Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Boltwood Capital Management | 11,047 | $2.12M | 0.86% | +763+7.4% | Added |
| Jacobi Capital Management LLC | 11,010 | $2.11M | 0.27% | +561+5.4% | Added |
| Pflug Koory, LLC | 10,985 | $2.11M | 1.15% | +11+0.1% | Added |
| Spirit of America Management Corp | 10,925 | $2.10M | 0.45% | 00.0% | Unchanged |
| Telos Capital Management, Inc. | 10,908 | $2.09M | 0.29% | +47+0.4% | Added |
| Sowell Financial Services LLC | 10,905 | $2.09M | 0.14% | +10,905 | New |
| Boyd Watterson Asset Management LLC | 10,861 | $2.08M | 0.77% | −15−0.1% | Reduced |
| OPSEU Pension Plan Trust Fund | 10,747 | $2.08M | 0.53% | −64−0.6% | Reduced |
| Kinloch Capital, LLC | 10,846 | $2.08M | 1.47% | +404+3.9% | Added |
| Resources Management Corp | 10,815 | $2.08M | 0.30% | −50−0.5% | Reduced |
| Beck Capital Management, LLC | 10,759 | $2.06M | 0.69% | +161+1.5% | Added |
| Madison Asset Management, LLC | 10,743 | $2.06M | 0.03% | −81,053−88.3% | Reduced |
| Heritage Trust Co | 10,704 | $2.06M | 0.29% | −123−1.1% | Reduced |
| MV Capital Management, Inc. | 10,616 | $2.04M | 0.34% | +636+6.4% | Added |
| Modus Advisors, LLC | 10,585 | $2.03M | 0.88% | +238+2.3% | Added |
| Veriti Management LLC | 10,566 | $2.03M | 0.29% | +1,680+18.9% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,555 | $2.03M | 0.75% | −30−0.3% | Reduced |
| Chicago Trust Co NA | 10,531 | $2.02M | 0.44% | +23+0.2% | Added |
| Loudon Investment Management, LLC | 10,523 | $2.02M | 1.44% | −144−1.3% | Reduced |
| Bowen Hanes & Co Inc | 10,484 | $2.01M | 0.06% | +150+1.5% | Added |
| Federated Hermes, Inc. | 10,473 | $2.01M | 0.00% | −4,781−31.3% | Reduced |
| Financial Advocates Investment Management | 10,454 | $2.01M | 0.14% | −6,995−40.1% | Reduced |
| Whalerock Point Partners, LLC | 10,370 | $1.99M | 0.77% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 10,322 | $1.98M | 0.14% | −27,516−72.7% | Reduced |
| Virginia Retirement Systems Et Al | 10,300 | $1.98M | 0.02% | 00.0% | Unchanged |
| Truvestments Capital LLC | 10,234 | $1.97M | 1.08% | +574+5.9% | Added |
| Asset Management Group, Inc. | 10,218 | $1.96M | 0.40% | +519+5.4% | Added |
| First Citizens Bank & Trust Co | 10,143 | $1.95M | 0.09% | −24−0.2% | Reduced |
| HBK Sorce Advisory LLC | 10,136 | $1.95M | 0.11% | +349+3.6% | Added |
| Murphy Capital Management Inc | 10,122 | $1.94M | 0.23% | −185−1.8% | Reduced |
| FLC Capital Advisors | 10,120 | $1.94M | 0.57% | −42−0.4% | Reduced |
| Sandhill Capital Partners LLC | 10,110 | $1.94M | 0.16% | +641+6.8% | Added |
| Thomas Story & Son LLC | 10,100 | $1.94M | 0.79% | 00.0% | Unchanged |
| Krilogy Financial LLC | 10,057 | $1.93M | 0.19% | −10−0.1% | Reduced |
| Glen Eagle Advisors, LLC | 10,033 | $1.93M | 0.56% | +3,076+44.2% | Added |
| La Financiere de L'Echiquier | 10,000 | $1.92M | 0.06% | −2,000−16.7% | Reduced |
| Crescent Capital Consulting, LLC | 9,961 | $1.91M | 0.35% | +100+1.0% | Added |
| American Portfolios Advisors | 9,950 | $1.91M | 0.07% | −1,396−12.3% | Reduced |
| Hudock, Inc. | 9,920 | $1.90M | 0.57% | +229+2.4% | Added |
| Princeton Capital Management LLC | 9,878 | $1.90M | 0.60% | −48−0.5% | Reduced |
| First National Bank & Trust Co of Newtown | 9,879 | $1.90M | 0.39% | 00.0% | Unchanged |
| True North Advisors, LLC | 9,842 | $1.89M | 0.37% | +400+4.2% | Added |
| Ethic Inc. | 9,822 | $1.89M | 0.19% | +5,179+111.5% | Added |
| Kempner Capital Management Inc. | 9,815 | $1.88M | 1.07% | +9,815 | New |
| Tower Bridge Advisors | 9,807 | $1.88M | 0.13% | −25−0.3% | Reduced |
| Holderness Investments Co | 9,720 | $1.87M | 0.62% | −103−1.0% | Reduced |
| Hanson & Doremus Investment Management | 9,712 | $1.86M | 0.43% | −1,546−13.7% | Reduced |
| Osborne Partners Capital Management, LLC | 9,694 | $1.86M | 0.15% | −980−9.2% | Reduced |
| Aureus Asset Management, LLC | 9,680 | $1.86M | 0.12% | −1,218−11.2% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 9,655 | $1.85M | 0.13% | +396+4.3% | Added |
| Adirondack Trust Co | 9,052 | $1.85M | 0.88% | −77−0.8% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,609 | $1.84M | 0.42% | +41+0.4% | Added |
| Traynor Capital Management, Inc. | 9,577 | $1.84M | 0.25% | +9,577 | New |
| Cumberland Advisors Inc | 9,550 | $1.83M | 0.42% | 00.0% | Unchanged |
| 6 Meridian | 9,503 | $1.82M | 0.14% | +9,503 | New |
| Pathstone Family Office, LLC | 9,497 | $1.82M | 0.05% | +2,179+29.8% | Added |
| IFP Advisors, Inc | 9,322 | $1.82M | 0.04% | +3,328+55.5% | Added |
| Bryn Mawr Trust Co | 9,471 | $1.82M | 0.07% | −70−0.7% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,452 | $1.81M | 0.32% | −675−6.7% | Reduced |
| Old Port Advisors | 9,447 | $1.81M | 0.66% | −425−4.3% | Reduced |
| Palisade Asset Management, LLC | 9,437 | $1.81M | 0.22% | +72+0.8% | Added |
| NorthCoast Asset Management LLC | 9,422 | $1.81M | 0.07% | +9,422 | New |
| Meiji Yasuda Life Insurance Co | 9,409 | $1.81M | 0.03% | +235+2.6% | Added |
| Wellington Shields & Co., LLC | 9,400 | $1.80M | 0.63% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 9,399 | $1.80M | 0.18% | +1,801+23.7% | Added |
| Global Trust Asset Management, LLC | 9,325 | $1.79M | 0.80% | +4,433+90.6% | Added |
| Donaldson Capital Management, LLC | 9,307 | $1.79M | 0.09% | −779−7.7% | Reduced |
| RSM US Wealth Management LLC | 9,305 | $1.79M | 0.10% | −63−0.7% | Reduced |
| Dana Investment Advisors, Inc. | 9,295 | $1.78M | 0.08% | +225+2.5% | Added |
| Windsor Group LTD | 9,154 | $1.78M | 0.37% | +752+9.0% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,262 | $1.78M | 1.03% | −12−0.1% | Reduced |
| Spreng Capital Management, Inc. | 9,125 | $1.77M | 1.14% | +425+4.9% | Added |
| Papp L Roy & Associates | 9,210 | $1.77M | 0.22% | +200+2.2% | Added |
| Anchor Investment Management, LLC | 9,205 | $1.77M | 0.25% | +457+5.2% | Added |
| Dorsey & Whitney Trust CO LLC | 9,196 | $1.76M | 0.16% | −133−1.4% | Reduced |
| Argus Investors' Counsel, Inc. | 9,185 | $1.76M | 1.15% | −8,820−49.0% | Reduced |
| Focused Wealth Management, Inc | 9,165 | $1.76M | 0.29% | −67−0.7% | Reduced |
| 1st Source Bank | 9,134 | $1.75M | 0.11% | −70−0.8% | Reduced |
| Cerity Partners LLC | 9,124 | $1.75M | 0.04% | +3,775+70.6% | Added |
| Adell Harriman & Carpenter Inc | 9,075 | $1.74M | 0.18% | +1,950+27.4% | Added |
| PFG Advisors | 9,050 | $1.74M | 0.20% | +4,918+119.0% | Added |
| Trexquant Investment LP | 9,036 | $1.74M | 0.14% | −22,161−71.0% | Reduced |
| NEXT Financial Group, Inc | 9,036 | $1.74M | 0.14% | −1,049−10.4% | Reduced |
| Whitener Capital Management, Inc. | 9,500 | $1.73M | 0.80% | −380−3.8% | Reduced |
| CWM Advisors, LLC | 9,002 | $1.73M | 0.22% | −32,778−78.5% | Reduced |
| Oxbow Advisors, LLC | 8,994 | $1.73M | 0.18% | 00.0% | Unchanged |
| Triangle Securities Wealth Management | 8,880 | $1.71M | 0.58% | −44−0.5% | Reduced |
| Venture Visionary Partners LLC | 8,848 | $1.70M | 0.12% | +370+4.4% | Added |
| Carroll Financial Associates, Inc. | 8,830 | $1.70M | 0.09% | +160+1.8% | Added |
| Kingsview Wealth Management, LLC | 8,824 | $1.69M | 0.08% | −964−9.8% | Reduced |
| Diversified Trust Co | 8,823 | $1.69M | 0.06% | +1,041+13.4% | Added |
| Liberty One Investment Management, LLC | 8,818 | $1.69M | 0.29% | −144−1.6% | Reduced |
| Naples Global Advisors, LLC | 8,820 | $1.69M | 0.22% | +319+3.8% | Added |
| TD Private Client Wealth LLC | 8,799 | $1.69M | 0.07% | −75−0.8% | Reduced |
| Ropes Wealth Advisors LLC | 8,780 | $1.69M | 0.27% | −380−4.1% | Reduced |
| United Bank | 8,775 | $1.69M | 0.23% | +75+0.9% | Added |
| V Wealth Advisors LLC | 8,770 | $1.68M | 0.26% | −34−0.4% | Reduced |
| Johnson Investment Counsel Inc | 8,767 | $1.68M | 0.02% | +312+3.7% | Added |
| Pendal Group Limited | 8,765 | $1.68M | 0.01% | +4,968+130.8% | Added |
| JustInvest LLC | 8,711 | $1.67M | 0.15% | +834+10.6% | Added |