Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Foundry Partners, LLC | 125,417 | $24.1M | 0.86% | +1,725+1.4% | Added |
| Thrivent Financial for Lutherans | 123,741 | $24.1M | 0.05% | +10,941+9.7% | Added |
| Vontobel Holding Ltd. | 124,742 | $23.9M | 0.21% | +22,512+22.0% | Added |
| MetLife Investment Management | 123,652 | $23.7M | 0.21% | −3,350−2.6% | Reduced |
| Daiwa Securities Group Inc. | 79,583 | $23.3M | 0.15% | −5,525−6.5% | Reduced |
| DnB Asset Management AS | 121,239 | $23.3M | 0.15% | +1,865+1.6% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 121,158 | $23.3M | 0.13% | +3,211+2.7% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 119,731 | $23.0M | 0.54% | +7,309+6.5% | Added |
| Forsta Ap-Fonden | 117,300 | $22.5M | 0.26% | +100+0.1% | Added |
| Wesleyan Assurance Society | 117,250 | $22.5M | 2.87% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 115,847 | $22.2M | 0.04% | +23,696+25.7% | Added |
| Adams Diversified Equity Fund, Inc. | 115,100 | $22.1M | 0.87% | −11,700−9.2% | Reduced |
| Private Advisor Group, LLC | 114,953 | $22.1M | 0.14% | +26,555+30.0% | Added |
| Nichols & Pratt Advisers LLP | 112,268 | $21.8M | 1.65% | −1,528−1.3% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 113,021 | $21.8M | 0.34% | +61,630+119.9% | Added |
| Vaughan David Investments LLC | 110,479 | $21.2M | 0.68% | −79−0.1% | Reduced |
| Glenmede Trust Co NA | 110,332 | $21.2M | 0.11% | +11,126+11.2% | Added |
| Pinebridge Investments, L.P. | 109,805 | $21.1M | 0.25% | +12,154+12.4% | Added |
| Gulf International Bank (UK) Ltd | 105,891 | $20.3M | 0.26% | −698−0.7% | Reduced |
| Associated Banc-Corp | 105,419 | $20.2M | 0.80% | −3,146−2.9% | Reduced |
| Bradley Foster & Sargent Inc | 104,765 | $20.1M | 0.47% | +1,990+1.9% | Added |
| Payden & Rygel | 104,130 | $20.0M | 1.04% | +100,230+2,570.0% | Added |
| Alps Advisors Inc | 103,720 | $19.9M | 0.19% | +2,381+2.3% | Added |
| Sabal Trust CO | 103,346 | $19.8M | 1.42% | +4,161+4.2% | Added |
| Chartwell Investment Partners, LLC | 101,573 | $19.5M | 0.61% | −8,208−7.5% | Reduced |
| British Columbia Investment Management Corp | 101,349 | $19.5M | 0.11% | +486+0.5% | Added |
| Busey Wealth Management | 100,027 | $19.2M | 0.77% | +52,670+111.2% | Added |
| Utah Retirement Systems | 99,258 | $19.1M | 0.26% | −5,200−5.0% | Reduced |
| Chilton Capital Management LLC | 97,103 | $18.6M | 1.06% | +2,269+2.4% | Added |
| MML Investors Services, LLC | 96,766 | $18.6M | 0.15% | +12,141+14.3% | Added |
| Public Employees Retirement Association of Colorado | 96,508 | $18.5M | 0.08% | −69−0.1% | Reduced |
| Regions Financial Corp | 95,777 | $18.4M | 0.16% | −1,299−1.3% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 95,123 | $18.3M | 2.49% | −7,808−7.6% | Reduced |
| Westpac Banking Corp | 93,832 | $18.0M | 0.19% | −3,373−3.5% | Reduced |
| Xponance, Inc. | 93,785 | $18.0M | 0.34% | −2,628−2.7% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 93,190 | $17.9M | 0.70% | −188−0.2% | Reduced |
| Public Sector Pension Investment Board | 92,834 | $17.8M | 0.11% | +6,963+8.1% | Added |
| Employees Retirement System of Texas | 92,000 | $17.7M | 0.21% | 00.0% | Unchanged |
| Comerica Bank | 86,948 | $17.4M | 0.11% | −23,008−20.9% | Reduced |
| Front Barnett Associates LLC | 90,231 | $17.3M | 1.78% | −1,114−1.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 88,920 | $17.1M | 0.19% | −680−0.8% | Reduced |
| Levin Capital Strategies, L.P. | 88,882 | $17.1M | 1.75% | −5,318−5.6% | Reduced |
| Guggenheim Capital LLC | 86,295 | $16.6M | 0.10% | −3,104−3.5% | Reduced |
| Metropolitan Life Insurance Co | 86,155 | $16.5M | 0.24% | −2,883−3.2% | Reduced |
| Group One Trading, L.P. | 85,132 | $16.3M | 0.36% | −15,351−15.3% | Reduced |
| Texas Permanent School Fund | 84,576 | $16.2M | 0.20% | −6,427−7.1% | Reduced |
| Massachusetts Financial Services Co | 84,414 | $16.2M | 0.00% | −33,462−28.4% | Reduced |
| Swiss Life Asset Management Ltd | 84,382 | $16.2M | 0.22% | −21,631−20.4% | Reduced |
| Mackay Shields LLC | 83,768 | $16.1M | 0.15% | −2,424−2.8% | Reduced |
| KBC Group NV | 83,760 | $16.1M | 0.06% | +135+0.2% | Added |
| Old National Bancorp | 82,555 | $15.8M | 0.60% | −310.0% | Reduced |
| Colony Group LLC | 82,510 | $15.8M | 0.30% | +2,511+3.1% | Added |
| Tredje AP-fonden | 81,530 | $15.7M | 0.33% | +81,530 | New |
| Banco Santander, S.A. | 80,848 | $15.5M | 0.08% | +4,270+5.6% | Added |
| Cutler Investment Counsel LLC | 80,413 | $15.4M | 2.44% | −1,969−2.4% | Reduced |
| Stock Yards Bank & Trust Co | 79,516 | $15.3M | 0.96% | +1,368+1.8% | Added |
| Westchester Capital Management, Inc. | 76,824 | $14.7M | 4.11% | +2,727+3.7% | Added |
| Mutual of America Capital Management LLC | 76,647 | $14.7M | 0.15% | +391+0.5% | Added |
| MUFG Securities EMEA plc | 76,634 | $14.7M | 0.19% | +36,634+91.6% | Added |
| Verition Fund Management LLC | 76,376 | $14.7M | 0.22% | +66,156+647.3% | Added |
| Kovitz Investment Group Partners, LLC | 76,274 | $14.6M | 0.29% | +29,053+61.5% | Added |
| Community Bank of Raymore | 76,025 | $14.6M | 4.37% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 75,898 | $14.6M | 0.18% | +11,826+18.5% | Added |
| Norinchukin Bank, The | 75,547 | $14.5M | 0.20% | +3,106+4.3% | Added |
| Mercer Global Advisors Inc | 75,237 | $14.4M | 0.10% | +4,708+6.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 74,857 | $14.4M | 0.04% | +7,408+11.0% | Added |
| Ziegler Capital Management, LLC | 74,138 | $14.3M | 0.52% | −4,821−6.1% | Reduced |
| Leonteq Securities AG | 74,072 | $14.2M | 0.76% | +54,536+279.2% | Added |
| Janney Capital Management LLC | 73,612 | $14.1M | 0.95% | −32,861−30.9% | Reduced |
| Stephens Inc | 73,098 | $14.0M | 0.22% | +5,605+8.3% | Added |
| Bridgeway Capital Management, LLC | 72,650 | $13.9M | 0.27% | −10,700−12.8% | Reduced |
| IFM Investors Pty Ltd | 72,584 | $13.9M | 0.29% | −66−0.1% | Reduced |
| FineMark National Bank & Trust | 70,999 | $13.6M | 0.58% | −243−0.3% | Reduced |
| CCM Investment Advisers LLC | 70,408 | $13.5M | 1.76% | +60.0% | Added |
| Grassi Investment Management | 69,604 | $13.4M | 1.50% | +40.0% | Added |
| Kestra Advisory Services, LLC | 69,103 | $13.3M | 0.13% | +5,630+8.9% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 68,607 | $13.2M | 0.15% | −250.0% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 67,548 | $13.0M | 0.08% | −14,904−18.1% | Reduced |
| Captrust Financial Advisors | 67,242 | $12.9M | 0.11% | +6,210+10.2% | Added |
| Delta Asset Management LLC | 66,642 | $12.8M | 1.24% | +606+0.9% | Added |
| Pinnacle Associates Ltd | 65,368 | $12.5M | 0.23% | +515+0.8% | Added |
| SEI Investments Co | 64,686 | $12.5M | 0.03% | −49,214−43.2% | Reduced |
| Ashfield Capital Partners, LLC | 65,311 | $12.5M | 0.89% | +682+1.1% | Added |
| Badgley Phelps Wealth Managers, LLC | 65,090 | $12.5M | 0.45% | +65,090 | New |
| Cetera Advisor Networks LLC | 64,242 | $12.3M | 0.17% | +1,810+2.9% | Added |
| Philadelphia Trust Co | 64,154 | $12.3M | 0.91% | −5,952−8.5% | Reduced |
| Marco Investment Management LLC | 63,895 | $12.3M | 1.35% | +915+1.5% | Added |
| Integrated Advisors Network LLC | 63,507 | $12.2M | 0.81% | +3,739+6.3% | Added |
| Independent Advisor Alliance | 63,437 | $12.2M | 0.68% | −6,699−9.6% | Reduced |
| Fred Alger Management, LLC | 62,331 | $12.0M | 0.03% | +62,331 | New |
| Schroder Investment Management Group | 62,118 | $11.9M | 0.02% | −28,912−31.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 61,805 | $11.9M | 0.06% | −70,869−53.4% | Reduced |
| Lee Danner & Bass Inc | 61,675 | $11.8M | 1.09% | −2,129−3.3% | Reduced |
| Whittier Trust Co | 61,124 | $11.7M | 0.21% | −489−0.8% | Reduced |
| Brown Advisory Inc | 60,962 | $11.7M | 0.02% | +801+1.3% | Added |
| Blue Chip Partners, Inc. | 60,711 | $11.7M | 1.64% | +2,861+4.9% | Added |
| Quilter Plc | 60,573 | $11.6M | 0.32% | +195+0.3% | Added |
| Fiduciary Trust Co | 60,396 | $11.6M | 0.21% | +627+1.0% | Added |
| Gofen & Glossberg LLC | 60,128 | $11.5M | 0.27% | −1,518−2.5% | Reduced |
| Blackhill Capital Inc | 60,000 | $11.5M | 1.00% | 00.0% | Unchanged |