Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gluskin Sheff & Assoc Inc | 35,260 | $6.77M | 0.28% | +48+0.1% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,080 | $6.73M | 0.81% | −25−0.1% | Reduced |
| American Century Companies Inc | 34,949 | $6.71M | 0.00% | +4,908+16.3% | Added |
| Gotham Asset Management, LLC | 34,861 | $6.69M | 0.27% | +5,494+18.7% | Added |
| Banque Cantonale Vaudoise | 34,537 | $6.63M | 0.29% | +13,556+64.6% | Added |
| Anderson Hoagland & Co | 34,515 | $6.63M | 0.84% | +124+0.4% | Added |
| Shelter Mutual Insurance Co | 34,200 | $6.57M | 1.85% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 34,100 | $6.55M | 0.16% | −100−0.3% | Reduced |
| Caption Management, LLC | 34,000 | $6.53M | 0.43% | +11,050+48.1% | Added |
| HighPoint Advisor Group LLC | 33,526 | $6.44M | 0.63% | +13,896+70.8% | Added |
| Tudor Investment Corp Et Al | 33,444 | $6.42M | 0.13% | +4,560+15.8% | Added |
| Advisory Services Network, LLC | 33,261 | $6.39M | 0.20% | −2,160−6.1% | Reduced |
| Prime Capital Investment Advisors, LLC | 32,838 | $6.30M | 0.39% | −13,233−28.7% | Reduced |
| Knuff & Co LLC | 32,200 | $6.18M | 2.31% | 00.0% | Unchanged |
| Kentucky Retirement Systems | 32,168 | $6.17M | 0.29% | +270+0.8% | Added |
| Cannell Peter B & Co Inc | 31,869 | $6.12M | 0.19% | +555+1.8% | Added |
| Salem Investment Counselors Inc | 31,799 | $6.10M | 0.33% | +570+1.8% | Added |
| Whittier Trust Co of Nevada Inc | 31,801 | $6.10M | 0.25% | +768+2.5% | Added |
| Harbour Investments, Inc. | 31,392 | $6.03M | 0.19% | +175+0.6% | Added |
| Consolidated Capital Management, LLC | 31,355 | $6.02M | 2.83% | +431+1.4% | Added |
| Knights of Columbus Asset Advisors LLC | 31,102 | $5.97M | 0.53% | −1,096−3.4% | Reduced |
| Segall Bryant & Hamill, LLC | 30,617 | $5.88M | 0.06% | −213−0.7% | Reduced |
| Cetera Advisors LLC | 30,450 | $5.85M | 0.11% | +3,416+12.6% | Added |
| Pacer Advisors, Inc. | 30,368 | $5.83M | 0.07% | −164−0.5% | Reduced |
| Welch & Forbes LLC | 29,984 | $5.76M | 0.10% | −48−0.2% | Reduced |
| Brookstone Capital Management | 30,228 | $5.71M | 0.10% | +1,473+5.1% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 29,740 | $5.71M | 0.01% | −55,388−65.1% | Reduced |
| Brinker Capital Investments, LLC | 26,148 | $5.69M | 0.09% | 00.0% | Unchanged |
| GWM Advisors LLC | 29,509 | $5.67M | 0.14% | +3,792+14.7% | Added |
| SG Americas Securities, LLC | 29,037 | $5.57M | 0.03% | −126,325−81.3% | Reduced |
| Pittenger & Anderson Inc | 28,848 | $5.54M | 0.28% | +103+0.4% | Added |
| Bogart Wealth, LLC | 28,705 | $5.51M | 0.56% | +4,690+19.5% | Added |
| Vantis Investment Advisers L.P. | 28,600 | $5.49M | 5.75% | +3,300+13.0% | Added |
| Eagle Global Advisors LLC | 28,551 | $5.48M | 0.36% | +568+2.0% | Added |
| Cresset Asset Management, LLC | 28,498 | $5.47M | 0.07% | +4,542+19.0% | Added |
| Geneos Wealth Management Inc. | 28,011 | $5.44M | 0.21% | +404+1.5% | Added |
| Capital International Ltd | 28,339 | $5.44M | 0.30% | −399−1.4% | Reduced |
| Koshinski Asset Management, Inc. | 28,053 | $5.39M | 0.47% | +5,836+26.3% | Added |
| Spinnaker Trust | 27,989 | $5.37M | 0.37% | −100−0.4% | Reduced |
| Sigma Investment Counselors Inc | 27,947 | $5.37M | 0.40% | +1,248+4.7% | Added |
| Simplex Trading, LLC | 24,701 | $5.35M | 0.19% | −2,034−7.6% | Reduced |
| Farmers & Merchants Investments Inc | 27,846 | $5.35M | 0.23% | −216−0.8% | Reduced |
| Tiaa, FSB | 27,831 | $5.34M | 0.02% | +2,816+11.3% | Added |
| Quantbot Technologies LP | 27,786 | $5.33M | 0.39% | −10,105−26.7% | Reduced |
| Independent Wealth Network Inc. | 26,083 | $5.31M | 3.48% | +26,083 | New |
| Claudia M.P. Batlle, CRP (R) LLC | 27,573 | $5.29M | 2.52% | +27,573 | New |
| Crossmark Global Holdings, Inc. | 27,569 | $5.29M | 0.12% | −1,080−3.8% | Reduced |
| Silverleafe Capital Partners, LLC | 27,566 | $5.29M | 2.10% | +3,198+13.1% | Added |
| Oak Harvest Investment Services | 27,425 | $5.26M | 1.54% | +2,885+11.8% | Added |
| Kanawha Capital Management LLC | 27,382 | $5.26M | 0.49% | +2,252+9.0% | Added |
| Kinneret Advisory, LLC | 27,113 | $5.21M | 0.61% | 00.0% | Unchanged |
| Regentatlantic Capital LLC | 27,006 | $5.18M | 0.16% | +1,152+4.5% | Added |
| Qube Research & Technologies Ltd | 26,969 | $5.18M | 0.06% | −113,083−80.7% | Reduced |
| Ambassador Advisors, LLC | 26,903 | $5.16M | 1.00% | +723+2.8% | Added |
| Prospera Financial Services Inc | 26,806 | $5.15M | 0.26% | −1,865−6.5% | Reduced |
| D L Carlson Investment Group Inc | 26,791 | $5.14M | 0.90% | +1,025+4.0% | Added |
| Ferguson Wellman Capital Management, Inc | 26,618 | $5.11M | 0.16% | −50−0.2% | Reduced |
| Neville Rodie & Shaw Inc | 26,554 | $5.10M | 0.40% | −375−1.4% | Reduced |
| First Financial Bank - Trust Division | 26,432 | $5.07M | 0.56% | +603+2.3% | Added |
| Aull & Monroe Investment Management Corp | 26,399 | $5.07M | 2.50% | −99−0.4% | Reduced |
| Welch Group, LLC | 26,132 | $5.02M | 0.34% | +2,453+10.4% | Added |
| American National Bank | 26,117 | $5.01M | 1.11% | +326+1.3% | Added |
| Exchange Traded Concepts, LLC | 25,926 | $4.98M | 0.13% | +3,776+17.0% | Added |
| Brewin Dolphin Ltd | 25,897 | $4.97M | 0.20% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 25,830 | $4.96M | 0.61% | +90+0.3% | Added |
| Kiwi Wealth Investments Limited Partnership | 25,780 | $4.95M | 0.25% | −2,845−9.9% | Reduced |
| Synovus Financial Corp | 25,555 | $4.91M | 0.05% | −4,842−15.9% | Reduced |
| Achmea Investment Management B.V. | 25,458 | $4.89M | 0.15% | +822+3.3% | Added |
| Simmons Bank | 25,411 | $4.88M | 0.35% | +512+2.1% | Added |
| RiverFront Investment Group, LLC | 25,131 | $4.82M | 0.16% | −28,622−53.2% | Reduced |
| Howland Capital Management LLC | 25,129 | $4.82M | 0.25% | +90.0% | Added |
| CBOE Vest Financial, LLC | 25,081 | $4.82M | 1.47% | +7,657+43.9% | Added |
| Northwest Investment Counselors, LLC | 25,076 | $4.81M | 1.34% | +1,361+5.7% | Added |
| Paradiem, LLC | 23,137 | $4.79M | 1.43% | +1,741+8.1% | Added |
| Northwestern Mutual Investment Management Company, LLC | 24,865 | $4.77M | 0.10% | −110.0% | Reduced |
| Hartford Financial Management Inc. | 24,546 | $4.71M | 1.20% | −211−0.9% | Reduced |
| City Holding Co | 24,427 | $4.69M | 0.80% | +724+3.1% | Added |
| Kestra Private Wealth Services, LLC | 24,420 | $4.69M | 0.26% | +2,327+10.5% | Added |
| Putnam Investments LLC | 24,279 | $4.66M | 0.01% | +21,966+949.7% | Added |
| First National Trust Co | 23,825 | $4.57M | 0.27% | +3,179+15.4% | Added |
| Fayez Sarofim & Co | 23,301 | $4.47M | 0.01% | −929−3.8% | Reduced |
| Citizens National Bank Trust Department | 23,279 | $4.47M | 1.27% | +130+0.6% | Added |
| Columbia Asset Management | 23,189 | $4.45M | 0.98% | +287+1.3% | Added |
| L & S Advisors Inc | 23,188 | $4.45M | 0.48% | −4,546−16.4% | Reduced |
| Point72 Hong Kong Ltd | 23,158 | $4.45M | 0.34% | +11,818+104.2% | Added |
| Beacon Financial Group | 22,459 | $4.44M | 0.61% | −124−0.5% | Reduced |
| NBT Bank N A | 23,141 | $4.44M | 0.62% | −251−1.1% | Reduced |
| Marshall Wace North America L.P. | 22,730 | $4.36M | 0.02% | −52,791−69.9% | Reduced |
| Biechele Royce Advisors | 22,597 | $4.34M | 1.92% | −202−0.9% | Reduced |
| People's United Financial, Inc. | 22,481 | $4.32M | 0.10% | +1,064+5.0% | Added |
| Signet Financial Management, LLC | 22,450 | $4.31M | 0.74% | +22,450 | New |
| Bank of Hawaii | 22,326 | $4.29M | 0.24% | +129+0.6% | Added |
| PGGM Investments | 22,301 | $4.28M | 0.02% | −94,639−80.9% | Reduced |
| Wedbush Securities Inc | 22,244 | $4.27M | 0.20% | −1,270−5.4% | Reduced |
| Shell Asset Management Co | 22,241 | $4.27M | 0.10% | −202−0.9% | Reduced |
| Channing Capital Management, LLC | 22,118 | $4.25M | 0.13% | +3,384+18.1% | Added |
| Monte Financial Group, LLC | 22,005 | $4.22M | 2.42% | +213+1.0% | Added |
| Federation des caisses Desjardins du Quebec | 21,921 | $4.21M | 0.04% | +274+1.3% | Added |
| Ipswich Investment Management Co., Inc. | 21,744 | $4.17M | 1.07% | +100.0% | Added |
| Veritable, L.P. | 21,715 | $4.17M | 0.07% | −74−0.3% | Reduced |