Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Citizens Bank & Trust Co | 3,302 | $1.58M | 0.03% | −31−0.9% | Reduced |
| PFC Capital Group, Inc. | 3,301 | $1.57M | 0.66% | +200+6.4% | Added |
| Fortress Wealth Group, LLC | 2,690 | $1.57M | 0.68% | +82+3.1% | Added |
| Mendel Money Management | 3,299 | $1.57M | 0.66% | −20−0.6% | Reduced |
| Orca Wealth Management, LLC | 3,296 | $1.57M | 1.19% | +11+0.3% | Added |
| LexAurum Advisors, LLC | 3,286 | $1.57M | 0.22% | +36+1.1% | Added |
| Affinity Investment Advisors, LLC | 3,283 | $1.57M | 1.06% | −105−3.1% | Reduced |
| AA Financial Advisors, LLC | 3,278 | $1.56M | 0.31% | +255+8.4% | Added |
| Douglas Lane & Associates, LLC | 3,275 | $1.56M | 0.02% | −435−11.7% | Reduced |
| Providence Financial Advisors, LLC | 3,272 | $1.56M | 1.49% | +3,272 | New |
| Telos Capital Management, Inc. | 3,250 | $1.55M | 0.15% | −201−5.8% | Reduced |
| Cherokee Insurance Co | 3,250 | $1.55M | 0.66% | −400−11.0% | Reduced |
| Beech Hill Advisors, Inc. | 3,250 | $1.55M | 0.72% | 00.0% | Unchanged |
| Traphagen Investment Advisors LLC | 3,247 | $1.55M | 0.13% | −25−0.8% | Reduced |
| Capital Advisors Inc | 3,244 | $1.55M | 0.03% | +35+1.1% | Added |
| Kathmere Capital Management, LLC | 3,243 | $1.55M | 0.11% | +279+9.4% | Added |
| Alexander Labrunerie & Co., Inc. | 3,240 | $1.55M | 0.57% | −18−0.6% | Reduced |
| MBL Wealth, LLC | 3,235 | $1.54M | 0.13% | +1,164+56.2% | Added |
| Auxier Asset Management | 3,230 | $1.54M | 0.22% | 00.0% | Unchanged |
| Abacus Planning Group, Inc. | 3,214 | $1.53M | 0.21% | +20+0.6% | Added |
| Roxbury Financial LLC | 3,210 | $1.53M | 1.41% | −70−2.1% | Reduced |
| Sittner & Nelson, LLC | 3,210 | $1.53M | 0.56% | +2+0.1% | Added |
| L2 Asset Management, LLC | 3,209 | $1.53M | 0.22% | 00.0% | Unchanged |
| Brookwood Investment Group LLC | 3,205 | $1.53M | 0.20% | +171+5.6% | Added |
| Blackhawk Capital Partners LLC. | 3,203 | $1.53M | 0.59% | −445−12.2% | Reduced |
| Transcend Wealth Collective, LLC | 3,202 | $1.53M | 0.11% | −248−7.2% | Reduced |
| Provenance Wealth Advisors, LLC | 3,196 | $1.52M | 0.20% | 00.0% | Unchanged |
| Wealth Management Partners, LLC | 3,191 | $1.52M | 0.48% | −278−8.0% | Reduced |
| Visionary Wealth Advisors | 3,187 | $1.52M | 0.07% | +355+12.5% | Added |
| Richwood Investment Advisors, LLC | 3,184 | $1.52M | 1.19% | +25+0.8% | Added |
| Fulton Bank, N.A. | 3,178 | $1.52M | 0.05% | +122+4.0% | Added |
| Founders Financial Alliance, LLC | 3,177 | $1.52M | 0.29% | −71−2.2% | Reduced |
| Allen Wealth Management, LLC | 3,171 | $1.51M | 1.03% | −510−13.9% | Reduced |
| Benin Management CORP | 3,165 | $1.51M | 0.36% | 00.0% | Unchanged |
| Portfolio Design Labs, LLC | 3,163 | $1.51M | 0.26% | +3,163 | New |
| LBMC Investment Advisors, LLC | 3,159 | $1.51M | 0.10% | +2,123+204.9% | Added |
| Menard Financial Group LLC | 3,152 | $1.50M | 1.01% | +44+1.4% | Added |
| Keynote Financial Services LLC | 3,138 | $1.50M | 0.90% | −102−3.1% | Reduced |
| Berger Financial Group, Inc | 3,135 | $1.50M | 0.09% | −146−4.4% | Reduced |
| Avestar Capital, LLC | 3,134 | $1.50M | 0.11% | −239−7.1% | Reduced |
| Golden State Wealth Management, LLC | 3,133 | $1.50M | 0.17% | −174−5.3% | Reduced |
| Chesapeake Wealth Management | 3,133 | $1.49M | 0.46% | +60+2.0% | Added |
| Premier Path Wealth Partners, LLC | 3,115 | $1.49M | 0.19% | +200+6.9% | Added |
| CMG Global Holdings, LLC | 2,774 | $1.48M | 0.72% | −42−1.5% | Reduced |
| Tidemark, LLC | 3,086 | $1.47M | 0.43% | +41+1.3% | Added |
| Main Street Research LLC | 3,081 | $1.47M | 0.08% | +1,155+60.0% | Added |
| Paradigm Financial Partners, LLC | 3,080 | $1.47M | 0.15% | +1,154+59.9% | Added |
| Heck Capital Advisors, LLC | 3,075 | $1.47M | 0.11% | −659−17.6% | Reduced |
| First Interstate Bank | 3,060 | $1.46M | 0.08% | +2,100+218.8% | Added |
| Coastal Investment Advisors, Inc. | 3,054 | $1.46M | 0.49% | +326+12.0% | Added |
| Hancock Whitney Corp | 3,050 | $1.46M | 0.03% | −199−6.1% | Reduced |
| Ironwood Investment Counsel, LLC | 3,036 | $1.45M | 0.21% | −136−4.3% | Reduced |
| Wealth Effects LLC | 3,032 | $1.45M | 0.47% | −31−1.0% | Reduced |
| Barnes Dennig Private Wealth Management LLC | 3,024 | $1.44M | 1.55% | −165−5.2% | Reduced |
| Bard Financial Services, Inc. | 3,015 | $1.44M | 0.16% | −75−2.4% | Reduced |
| Kennebec Savings Bank | 3,013 | $1.44M | 1.31% | +6+0.2% | Added |
| Purus Wealth Management, LLC | 3,002 | $1.43M | 0.46% | −37−1.2% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $1.43M | 0.38% | 00.0% | Unchanged |
| Martel Wealth Advisors Inc | 3,000 | $1.43M | 0.25% | 00.0% | Unchanged |
| Birinyi Associates Inc | 3,000 | $1.43M | 0.37% | 00.0% | Unchanged |
| Grandview Asset Management LLC | 2,995 | $1.43M | 0.40% | +630+26.6% | Added |
| Group One Trading, L.P. | 2,986 | $1.42M | 0.04% | +2,986 | New |
| Heartwood Wealth Advisors LLC | 2,975 | $1.42M | 0.13% | 00.0% | Unchanged |
| Hilltop National Bank | 2,973 | $1.42M | 0.35% | −168−5.3% | Reduced |
| Trustmark National Bank Trust Department | 2,971 | $1.42M | 0.09% | +72+2.5% | Added |
| Nabity-Jensen Investment Management Inc | 2,967 | $1.42M | 0.98% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 2,960 | $1.41M | 0.12% | +235+8.6% | Added |
| Monograph Wealth Advisors, LLC | 2,959 | $1.41M | 0.14% | −10.0% | Reduced |
| Harfst & Associates, Inc. | 2,941 | $1.40M | 0.26% | 00.0% | Unchanged |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 2,934 | $1.40M | 0.56% | −495−14.4% | Reduced |
| Invesco, LLC | 2,931 | $1.40M | 0.47% | +10.0% | Added |
| First County Bank | 2,930 | $1.40M | 0.71% | +3+0.1% | Added |
| Aspen Investment Management Inc | 2,930 | $1.40M | 0.54% | 00.0% | Unchanged |
| US Asset Management LLC | 2,921 | $1.39M | 1.15% | 00.0% | Unchanged |
| PDS Planning, Inc | 2,911 | $1.39M | 0.10% | +47+1.6% | Added |
| High Net Worth Advisory Group LLC | 2,902 | $1.39M | 0.33% | −24−0.8% | Reduced |
| Diversified Enterprises, LLC | 2,903 | $1.38M | 0.09% | +44+1.5% | Added |
| Mechanics Financial Corp | 2,896 | $1.38M | 0.52% | −5−0.2% | Reduced |
| Compass Ion Advisors, LLC | 2,880 | $1.37M | 0.13% | +13+0.5% | Added |
| Herold Advisors, Inc. | 2,876 | $1.37M | 0.32% | −306−9.6% | Reduced |
| Chancellor Financial Group WB LP | 2,868 | $1.37M | 0.97% | +4+0.1% | Added |
| Kercheville Advisors, LLC | 2,865 | $1.37M | 0.41% | 00.0% | Unchanged |
| Aire Advisors, LLC | 2,864 | $1.37M | 0.25% | −6,178−68.3% | Reduced |
| Sierra Summit Advisors LLC | 2,863 | $1.37M | 0.21% | +60+2.1% | Added |
| Bank of Stockton | 2,863 | $1.37M | 0.39% | +375+15.1% | Added |
| Burns J W & Co Inc | 2,855 | $1.36M | 0.15% | 00.0% | Unchanged |
| First Command Advisory Services, Inc. | 2,853 | $1.36M | 0.01% | −63−2.2% | Reduced |
| Bridgewater Advisors Inc. | 2,388 | $1.36M | 0.09% | +49+2.1% | Added |
| Ancora Advisors, LLC | 2,850 | $1.36M | 0.03% | −9−0.3% | Reduced |
| Probity Advisors, Inc. | 2,849 | $1.36M | 0.22% | −145−4.8% | Reduced |
| Sawgrass Asset Management LLC | 2,846 | $1.36M | 0.17% | −6−0.2% | Reduced |
| AlphaCore Capital LLC | 2,844 | $1.36M | 0.05% | +248+9.6% | Added |
| GKV Capital Management Co., Inc. | 2,840 | $1.36M | 0.54% | −10−0.4% | Reduced |
| LGT Group Foundation | 2,816 | $1.35M | 0.02% | −450−13.8% | Reduced |
| Garrett Wealth Advisory Group, LLC | 2,832 | $1.35M | 0.26% | +10.0% | Added |
| Aviso Wealth Management | 2,831 | $1.35M | 0.59% | +62+2.2% | Added |
| Childress Capital Advisors, LLC | 2,829 | $1.35M | 0.25% | +888+45.7% | Added |
| Ballast, Inc. | 2,825 | $1.35M | 0.33% | 00.0% | Unchanged |
| Farmers National Bank | 2,824 | $1.35M | 0.32% | +149+5.6% | Added |
| KLCM Advisors, Inc. | 2,816 | $1.34M | 0.13% | +18+0.6% | Added |