Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Central Bank & Trust Co | 21,566 | $4.14M | 0.68% | −4,026−15.7% | Reduced |
| Coldstream Capital Management Inc | 27,576 | $4.11M | 0.20% | +5,954+27.5% | Added |
| Boit C F David | 21,100 | $4.10M | 2.81% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 21,290 | $4.09M | 0.25% | −1,390−6.1% | Reduced |
| Advisor Partners LLC | 21,265 | $4.08M | 0.28% | −677−3.1% | Reduced |
| Stonebridge Capital Management Inc | 21,137 | $4.06M | 1.49% | −350−1.6% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 20,996 | $4.03M | 0.20% | +786+3.9% | Added |
| Robbins Farley LLC | 20,881 | $4.01M | 2.96% | +20,881 | New |
| Meridian Wealth Management, LLC | 20,870 | $4.01M | 0.49% | +1,609+8.4% | Added |
| Avantax Advisory Services, Inc. | 20,877 | $4.00M | 0.07% | +3,813+22.3% | Added |
| Community Bank & Trust, Waco, Texas | 20,758 | $3.98M | 1.30% | +98+0.5% | Added |
| Argyle Capital Management Inc. | 20,665 | $3.97M | 1.31% | 00.0% | Unchanged |
| Bridge Creek Capital Management LLC | 20,622 | $3.96M | 1.47% | +325+1.6% | Added |
| Community Bank, N.A. | 20,605 | $3.96M | 0.48% | +1,731+9.2% | Added |
| Principle Wealth Partners LLC | 20,555 | $3.95M | 0.46% | +1,227+6.3% | Added |
| Wesbanco Bank Inc | 20,255 | $3.89M | 0.15% | −255−1.2% | Reduced |
| Caldwell Trust Co | 20,163 | $3.87M | 0.49% | +188+0.9% | Added |
| Moors & Cabot, Inc. | 20,108 | $3.86M | 0.24% | +358+1.8% | Added |
| Mathes Company, Inc. | 20,073 | $3.85M | 1.43% | −935−4.5% | Reduced |
| BKD Wealth Advisors, LLC | 20,035 | $3.85M | 0.18% | +108+0.5% | Added |
| Spire Wealth Management | 20,004 | $3.84M | 0.10% | −54,165−73.0% | Reduced |
| Rathbone Brothers plc | 19,967 | $3.83M | 0.04% | +11,440+134.2% | Added |
| Pallas Capital Advisors LLC | 18,667 | $3.80M | 0.42% | +5,372+40.4% | Added |
| Pearl River Capital, LLC | 19,713 | $3.78M | 1.03% | −1,190−5.7% | Reduced |
| Crestwood Advisors Group LLC | 19,709 | $3.78M | 0.11% | 00.0% | Unchanged |
| Jefferies Group LLC | 19,680 | $3.78M | 0.09% | −2,410−10.9% | Reduced |
| Colonial Trust Advisors | 19,648 | $3.77M | 0.47% | +25+0.1% | Added |
| Northeast Investment Management | 19,591 | $3.76M | 0.20% | +773+4.1% | Added |
| Retirement Group, LLC | 19,573 | $3.76M | 1.74% | +102+0.5% | Added |
| B & T Capital Management DBA Alpha Capital Management | 19,428 | $3.73M | 0.88% | −106−0.5% | Reduced |
| Beese Fulmer Investment Management, Inc. | 19,416 | $3.73M | 0.42% | −74−0.4% | Reduced |
| National Asset Management, Inc. | 19,350 | $3.72M | 0.12% | −157−0.8% | Reduced |
| Searle & Co. | 19,364 | $3.72M | 1.52% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 19,282 | $3.70M | 0.16% | +19,282 | New |
| Summitry LLC | 19,197 | $3.69M | 0.23% | −390−2.0% | Reduced |
| Fusion Capital, LLC | 19,089 | $3.67M | 2.17% | +1,087+6.0% | Added |
| Sompo Asset Management Co., Ltd. | 18,980 | $3.64M | 0.84% | −3,740−16.5% | Reduced |
| Ieq Capital, LLC | 18,962 | $3.64M | 0.10% | +2,764+17.1% | Added |
| Credit Agricole S A | 18,929 | $3.63M | 0.13% | +11,444+152.9% | Added |
| Marketfield Asset Management LLC | 18,901 | $3.63M | 2.87% | −541−2.8% | Reduced |
| Kiley Juergens Wealth Management, LLC | 18,749 | $3.60M | 1.58% | +1,960+11.7% | Added |
| Security National Trust Co | 16,452 | $3.58M | 0.83% | 00.0% | Unchanged |
| Reliant Investment Management, LLC | 18,603 | $3.57M | 1.78% | −1,205−6.1% | Reduced |
| Great Lakes Advisors, LLC | 18,577 | $3.57M | 0.06% | −320−1.7% | Reduced |
| Lavaca Capital LLC | 18,571 | $3.56M | 1.79% | +9,801+111.8% | Added |
| Ameritas Investment Company, LLC | 18,518 | $3.56M | 0.16% | +8,074+77.3% | Added |
| Montgomery Investment Management Inc | 18,521 | $3.56M | 1.33% | +270+1.5% | Added |
| Gateway Advisory, LLC | 18,518 | $3.56M | 0.74% | +307+1.7% | Added |
| Raymond James Trust N.A. | 18,463 | $3.54M | 0.12% | +661+3.7% | Added |
| Freestone Capital Holdings, LLC | 18,461 | $3.54M | 0.18% | −258−1.4% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 17,713 | $3.54M | 0.05% | +14,631+474.7% | Added |
| Massmutual Trust Co FSB | 18,370 | $3.53M | 0.15% | +5,254+40.1% | Added |
| Physicians Financial Services, Inc. | 18,364 | $3.52M | 1.43% | +1,013+5.8% | Added |
| Twin Capital Management Inc | 18,318 | $3.52M | 0.36% | −1,735−8.7% | Reduced |
| Focus Financial Network, Inc. | 18,307 | $3.51M | 0.47% | −104−0.6% | Reduced |
| Aries Wealth Management | 18,294 | $3.51M | 1.49% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 18,211 | $3.50M | 0.14% | +586+3.3% | Added |
| Palladium Partners LLC | 18,127 | $3.48M | 0.16% | −825−4.4% | Reduced |
| Burney Co | 18,111 | $3.48M | 0.16% | −1,688−8.5% | Reduced |
| Equitable Trust Co | 17,912 | $3.44M | 0.22% | −9,271−34.1% | Reduced |
| Siemens Fonds Invest GmbH | 17,859 | $3.43M | 0.23% | +1,035+6.2% | Added |
| Terry L. Blaker | 17,824 | $3.42M | 0.22% | −84−0.5% | Reduced |
| Avantax Planning Partners, Inc. | 17,809 | $3.42M | 0.16% | +102+0.6% | Added |
| Homrich & Berg | 17,732 | $3.40M | 0.08% | +3,119+21.3% | Added |
| Global Retirement Partners, LLC | 17,674 | $3.39M | 0.34% | +1,107+6.7% | Added |
| Loveless Wealth Management LLC | 17,585 | $3.38M | 2.05% | −515−2.8% | Reduced |
| Monument Capital Management | 17,559 | $3.37M | 1.15% | +447+2.6% | Added |
| Drexel Morgan & Co. | 17,522 | $3.36M | 1.08% | 00.0% | Unchanged |
| Family Legacy, Inc. | 17,066 | $3.33M | 1.50% | +93+0.5% | Added |
| Shelton Capital Management | 17,343 | $3.33M | 0.13% | −4,600−21.0% | Reduced |
| Mutual Advisors, LLC | 17,232 | $3.31M | 0.20% | +2,373+16.0% | Added |
| Ci Investments Inc. | 17,200 | $3.30M | 0.01% | −3,757−17.9% | Reduced |
| Walleye Trading LLC | 17,150 | $3.29M | 0.08% | −112,304−86.8% | Reduced |
| Canandaigua National Corp | 17,108 | $3.28M | 0.53% | −535−3.0% | Reduced |
| Stillwater Investment Management, LLC | 17,084 | $3.28M | 0.87% | −61−0.4% | Reduced |
| Asset Dedication, LLC | 17,117 | $3.27M | 0.43% | +843+5.2% | Added |
| Cornerstone Wealth Group, LLC | 16,901 | $3.25M | 0.57% | −12,824−43.1% | Reduced |
| BBVA USA | 16,902 | $3.24M | 0.19% | +48+0.3% | Added |
| Silvercrest Asset Management Group LLC | 16,827 | $3.23M | 0.02% | −6,824−28.9% | Reduced |
| Cigna Investments Inc | 16,814 | $3.23M | 0.24% | −373−2.2% | Reduced |
| Monetary Management Group Inc | 16,817 | $3.23M | 0.89% | +900+5.7% | Added |
| Malaga Cove Capital, LLC | 16,769 | $3.22M | 1.34% | +50+0.3% | Added |
| Intact Investment Management Inc. | 16,600 | $3.19M | 0.09% | 00.0% | Unchanged |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 16,507 | $3.17M | 0.55% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 16,471 | $3.16M | 0.47% | +10+0.1% | Added |
| TCI Wealth Advisors, Inc. | 16,437 | $3.15M | 0.50% | +560+3.5% | Added |
| Hayek Kallen Investment Management | 16,335 | $3.14M | 1.43% | −50−0.3% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 16,126 | $3.10M | 0.02% | +16,126 | New |
| Next Century Growth Investors LLC | 16,105 | $3.09M | 0.27% | −653−3.9% | Reduced |
| Financial & Tax Architects, LLC | 16,058 | $3.08M | 1.40% | +1,612+11.2% | Added |
| First Midwest Bank Trust Division | 16,004 | $3.07M | 0.44% | −313−1.9% | Reduced |
| Bessemer Group Inc | 15,896 | $3.05M | 0.01% | +747+4.9% | Added |
| Brown Brothers Harriman & Co | 15,817 | $3.04M | 0.02% | −6,836−30.2% | Reduced |
| DT Investment Partners, LLC | 15,660 | $3.01M | 0.40% | +1,967+14.4% | Added |
| LeJeune Puetz Investment Counsel LLC | 15,656 | $3.00M | 1.09% | +125+0.8% | Added |
| Marshall Wace, LLP | 15,626 | $3.00M | 0.01% | −74,670−82.7% | Reduced |
| Griffin Asset Management, Inc. | 15,577 | $2.99M | 0.38% | −130−0.8% | Reduced |
| Compagnie Lombard Odier SCmA | 15,555 | $2.99M | 0.06% | +2,229+16.7% | Added |
| Lido Advisors, LLC | 15,528 | $2.98M | 0.07% | +4,498+40.8% | Added |
| IBM Retirement Fund | 15,508 | $2.98M | 0.23% | +36+0.2% | Added |