Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Texas Yale Capital Corp. | 3,846 | $1.84M | 0.06% | +127+3.4% | Added |
| Portside Wealth Group, LLC | 3,835 | $1.83M | 0.25% | −741−16.2% | Reduced |
| Byrne Asset Management LLC | 3,832 | $1.83M | 1.14% | −107−2.7% | Reduced |
| Investment Research & Advisory Group, Inc. | 3,820 | $1.83M | 0.63% | +3,785+10,814.3% | Added |
| Strategic Blueprint, LLC | 3,826 | $1.83M | 0.08% | +162+4.4% | Added |
| Counterweight Ventures, LLC | 3,824 | $1.82M | 1.07% | −428−10.1% | Reduced |
| South State Corp. | 3,816 | $1.82M | 0.08% | −246−6.1% | Reduced |
| Sterling Capital Management LLC | 3,812 | $1.82M | 0.03% | −371−8.9% | Reduced |
| SNS Financial Group, LLC | 3,804 | $1.81M | 0.16% | +48+1.3% | Added |
| Prosperity Consulting Group, LLC | 3,800 | $1.81M | 0.09% | +577+17.9% | Added |
| Secured Retirement Advisors, LLC | 3,798 | $1.81M | 1.01% | −209−5.2% | Reduced |
| World Equity Group, Inc. | 3,794 | $1.81M | 0.41% | +104+2.8% | Added |
| Evoke Wealth, LLC | 3,790 | $1.81M | 0.04% | +334+9.7% | Added |
| Patrick M Sweeney & Associates, Inc | 3,789 | $1.81M | 1.17% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 3,783 | $1.81M | 0.49% | −3,879−50.6% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 3,780 | $1.80M | 1.16% | 00.0% | Unchanged |
| Copley Financial Group, Inc. | 3,777 | $1.80M | 1.23% | 00.0% | Unchanged |
| Lantz Financial LLC | 3,774 | $1.80M | 0.40% | +378+11.1% | Added |
| Northwest Quadrant Wealth Management, LLC | 3,771 | $1.80M | 0.38% | −89−2.3% | Reduced |
| Souders Financial Advisors | 3,770 | $1.80M | 0.21% | −205−5.2% | Reduced |
| Rice Partnership, LLC | 3,768 | $1.80M | 0.26% | −145−3.7% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 3,765 | $1.80M | 0.71% | −196−4.9% | Reduced |
| Rockland Trust Co | 3,765 | $1.80M | 0.07% | 00.0% | Unchanged |
| Transamerica Financial Advisors, Inc. | 3,751 | $1.79M | 0.15% | −359−8.7% | Reduced |
| Quad-Cities Investment Group, LLC | 3,737 | $1.78M | 0.76% | +66+1.8% | Added |
| Portus Wealth Advisors, LLC | 3,729 | $1.78M | 1.77% | +3,729 | New |
| Patten & Patten Inc | 3,725 | $1.78M | 0.10% | −35−0.9% | Reduced |
| Boston Family Office LLC | 3,714 | $1.77M | 0.11% | +470+14.5% | Added |
| Blue Chip Partners, Inc. | 3,692 | $1.76M | 0.13% | −2−0.1% | Reduced |
| Thomasville National Bank | 3,691 | $1.76M | 0.11% | −171−4.4% | Reduced |
| Philadelphia Trust Co | 3,680 | $1.76M | 0.12% | −40−1.1% | Reduced |
| Sunbelt Securities, Inc. | 3,679 | $1.76M | 0.12% | −29−0.8% | Reduced |
| Midland Wealth Advisors LLC | 3,672 | $1.75M | 0.09% | −233−6.0% | Reduced |
| First Citizens Financial Corp | 3,670 | $1.75M | 0.87% | +9+0.2% | Added |
| Montis Financial, LLC | 3,668 | $1.75M | 0.40% | −92−2.4% | Reduced |
| Federated Hermes, Inc. | 3,666 | $1.75M | 0.00% | −1,567−29.9% | Reduced |
| Hohimer Wealth Management, LLC | 3,665 | $1.75M | 0.24% | +11+0.3% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,654 | $1.74M | 0.17% | +27+0.7% | Added |
| Peregrine Asset Advisers, Inc. | 3,851 | $1.74M | 0.52% | +1,884+95.8% | Added |
| Missouri Trust & Investment Co | 3,649 | $1.74M | 0.51% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 3,648 | $1.74M | 0.10% | +5+0.1% | Added |
| Investment Partners, Ltd. | 3,639 | $1.74M | 0.61% | −30−0.8% | Reduced |
| Circle Wealth Management, LLC | 3,635 | $1.73M | 0.03% | −6−0.2% | Reduced |
| Fairview Capital Investment Management, LLC | 3,635 | $1.73M | 0.09% | 00.0% | Unchanged |
| Gilbert & Cook, Inc. | 3,618 | $1.73M | 0.22% | +78+2.2% | Added |
| CORDA Investment Management, LLC. | 3,617 | $1.73M | 0.12% | +102+2.9% | Added |
| Oakworth Capital, Inc. | 3,617 | $1.73M | 0.10% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 3,614 | $1.72M | 0.14% | +1,110+44.3% | Added |
| Waldron Private Wealth LLC | 3,608 | $1.72M | 0.07% | 00.0% | Unchanged |
| Fort Sheridan Advisors LLC | 3,596 | $1.72M | 0.22% | −125−3.4% | Reduced |
| Perfromance Wealth Partners, LLC | 3,595 | $1.72M | 0.05% | +14+0.4% | Added |
| Security Financial Services, INC. | 3,593 | $1.71M | 0.28% | +74+2.1% | Added |
| Keel Point, LLC | 3,591 | $1.71M | 0.11% | −31−0.9% | Reduced |
| Alexis Investment Partners, LLC | 3,626 | $1.71M | 0.69% | +508+16.3% | Added |
| Root Financial Partners, LLC | 3,582 | $1.71M | 0.11% | +468+15.0% | Added |
| Vanguard Capital Wealth Advisors | 3,578 | $1.71M | 1.37% | +3+0.1% | Added |
| Boston Research & Management Inc | 3,542 | $1.69M | 0.37% | 00.0% | Unchanged |
| Armis Advisers, LLC | 3,270 | $1.69M | 0.16% | +416+14.6% | Added |
| Fox Hill Wealth Management | 3,529 | $1.68M | 0.79% | +259+7.9% | Added |
| Canopy Partners, LLC | 3,527 | $1.68M | 0.56% | −366−9.4% | Reduced |
| SS&H Financial Advisors, Inc. | 3,525 | $1.68M | 0.51% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 3,525 | $1.68M | 0.23% | +23+0.7% | Added |
| Loomis Sayles & Co L P | 3,503 | $1.67M | 0.00% | +10.0% | Added |
| 1858 Wealth Management, LLC | 3,497 | $1.67M | 1.17% | −244−6.5% | Reduced |
| First Foundation Advisors | 3,495 | $1.67M | 0.06% | +22+0.6% | Added |
| Spreng Capital Management, Inc. | 3,495 | $1.67M | 0.67% | −255−6.8% | Reduced |
| Rooted Wealth Advisors, Inc. | 3,346 | $1.67M | 0.51% | +99+3.0% | Added |
| King Wealth | 3,486 | $1.66M | 0.21% | +9+0.3% | Added |
| Grimes & Company, Inc. | 3,483 | $1.66M | 0.04% | +165+5.0% | Added |
| Sequent Asset Management, LLC | 3,483 | $1.66M | 0.79% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 3,474 | $1.66M | 0.13% | +437+14.4% | Added |
| CRA Financial Services, LLC | 3,473 | $1.66M | 0.23% | +25+0.7% | Added |
| Sage Mountain Advisors LLC | 3,454 | $1.65M | 0.09% | +317+10.1% | Added |
| Uncommon Cents Investing LLC | 3,436 | $1.64M | 0.41% | +26+0.8% | Added |
| Quintet Private Bank (Europe) S.A. | 3,436 | $1.64M | 0.09% | +28+0.8% | Added |
| Sender Co & Partners, Inc. | 3,419 | $1.63M | 0.63% | +1,341+64.5% | Added |
| Rossby Financial, LCC | 3,392 | $1.63M | 0.54% | −49−1.4% | Reduced |
| EverSource Wealth Advisors, LLC | 3,413 | $1.63M | 0.06% | −57−1.6% | Reduced |
| Shell Asset Management Co | 3,405 | $1.63M | 0.16% | −7,609−69.1% | Reduced |
| Brucke Financial, Inc. | 2,810 | $1.62M | 0.95% | −340−10.8% | Reduced |
| Bullock Wealth Management Group | 3,373 | $1.62M | 0.81% | −59−1.7% | Reduced |
| SBI Securities Co., Ltd. | 3,397 | $1.62M | 0.04% | −389−10.3% | Reduced |
| Magnus Financial Group LLC | 3,391 | $1.62M | 0.13% | +28+0.8% | Added |
| Total Investment Management Inc | 3,390 | $1.62M | 0.21% | −10−0.3% | Reduced |
| Sovran Advisors, LLC | 2,768 | $1.61M | 0.14% | +306+12.4% | Added |
| Stiles Financial Services Inc | 3,379 | $1.61M | 0.51% | +162+5.0% | Added |
| Vista Private Wealth Partners. LLC | 4,150 | $1.61M | 0.50% | 00.0% | Unchanged |
| Agf Management Ltd | 3,358 | $1.60M | 0.01% | +284+9.2% | Added |
| Legacy Financial Strategies, LLC | 3,354 | $1.60M | 0.29% | −74−2.2% | Reduced |
| Chicago Partners Investment Group LLC | 3,051 | $1.60M | 0.04% | +473+18.3% | Added |
| Marble Harbor Investment Counsel, LLC | 3,347 | $1.60M | 0.17% | −35−1.0% | Reduced |
| Montecito Bank & Trust | 3,345 | $1.60M | 0.25% | +3,345 | New |
| DRW Securities, LLC | 3,347 | $1.60M | 0.08% | +762+29.5% | Added |
| Bath Savings Trust Co | 3,340 | $1.59M | 0.16% | −9−0.3% | Reduced |
| Lantern Wealth Advisors, LLC | 3,339 | $1.59M | 0.84% | −297−8.2% | Reduced |
| NewSquare Capital LLC | 3,332 | $1.59M | 0.11% | +2,916+701.0% | Added |
| Venturi Wealth Management, LLC | 3,326 | $1.59M | 0.07% | −426−11.4% | Reduced |
| Boston Private Wealth LLC | 3,318 | $1.58M | 0.09% | −102−3.0% | Reduced |
| Corundum Group, Inc. | 3,312 | $1.58M | 0.65% | −33−1.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,308 | $1.58M | 0.05% | +4+0.1% | Added |