% | +4,000 | New |
| BOCHK Asset Management Ltd | 4,000 | $1.91M | 0.50% | +4,000 | New |
| Founders Financial Securities LLC | 3,992 | $1.90M | 0.13% | −744−15.7% | Reduced |
| IVC Wealth Advisors LLC | 3,992 | $1.90M | 0.85% | −14−0.3% | Reduced |
| Everhart Financial Group, Inc. | 3,984 | $1.90M | 0.19% | +621+18.5% | Added |
| Delta Investment Management, LLC | 3,979 | $1.90M | 0.34% | +8+0.2% | Added |
| LRI Investments, LLC | 3,967 | $1.89M | 0.15% | +136+3.5% | Added |
| Oak Harvest Investment Services | 3,948 | $1.88M | 0.22% | −359−8.3% | Reduced |
| Capital International Sarl | 3,938 | $1.88M | 0.03% | +39+1.0% | Added |
| Burford Brothers, Inc. | 3,933 | $1.88M | 0.80% | +51+1.3% | Added |
| Bank & Trust Co | 3,924 | $1.87M | 1.38% | 00.0% | Unchanged |
| Berkshire Asset Management LLC | 3,915 | $1.87M | 0.08% | 00.0% | Unchanged |
| Van Strum & Towne Inc. | 3,910 | $1.87M | 0.55% | −55−1.4% | Reduced |
| Capital Management Associates, Inc | 3,899 | $1.86M | 0.50% | +9+0.2% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 3,893 | $1.86M | 0.01% | −8,961−69.7% | Reduced |
| ZWJ Investment Counsel Inc | 3,891 | $1.86M | 0.07% | +30+0.8% | Added |
| Fort Point Capital Partners LLC | 3,875 | $1.85M | 0.24% | −2,400−38.2% | Reduced |
| Cornercap Investment Counsel Inc | 3,875 | $1.85M | 0.92% | −65−1.6% | Reduced |
| Howard Capital Management Inc. | 3,872 | $1.85M | 0.02% | +368+10.5% | Added |
| Hazlett, Burt & Watson, Inc. | 3,859 | $1.84M | 0.65% | −235−5.7% | Reduced |
| Wilkins Investment Counsel Inc | 3,851 | $1.84M | 0.26% | +10+0.3% | Added |
| Carnegie Capital Asset Management, LLC | 3,847 | $1.84M | 0.03% | +482+14.3% | Added |