Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Walled Lake Planning & Wealth Management, LLC | 15,462 | $2.97M | 1.83% | +19+0.1% | Added |
| Bank of the West | 15,404 | $2.96M | 0.31% | +1,524+11.0% | Added |
| BLB&B Advisors, LLC | 15,380 | $2.95M | 0.20% | −120−0.8% | Reduced |
| Kames Capital plc | 15,336 | $2.94M | 0.04% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 15,259 | $2.93M | 0.33% | +7,244+90.4% | Added |
| Edgestream Partners, L.P. | 15,243 | $2.93M | 0.18% | +13,390+722.6% | Added |
| Williams Jones Wealth Management, LLC. | 15,209 | $2.92M | 0.04% | +96+0.6% | Added |
| RBF Capital, LLC | 15,000 | $2.88M | 0.16% | 00.0% | Unchanged |
| Lake Street Advisors Group, LLC | 14,999 | $2.88M | 0.31% | +11,329+308.7% | Added |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $2.88M | 0.79% | 00.0% | Unchanged |
| Roundview Capital LLC | 14,969 | $2.87M | 0.32% | +94+0.6% | Added |
| Country Club Trust Company, n.a. | 14,494 | $2.87M | 0.25% | +1,855+14.7% | Added |
| McMillion Capital Management Inc | 14,909 | $2.86M | 1.68% | −911−5.8% | Reduced |
| Lincoln National Corp | 14,880 | $2.86M | 0.06% | +1,823+14.0% | Added |
| FIL Ltd | 14,874 | $2.85M | 0.00% | −5,373−26.5% | Reduced |
| Eukles Asset Management | 14,873 | $2.85M | 1.56% | +11+0.1% | Added |
| Avidian Wealth Solutions, LLC | 14,843 | $2.85M | 0.22% | +311+2.1% | Added |
| Stratos Wealth Partners, LTD. | 14,723 | $2.83M | 0.07% | −240−1.6% | Reduced |
| World Asset Management Inc | 14,716 | $2.83M | 0.28% | −1,002−6.4% | Reduced |
| Sandy Spring Bank | 14,572 | $2.80M | 0.15% | −219−1.5% | Reduced |
| Mid Atlantic Financial Management Inc | 14,540 | $2.79M | 0.19% | −304−2.0% | Reduced |
| Webster Bank, N. A. | 14,489 | $2.78M | 0.31% | +368+2.6% | Added |
| Cullen/Frost Bankers, Inc. | 14,484 | $2.78M | 0.06% | −737−4.8% | Reduced |
| EagleClaw Capital Managment, LLC | 14,488 | $2.78M | 0.72% | +163+1.1% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 14,378 | $2.76M | 0.29% | +121+0.8% | Added |
| Hodges Capital Management Inc. | 14,349 | $2.75M | 0.20% | +9,459+193.4% | Added |
| Leavell Investment Management, Inc. | 14,275 | $2.74M | 0.20% | −744−5.0% | Reduced |
| Eudaimonia Partners, LLC | 14,214 | $2.73M | 0.49% | −1,764−11.0% | Reduced |
| Iowa State Bank | 14,156 | $2.72M | 0.76% | −189−1.3% | Reduced |
| FRG Family Wealth Advisors LLC | 14,144 | $2.71M | 0.53% | +105+0.7% | Added |
| K.J. Harrison & Partners Inc | 14,000 | $2.70M | 0.39% | 00.0% | Unchanged |
| Strategic Wealth Advisors Group, LLC | 13,821 | $2.70M | 0.13% | +1,191+9.4% | Added |
| HC Financial Advisors Inc | 13,945 | $2.68M | 1.61% | 00.0% | Unchanged |
| Investment Management of Virginia LLC | 13,890 | $2.67M | 0.51% | +64+0.5% | Added |
| Ellsworth Advisors, LLC | 13,873 | $2.66M | 1.21% | +3,254+30.6% | Added |
| F3Logic, LLC | 13,795 | $2.66M | 0.35% | +772+5.9% | Added |
| Occudo Quantitative Strategies LP | 13,825 | $2.65M | 0.32% | +11,240+434.8% | Added |
| Blue Edge Capital, LLC | 13,807 | $2.65M | 0.55% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 13,780 | $2.65M | 0.21% | +29+0.2% | Added |
| South Dakota Investment Council | 13,745 | $2.64M | 0.05% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 13,459 | $2.58M | 0.15% | +1,961+17.1% | Added |
| Mizuho Securities USA LLC | 13,418 | $2.58M | 0.26% | −559−4.0% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 13,421 | $2.58M | 0.95% | +143+1.1% | Added |
| Capula Management Ltd | 13,383 | $2.57M | 0.20% | +3,314+32.9% | Added |
| Savant Capital, LLC | 13,350 | $2.56M | 0.09% | +3,002+29.0% | Added |
| Mitchell Capital Management Co | 13,300 | $2.55M | 0.57% | +346+2.7% | Added |
| Ogorek Anthony Joseph | 13,241 | $2.54M | 1.16% | +171+1.3% | Added |
| Logan Capital Management Inc | 13,214 | $2.54M | 0.12% | +10.0% | Added |
| Cutler Group LP | 13,151 | $2.52M | 0.19% | −6,352−32.6% | Reduced |
| Wetherby Asset Management Inc | 13,121 | $2.52M | 0.16% | −25−0.2% | Reduced |
| Ally Financial Inc. | 13,000 | $2.50M | 0.24% | +13,000 | New |
| AlphaStar Capital Management, LLC | 12,342 | $2.50M | 0.17% | −7,798−38.7% | Reduced |
| Trust Co of Toledo NA | 12,978 | $2.49M | 0.41% | +3,675+39.5% | Added |
| New England Investment & Retirement Group, Inc. | 12,957 | $2.49M | 0.57% | −557−4.1% | Reduced |
| Bailard, Inc. | 12,954 | $2.49M | 0.08% | +910+7.6% | Added |
| Miracle Mile Advisors, LLC | 12,890 | $2.47M | 0.12% | −144−1.1% | Reduced |
| Slow Capital, Inc. | 12,793 | $2.46M | 0.45% | +402+3.2% | Added |
| Mission Creek Capital Partners, Inc. | 12,767 | $2.45M | 0.46% | −512−3.9% | Reduced |
| Azimuth Capital Management LLC | 12,721 | $2.44M | 0.10% | 00.0% | Unchanged |
| Guyasuta Investment Advisors Inc | 12,703 | $2.44M | 0.17% | +250+2.0% | Added |
| Redpoint Investment Management Pty Ltd | 12,647 | $2.43M | 0.21% | −347−2.7% | Reduced |
| Engineers Gate Manager LP | 12,641 | $2.43M | 0.14% | +6,401+102.6% | Added |
| Profund Advisors LLC | 12,612 | $2.42M | 0.08% | +19+0.2% | Added |
| Good Life Advisors, LLC | 12,578 | $2.42M | 0.33% | +10,475+498.1% | Added |
| Evercore Wealth Management, LLC | 12,575 | $2.41M | 0.04% | 00.0% | Unchanged |
| Lowe Brockenbrough & Co Inc | 12,566 | $2.41M | 0.19% | +1,950+18.4% | Added |
| Barbara Oil Co. | 12,500 | $2.40M | 1.13% | 00.0% | Unchanged |
| Cornercap Investment Counsel Inc | 12,352 | $2.37M | 0.27% | +337+2.8% | Added |
| AlphaCrest Capital Management LLC | 12,328 | $2.37M | 0.12% | −16,338−57.0% | Reduced |
| IndexIQ Advisors LLC | 12,283 | $2.36M | 0.08% | −185−1.5% | Reduced |
| Douglass Winthrop Advisors, LLC | 12,245 | $2.35M | 0.06% | −1,000−7.6% | Reduced |
| Hixon Zuercher, LLC | 12,248 | $2.35M | 1.37% | +829+7.3% | Added |
| Samlyn Capital, LLC | 12,191 | $2.34M | 0.03% | −2,891−19.2% | Reduced |
| Trustcore Financial Services, LLC | 12,155 | $2.33M | 0.23% | +354+3.0% | Added |
| Cambridge Advisors Inc. | 12,148 | $2.33M | 0.57% | +29+0.2% | Added |
| Foster & Motley Inc | 12,119 | $2.33M | 0.19% | +627+5.5% | Added |
| Ameritas Investment Partners, Inc. | 12,095 | $2.32M | 0.08% | +84+0.7% | Added |
| Inscription Capital, LLC | 12,059 | $2.31M | 0.73% | −7,269−37.6% | Reduced |
| KG&L Capital Management,LLC | 12,033 | $2.31M | 1.02% | +6,279+109.1% | Added |
| Private Trust Co NA | 12,004 | $2.30M | 0.34% | +169+1.4% | Added |
| Segment Wealth Management, LLC | 11,971 | $2.30M | 0.27% | −499−4.0% | Reduced |
| Strategic Capital Advisers, Inc. | 11,904 | $2.29M | 1.78% | +1,581+15.3% | Added |
| J.P. Marvel Investment Advisors, LLC | 11,893 | $2.28M | 0.69% | −30−0.3% | Reduced |
| Waycross Partners, LLC | 11,882 | $2.28M | 1.44% | −327−2.7% | Reduced |
| Allstate Corp | 11,866 | $2.28M | 0.09% | −1,104−8.5% | Reduced |
| Atlantic Union Bankshares Corp | 11,832 | $2.27M | 0.21% | −1,402−10.6% | Reduced |
| Trust Co of Vermont | 11,731 | $2.25M | 0.16% | +161+1.4% | Added |
| MEMBERS Trust Co | 11,379 | $2.25M | 0.07% | +490+4.5% | Added |
| Pinnacle Holdings, LLC | 11,707 | $2.25M | 0.99% | −285−2.4% | Reduced |
| Providence Wealth Advisors, LLC | 11,573 | $2.25M | 1.56% | −169−1.4% | Reduced |
| Stevens Capital Management LP | 11,690 | $2.24M | 0.94% | +9,274+383.9% | Added |
| Greenleaf Trust | 11,677 | $2.24M | 0.03% | +125+1.1% | Added |
| Alpha Cubed Investments, LLC | 11,670 | $2.24M | 0.17% | −54,843−82.5% | Reduced |
| Fluent Financial, LLC | 11,420 | $2.19M | 0.93% | +1,286+12.7% | Added |
| Sumitomo Life Insurance Co | 11,383 | $2.19M | 0.06% | −481−4.1% | Reduced |
| Mason Investment Advisory Services, Inc. | 11,375 | $2.18M | 0.23% | +9,925+684.5% | Added |
| Frontier Wealth Management LLC | 11,355 | $2.18M | 0.15% | +338+3.1% | Added |
| King Luther Capital Management Corp | 11,163 | $2.14M | 0.01% | +968+9.5% | Added |
| Capital Investment Counsel, Inc | 11,158 | $2.14M | 0.47% | +871+8.5% | Added |
| Virtu Financial LLC | 11,157 | $2.14M | 0.19% | +11,157 | New |