Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AQR Capital Management LLC | 380,874 | $73.1M | 0.14% | +63,822+20.1% | Added |
| Millennium Management LLC | 376,697 | $72.3M | 0.10% | −127,301−25.3% | Reduced |
| HighTower Advisors, LLC | 375,961 | $72.2M | 0.19% | +6,552+1.8% | Added |
| First Republic Investment Management, Inc. | 370,925 | $71.2M | 0.17% | −7,771−2.1% | Reduced |
| Robeco Institutional Asset Management B.V. | 362,579 | $69.6M | 0.15% | +15,830+4.6% | Added |
| First Trust Advisors LP | 356,102 | $68.4M | 0.07% | +58,420+19.6% | Added |
| Public Employees Retirement System of Ohio | 348,431 | $66.9M | 0.24% | −3,238−0.9% | Reduced |
| Natixis Advisors, L.P. | 344,210 | $66.1M | 0.27% | +47,086+15.8% | Added |
| Chevy Chase Trust Holdings, Inc. | 343,085 | $65.9M | 0.23% | −13,006−3.7% | Reduced |
| Laurion Capital Management LP | 339,097 | $65.1M | 0.94% | +314,062+1,254.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 336,505 | $64.6M | 0.14% | −19,013−5.3% | Reduced |
| Ardevora Asset Management LLP | 334,634 | $64.2M | 0.81% | +19,300+6.1% | Added |
| Nomura Asset Management Co Ltd | 329,584 | $63.3M | 0.36% | +24,474+8.0% | Added |
| State of New Jersey Common Pension Fund D | 322,924 | $62.0M | 0.19% | −988−0.3% | Reduced |
| Asset Management One Co.,Ltd. | 307,056 | $58.9M | 0.23% | −13,301−4.2% | Reduced |
| Great West Life Assurance Co | 303,794 | $58.7M | 0.14% | −56,295−15.6% | Reduced |
| Swedbank AB | 299,294 | $57.5M | 0.11% | −13,658−4.4% | Reduced |
| Voloridge Investment Management, LLC | 292,566 | $56.2M | 0.36% | +284,845+3,689.2% | Added |
| Fifth Third Bancorp | 292,443 | $56.1M | 0.24% | +10,425+3.7% | Added |
| Advisor Group Holdings, Inc. | 288,644 | $55.5M | 0.12% | +19,161+7.1% | Added |
| Huntington National Bank | 287,597 | $55.2M | 0.55% | +11,574+4.2% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $55.2M | 0.70% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 285,902 | $54.9M | 0.11% | −23,303−7.5% | Reduced |
| Citadel Advisors LLC | 282,676 | $54.3M | 0.06% | −169,931−37.5% | Reduced |
| Factory Mutual Insurance Co | 279,757 | $53.7M | 0.67% | −68,800−19.7% | Reduced |
| Fort Washington Investment Advisors Inc | 279,390 | $53.6M | 0.34% | +203,621+268.7% | Added |
| Korea Investment CORP | 272,136 | $52.2M | 0.16% | −8,500−3.0% | Reduced |
| Pictet Asset Management SA | 262,426 | $50.4M | 0.06% | +262,426 | New |
| Nordea Investment Management AB | 256,052 | $50.3M | 0.07% | +64,378+33.6% | Added |
| Storebrand Asset Management AS | 252,635 | $48.5M | 0.24% | −36,483−12.6% | Reduced |
| Janney Montgomery Scott LLC | 252,290 | $48.4M | 0.21% | +6,673+2.7% | Added |
| Voya Investment Management LLC | 245,445 | $47.1M | 0.09% | +1,376+0.6% | Added |
| Conning Inc. | 240,088 | $46.1M | 1.33% | +28,903+13.7% | Added |
| Treasurer of the State of North Carolina | 239,476 | $46.0M | 0.27% | +640+0.3% | Added |
| Gateway Investment Advisers LLC | 234,547 | $45.0M | 0.47% | +800.0% | Added |
| Jane Street Group, LLC | 232,422 | $44.6M | 0.11% | −168,675−42.1% | Reduced |
| Standard Life Aberdeen plc | 227,363 | $44.1M | 0.10% | −2,461−1.1% | Reduced |
| CIBC World Markets Corp | 221,108 | $42.4M | 0.29% | −590−0.3% | Reduced |
| Calamos Advisors LLC | 220,668 | $42.4M | 0.20% | +11,993+5.7% | Added |
| M&G Investment Management Ltd | 219,192 | $42.1M | 0.20% | −8,554−3.8% | Reduced |
| State of Tennessee, Treasury Department | 218,514 | $42.0M | 0.16% | −61,196−21.9% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 217,865 | $41.8M | 0.10% | −26,941−11.0% | Reduced |
| Nisa Investment Advisors, LLC | 216,910 | $41.6M | 0.25% | +5,532+2.6% | Added |
| Truist Financial Corp | 210,645 | $40.4M | 0.07% | −5,413−2.5% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 209,500 | $40.2M | 0.67% | −71,500−25.4% | Reduced |
| AXA S.A. | 208,716 | $40.1M | 0.11% | −6,925−3.2% | Reduced |
| Country Trust Bank | 199,923 | $38.4M | 1.12% | +71,284+55.4% | Added |
| Manning & Napier Group, LLC | 197,758 | $38.0M | 0.33% | −5,429−2.7% | Reduced |
| M&T Bank Corp | 197,557 | $37.9M | 0.17% | −12,803−6.1% | Reduced |
| Royal London Asset Management Ltd | 195,305 | $37.5M | 0.15% | +536+0.3% | Added |
| Macquarie Group Ltd | 195,148 | $37.5M | 0.03% | −1,991,782−91.1% | Reduced |
| Bollard Group LLC | 193,819 | $37.2M | 1.22% | +3,779+2.0% | Added |
| Bluestein R H & Co | 190,162 | $36.5M | 1.45% | +10,282+5.7% | Added |
| Commerce Bank | 187,858 | $36.1M | 0.26% | +2,413+1.3% | Added |
| American International Group, Inc. | 187,487 | $36.0M | 0.19% | −2,586−1.4% | Reduced |
| Financial Counselors Inc | 184,207 | $35.4M | 0.76% | +9,567+5.5% | Added |
| DekaBank Deutsche Girozentrale | 176,535 | $35.1M | 0.10% | −226−0.1% | Reduced |
| Umb Bank N A | 178,407 | $34.2M | 0.77% | −575−0.3% | Reduced |
| Assenagon Asset Management S.A. | 175,871 | $33.8M | 0.14% | −1,097−0.6% | Reduced |
| Ensign Peak Advisors, Inc | 173,426 | $33.3M | 0.07% | +2,786+1.6% | Added |
| Minneapolis Portfolio Management Group, LLC | 167,748 | $32.2M | 3.60% | −1,765−1.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 165,642 | $31.8M | 0.16% | −4,319−2.5% | Reduced |
| Squarepoint Ops LLC | 162,620 | $31.2M | 0.22% | −77,184−32.2% | Reduced |
| Janus Henderson Group PLC | 162,562 | $31.2M | 0.01% | −27,098−14.3% | Reduced |
| Criteria Caixa, S.A.U. | 162,503 | $31.2M | 4.45% | 00.0% | Unchanged |
| Heritage Investors Management Corp | 161,086 | $30.9M | 1.30% | +386+0.2% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 160,649 | $30.8M | 0.28% | −800−0.5% | Reduced |
| United Capital Financial Advisers, LLC | 159,219 | $30.6M | 0.15% | +4,016+2.6% | Added |
| Capitolis Advisors LLC | 153,698 | $30.5M | 0.28% | −43,883−22.2% | Reduced |
| Keybank National Association | 158,303 | $30.4M | 0.13% | −885−0.6% | Reduced |
| Hyman Charles D | 156,488 | $30.0M | 2.10% | +2,308+1.5% | Added |
| AMP Capital Investors Ltd | 154,528 | $29.7M | 0.16% | −14,988−8.8% | Reduced |
| Arizona State Retirement System | 152,757 | $29.3M | 0.24% | −240.0% | Reduced |
| Jennison Associates LLC | 152,414 | $29.3M | 0.02% | −50,818−25.0% | Reduced |
| Capstone Investment Advisors, LLC | 151,948 | $29.2M | 0.52% | +100,648+196.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 147,426 | $28.3M | 0.15% | −28,424−16.2% | Reduced |
| Jupiter Asset Management Ltd | 146,685 | $28.1M | 0.32% | −88,825−37.7% | Reduced |
| Russell Investments Group, Ltd. | 144,559 | $28.1M | 0.05% | +30,213+26.4% | Added |
| Handelsbanken Fonder AB | 145,590 | $27.9M | 0.15% | +3,650+2.6% | Added |
| United Services Automobile Association | 144,933 | $27.8M | 0.49% | −3,331−2.2% | Reduced |
| Oregon Public Employees Retirement Fund | 144,092 | $27.7M | 0.32% | −2,141−1.5% | Reduced |
| Quadrature Capital Ltd | 142,839 | $27.4M | 1.00% | +80,339+128.5% | Added |
| Clark Capital Management Group, Inc. | 142,717 | $27.4M | 0.37% | −52,287−26.8% | Reduced |
| Teacher Retirement System of Texas | 142,114 | $27.3M | 0.15% | +14,034+11.0% | Added |
| Willis Investment Counsel | 140,404 | $27.0M | 1.54% | +40,550+40.6% | Added |
| ING Groep NV | 139,508 | $26.8M | 0.34% | +17,035+13.9% | Added |
| Rockefeller Capital Management L.P. | 138,577 | $26.6M | 0.14% | +2,730+2.0% | Added |
| Tocqueville Asset Management L.P. | 138,385 | $26.6M | 0.39% | −625−0.4% | Reduced |
| State of Michigan Retirement System | 137,476 | $26.4M | 0.15% | −200−0.1% | Reduced |
| Glenview Trust Co | 136,748 | $26.3M | 1.01% | +2,345+1.7% | Added |
| Meyer Handelman Co | 136,716 | $26.2M | 1.08% | −700−0.5% | Reduced |
| Creative Planning | 135,923 | $26.1M | 0.05% | +9,400+7.4% | Added |
| Blair William & Co | 134,575 | $25.8M | 0.09% | +4,285+3.3% | Added |
| Penserra Capital Management LLC | 129,832 | $24.9M | 0.52% | +129,832 | New |
| Varma Mutual Pension Insurance Co | 129,343 | $24.8M | 0.38% | −10,000−7.2% | Reduced |
| Gabelli Funds LLC | 128,640 | $24.7M | 0.16% | −1,025−0.8% | Reduced |
| S&CO Inc | 128,074 | $24.6M | 1.92% | −105−0.1% | Reduced |
| Amalgamated Bank | 127,491 | $24.5M | 0.21% | −5,119−3.9% | Reduced |
| State of Alaska, Department of Revenue | 127,456 | $24.5M | 0.25% | −2,490−1.9% | Reduced |
| USS Investment Management Ltd | 126,730 | $24.3M | 0.21% | +106,054+512.9% | Added |