Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ilmarinen Mutual Pension Insurance Co | 60,000 | $11.5M | 0.12% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 59,912 | $11.5M | 0.23% | −93,652−61.0% | Reduced |
| Nissay Asset Management Corp | 59,455 | $11.4M | 0.10% | +2,386+4.2% | Added |
| Hartford Investment Management Co | 59,141 | $11.4M | 0.31% | −6,604−10.0% | Reduced |
| Birmingham Capital Management Co Inc | 59,120 | $11.3M | 4.35% | −250.0% | Reduced |
| Dearborn Partners LLC | 58,993 | $11.3M | 0.46% | −4,747−7.4% | Reduced |
| Moore Capital Management, LP | 58,482 | $11.2M | 0.23% | +58,482 | New |
| Peapack Gladstone Financial Corp | 58,454 | $11.2M | 0.23% | −231−0.4% | Reduced |
| InterOcean Capital Group, LLC | 58,229 | $11.2M | 0.56% | +56,431+3,138.5% | Added |
| Candriam Luxembourg S.C.A. | 57,888 | $11.1M | 0.08% | −1,439−2.4% | Reduced |
| LaFleur & Godfrey LLC | 57,761 | $11.1M | 1.53% | +1,838+3.3% | Added |
| Inverness Counsel LLC | 57,401 | $11.0M | 0.40% | +57,401 | New |
| Nikko Asset Management Americas, Inc. | 55,309 | $10.7M | 0.05% | −149,114−72.9% | Reduced |
| Illinois Municipal Retirement Fund | 55,389 | $10.6M | 0.39% | +10,788+24.2% | Added |
| Brandywine Global Investment Management, LLC | 55,268 | $10.6M | 0.08% | −655−1.2% | Reduced |
| D.A. Davidson & Co. | 54,895 | $10.5M | 0.12% | −403−0.7% | Reduced |
| Tufton Capital Management | 54,668 | $10.5M | 1.78% | +253+0.5% | Added |
| Cetera Investment Advisers | 54,331 | $10.4M | 0.17% | +6,698+14.1% | Added |
| KCM Investment Advisors LLC | 53,807 | $10.3M | 0.41% | +13,322+32.9% | Added |
| Texas Capital Bank Wealth Management Services Inc | 53,502 | $10.3M | 1.05% | +20,161+60.5% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 52,796 | $10.2M | 0.02% | +22,307+73.2% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 52,743 | $10.1M | 0.13% | −1,291−2.4% | Reduced |
| CIBC Asset Management Inc | 52,591 | $10.1M | 0.04% | +1,736+3.4% | Added |
| Andra AP-fonden | 52,200 | $10.0M | 0.21% | −1,100−2.1% | Reduced |
| James Investment Research Inc | 51,541 | $9.89M | 0.92% | −3,389−6.2% | Reduced |
| Becker Capital Management Inc | 51,002 | $9.79M | 0.41% | −311−0.6% | Reduced |
| Panagora Asset Management Inc | 50,149 | $9.63M | 0.05% | +12,294+32.5% | Added |
| Oppenheimer & Co Inc | 50,145 | $9.63M | 0.18% | +6,642+15.3% | Added |
| Avalon Investment & Advisory | 50,046 | $9.61M | 0.22% | −34,455−40.8% | Reduced |
| Arosa Capital Management LP | 50,000 | $9.60M | 3.39% | +30,000+150.0% | Added |
| SeaTown Holdings Pte. Ltd. | 50,000 | $9.60M | 0.43% | +50,000 | New |
| Transform Wealth, LLC | 49,839 | $9.57M | 1.10% | −1,247−2.4% | Reduced |
| Clear Harbor Asset Management, LLC | 49,701 | $9.54M | 1.13% | −10.0% | Reduced |
| Mastrapasqua Asset Management Inc | 49,243 | $9.45M | 1.03% | +2,852+6.1% | Added |
| Advisors Asset Management, Inc. | 48,753 | $9.36M | 0.14% | −4,157−7.9% | Reduced |
| Howe & Rusling Inc | 48,408 | $9.29M | 1.17% | +1,119+2.4% | Added |
| Richard C. Young & CO., LTD. | 48,336 | $9.28M | 1.27% | +297+0.6% | Added |
| Beacon Pointe Advisors, LLC | 48,167 | $9.25M | 0.23% | +30,406+171.2% | Added |
| Central Trust Co | 48,106 | $9.23M | 0.33% | −1,914−3.8% | Reduced |
| Edge Capital Group, LLC | 48,109 | $9.23M | 0.73% | +2,965+6.6% | Added |
| Capital International Inc | 47,889 | $9.19M | 0.09% | −2,737−5.4% | Reduced |
| Nomura Holdings Inc | 46,867 | $9.17M | 0.07% | +38,465+457.8% | Added |
| CIBC Private Wealth Group, LLC | 47,546 | $9.13M | 0.02% | −510,850−91.5% | Reduced |
| Scotia Capital Inc. | 47,118 | $9.04M | 0.07% | −6,582−12.3% | Reduced |
| Acadian Asset Management LLC | 47,114 | $9.04M | 0.03% | +9,366+24.8% | Added |
| Bokf, NA | 47,085 | $9.04M | 0.16% | +47,085 | New |
| Clifford Swan Investment Counsel LLC | 43,895 | $9.02M | 0.33% | −102−0.2% | Reduced |
| AE Wealth Management LLC | 46,919 | $9.01M | 0.07% | +2,041+4.5% | Added |
| First Horizon Advisors, Inc. | 46,729 | $8.97M | 0.29% | +34,947+296.6% | Added |
| Worldquant Millennium Advisors LLC | 46,726 | $8.97M | 0.20% | +22,273+91.1% | Added |
| Securian Asset Management, Inc | 46,483 | $8.92M | 0.18% | −493−1.0% | Reduced |
| Tower Research Capital LLC (TRC) | 46,317 | $8.89M | 0.23% | −25,929−35.9% | Reduced |
| Davenport & Co LLC | 46,058 | $8.84M | 0.06% | +3,309+7.7% | Added |
| Erste Asset Management GmbH | 44,936 | $8.83M | 0.17% | −182−0.4% | Reduced |
| Fullerton Fund Management Co Ltd. | 45,936 | $8.82M | 0.54% | +42,101+1,097.8% | Added |
| Jacobs & Co | 45,360 | $8.71M | 1.00% | +4,944+12.2% | Added |
| CIBC World Markets Inc. | 45,189 | $8.68M | 0.03% | +3,994+9.7% | Added |
| American Assets Investment Management, LLC | 45,000 | $8.64M | 1.07% | 00.0% | Unchanged |
| Clear Street Markets LLC | 44,511 | $8.54M | 1.88% | +36,468+453.4% | Added |
| Moody National Bank Trust Division | 43,733 | $8.40M | 0.12% | −71−0.2% | Reduced |
| Mariner, LLC | 43,403 | $8.33M | 0.04% | +6,068+16.3% | Added |
| Charter Trust Co | 43,086 | $8.27M | 0.77% | −1,266−2.9% | Reduced |
| Greenwood Gearhart Inc | 42,884 | $8.23M | 1.28% | +1,838+4.5% | Added |
| Maryland State Retirement & Pension System | 41,799 | $8.23M | 0.23% | +296+0.7% | Added |
| Sigma Planning Corp | 42,573 | $8.17M | 0.25% | +1,516+3.7% | Added |
| Culbertson A N & Co Inc | 42,524 | $8.16M | 1.67% | +2,355+5.9% | Added |
| First American Trust, FSB | 42,225 | $8.11M | 1.22% | +1,727+4.3% | Added |
| American National Insurance Co | 41,950 | $8.05M | 0.30% | −45−0.1% | Reduced |
| Atria Investments LLC | 41,842 | $8.03M | 0.15% | −1,017−2.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 41,759 | $8.02M | 0.14% | +1,764+4.4% | Added |
| Noesis Capital Mangement Corp | 41,662 | $8.00M | 1.56% | +986+2.4% | Added |
| Teachers Retirement System of the State of Kentucky | 41,650 | $8.00M | 0.07% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 41,565 | $7.98M | 0.18% | +627+1.5% | Added |
| Swarthmore Group Inc | 36,659 | $7.98M | 2.06% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 41,201 | $7.91M | 1.18% | −84−0.2% | Reduced |
| Prio Wealth Limited Partnership | 41,183 | $7.91M | 0.27% | −447−1.1% | Reduced |
| Aptus Capital Advisors, LLC | 40,341 | $7.74M | 0.31% | +6,292+18.5% | Added |
| Dowling & Yahnke LLC | 40,327 | $7.74M | 0.43% | −365−0.9% | Reduced |
| MUFG Americas Holdings Corp | 40,041 | $7.69M | 0.15% | −215−0.5% | Reduced |
| Cornerstone Advisors, LLC | 40,000 | $7.68M | 0.45% | −8,000−16.7% | Reduced |
| Capital Investment Advisors, LLC | 39,390 | $7.56M | 0.25% | −544−1.4% | Reduced |
| Interval Partners, LP | 39,359 | $7.56M | 0.44% | −115,985−74.7% | Reduced |
| Permanens Capital L.P. | 39,278 | $7.54M | 1.37% | +39,278 | New |
| Socorro Asset Management LP | 38,859 | $7.46M | 2.10% | +8,180+26.7% | Added |
| Wolverine Trading, LLC | 37,310 | $7.38M | 0.15% | −63,253−62.9% | Reduced |
| Callahan Advisors, LLC | 38,368 | $7.37M | 0.93% | −69−0.2% | Reduced |
| Elo Mutual Pension Insurance Co | 38,162 | $7.33M | 0.24% | 00.0% | Unchanged |
| Churchill Management Corp | 37,981 | $7.29M | 0.11% | −337−0.9% | Reduced |
| McRae Capital Management Inc | 37,726 | $7.24M | 1.59% | +9,706+34.6% | Added |
| Atwater Malick LLC | 37,347 | $7.17M | 3.79% | +1,134+3.1% | Added |
| Wealthfront Advisers LLC | 37,181 | $7.14M | 0.03% | +150.0% | Added |
| Allied Investment Advisors, LLC | 36,490 | $7.00M | 2.65% | +81+0.2% | Added |
| Hantz Financial Services, Inc. | 36,447 | $7.00M | 0.23% | +7,265+24.9% | Added |
| Myriad Asset Management Ltd. | 35,925 | $6.90M | 0.72% | +22,800+173.7% | Added |
| Oppenheimer Asset Management Inc. | 35,908 | $6.89M | 0.10% | +1,583+4.6% | Added |
| New Mexico Educational Retirement Board | 35,802 | $6.87M | 0.24% | −600−1.6% | Reduced |
| O'Shaughnessy Asset Management, LLC | 35,687 | $6.86M | 0.14% | −56,913−61.5% | Reduced |
| Snowden Capital Advisors LLC | 35,616 | $6.84M | 0.34% | +2,145+6.4% | Added |
| Parsons Capital Management Inc | 35,503 | $6.82M | 0.53% | +808+2.3% | Added |
| Dodge & Cox | 35,379 | $6.79M | 0.00% | −3,200−8.3% | Reduced |