Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| G&S Capital LLC | 8,646 | $1.66M | 0.91% | −9,492−52.3% | Reduced |
| Boston Private Wealth LLC | 8,629 | $1.66M | 0.02% | +957+12.5% | Added |
| Loomis Sayles & Co L P | 8,613 | $1.65M | 0.00% | −416−4.6% | Reduced |
| Smith, Salley & Associates | 8,584 | $1.65M | 0.13% | +10.0% | Added |
| Jupiter Wealth Management LLC | 7,965 | $1.65M | 0.78% | +7,965 | New |
| WealthPLAN Partners, LLC | 7,991 | $1.63M | 0.11% | +391+5.1% | Added |
| Members Capital Advisors Inc | 8,508 | $1.63M | 0.89% | +1,865+28.1% | Added |
| Allworth Financial LP | 8,484 | $1.63M | 0.03% | +6,492+325.9% | Added |
| Probity Advisors, Inc. | 8,454 | $1.62M | 0.34% | +589+7.5% | Added |
| Buckingham Strategic Wealth, LLC | 8,451 | $1.62M | 0.03% | +191+2.3% | Added |
| Sciencast Management LP | 8,598 | $1.62M | 0.46% | −5,775−40.2% | Reduced |
| McKinley Carter Wealth Services, Inc. | 8,426 | $1.62M | 0.13% | −428−4.8% | Reduced |
| Claraphi Advisory Network, LLC | 8,409 | $1.61M | 0.57% | −1,391−14.2% | Reduced |
| Court Place Advisors, LLC | 8,399 | $1.61M | 0.48% | −44−0.5% | Reduced |
| Maven Securities LTD | 8,370 | $1.61M | 0.18% | +4,547+118.9% | Added |
| Park National Corp | 8,351 | $1.60M | 0.07% | −50−0.6% | Reduced |
| SeaCrest Wealth Management, LLC | 8,341 | $1.60M | 0.19% | −323−3.7% | Reduced |
| DHJJ Financial Advisors, Ltd. | 8,324 | $1.60M | 0.83% | 00.0% | Unchanged |
| Columbia Trust Co 01012016 | 8,291 | $1.59M | 0.84% | +224+2.8% | Added |
| RB Capital Management, LLC | 8,269 | $1.59M | 0.60% | +254+3.2% | Added |
| Verdence Capital Advisors LLC | 8,251 | $1.58M | 0.21% | −1,798−17.9% | Reduced |
| Arabesque Asset Management Ltd | 8,243 | $1.58M | 0.53% | +8,243 | New |
| Sheaff Brock Investment Advisors, LLC | 8,214 | $1.58M | 0.15% | +554+7.2% | Added |
| AdvisorNet Financial, Inc | 8,186 | $1.57M | 0.11% | +357+4.6% | Added |
| Signaturefd, LLC | 8,169 | $1.57M | 0.05% | +98+1.2% | Added |
| Intellectus Partners, LLC | 8,168 | $1.57M | 0.38% | +2,991+57.8% | Added |
| Fruth Investment Management | 8,143 | $1.56M | 0.48% | −110−1.3% | Reduced |
| Trust Investment Advisors | 8,128 | $1.56M | 1.39% | −657−7.5% | Reduced |
| Vestcor Inc | 8,074 | $1.55M | 0.06% | −1,075−11.7% | Reduced |
| Strategic Advisors LLC | 8,038 | $1.54M | 0.33% | +6,715+507.6% | Added |
| Cohen Klingenstein LLC | 8,000 | $1.54M | 0.07% | 00.0% | Unchanged |
| Pensionfund DSM Netherlands | 8,000 | $1.54M | 0.20% | +8,000 | New |
| Cobblestone Capital Advisors LLC | 7,996 | $1.53M | 0.10% | 00.0% | Unchanged |
| Stonnington Group, LLC | 7,850 | $1.53M | 0.34% | −500−6.0% | Reduced |
| Citizens Financial Group Inc | 7,975 | $1.53M | 0.06% | +801+11.2% | Added |
| Pinnacle Financial Partners Inc | 7,967 | $1.53M | 0.05% | +385+5.1% | Added |
| Bragg Financial Advisors, Inc | 7,901 | $1.52M | 0.10% | +1,618+25.8% | Added |
| MAI Capital Management | 7,843 | $1.51M | 0.03% | −63−0.8% | Reduced |
| Oarsman Capital, Inc. | 7,844 | $1.51M | 0.61% | +55+0.7% | Added |
| Studio Investment Management LLC | 7,845 | $1.51M | 0.65% | +7,845 | New |
| Gifford Fong Associates | 7,800 | $1.50M | 0.29% | 00.0% | Unchanged |
| Washington Trust Bank | 7,799 | $1.50M | 0.17% | +103+1.3% | Added |
| J.W. Cole Advisors, Inc. | 7,767 | $1.49M | 0.11% | −74−0.9% | Reduced |
| Rafferty Asset Management, LLC | 7,732 | $1.48M | 0.01% | −3,715−32.5% | Reduced |
| XTX Topco Ltd | 7,686 | $1.48M | 0.50% | +7,686 | New |
| D. Scott Neal, Inc. | 7,661 | $1.47M | 0.62% | +112+1.5% | Added |
| Wealthcare Advisory Partners LLC | 7,661 | $1.47M | 0.10% | +484+6.7% | Added |
| Centaurus Financial, Inc. | 7,641 | $1.47M | 0.12% | −653−7.9% | Reduced |
| Argent Trust Co | 7,614 | $1.46M | 0.09% | +969+14.6% | Added |
| Quest Investment Management LLC | 7,588 | $1.46M | 0.13% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 7,588 | $1.46M | 0.26% | −176−2.3% | Reduced |
| Baldwin Investment Management, LLC | 7,573 | $1.45M | 0.25% | −100−1.3% | Reduced |
| Van Eck Associates Corp | 7,548 | $1.45M | 0.00% | +58+0.8% | Added |
| Argent Advisors, Inc. | 7,540 | $1.45M | 0.83% | +979+14.9% | Added |
| Tdam USA Inc. | 7,540 | $1.45M | 0.10% | +844+12.6% | Added |
| Plimoth Trust Co LLC | 7,531 | $1.45M | 0.41% | +318+4.4% | Added |
| Gables Capital Management Inc. | 7,490 | $1.44M | 0.94% | +1,760+30.7% | Added |
| Strategic Financial Services, Inc, | 7,483 | $1.44M | 0.11% | −167−2.2% | Reduced |
| Heartland Bank & Trust Co | 7,457 | $1.43M | 1.23% | +390+5.5% | Added |
| Cascade Investment Advisors, Inc. | 7,393 | $1.42M | 0.93% | +55+0.7% | Added |
| Moloney Securities Asset Management, LLC | 7,384 | $1.42M | 0.26% | +229+3.2% | Added |
| Oak Asset Management, LLC | 7,082 | $1.40M | 0.58% | 00.0% | Unchanged |
| Altium Wealth Management LLC | 7,314 | $1.40M | 0.10% | +570+8.5% | Added |
| LS Investment Advisors, LLC | 7,304 | $1.40M | 0.18% | −300−3.9% | Reduced |
| Burleson & Company, LLC | 7,234 | $1.39M | 0.21% | −2,169−23.1% | Reduced |
| Gamble Jones Investment Counsel | 7,223 | $1.39M | 0.09% | −400−5.2% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.39M | 0.37% | 00.0% | Unchanged |
| Haverford Trust Co | 7,208 | $1.38M | 0.02% | −5,506−43.3% | Reduced |
| Main Street Research LLC | 7,194 | $1.38M | 0.12% | −127,588−94.7% | Reduced |
| Resources Investment Advisors, LLC. | 7,196 | $1.38M | 0.05% | +1,293+21.9% | Added |
| Atlas Brown,Inc. | 7,173 | $1.38M | 0.60% | −76−1.0% | Reduced |
| Washington Trust Co | 7,159 | $1.37M | 0.04% | −449−5.9% | Reduced |
| Level Four Advisory Services, LLC | 7,142 | $1.37M | 0.14% | −12,422−63.5% | Reduced |
| Eidelman Virant Capital | 7,006 | $1.36M | 0.53% | 00.0% | Unchanged |
| AMG National Trust Bank | 7,097 | $1.36M | 0.04% | +1,000+16.4% | Added |
| Moneta Group Investment Advisors LLC | 7,084 | $1.36M | 0.06% | +1,575+28.6% | Added |
| WBH Advisory Inc | 7,036 | $1.35M | 0.18% | +30.0% | Added |
| Hoylecohen, LLC | 7,033 | $1.35M | 0.13% | +450+6.8% | Added |
| Corient Capital Partners, LLC | 7,014 | $1.35M | 0.10% | −109−1.5% | Reduced |
| Integrated Wealth Concepts LLC | 7,007 | $1.34M | 0.04% | +576+9.0% | Added |
| Rational Advisors LLC | 7,002 | $1.34M | 0.11% | −343−4.7% | Reduced |
| Investors Asset Management of Georgia Inc | 6,985 | $1.34M | 0.70% | 00.0% | Unchanged |
| Stoneridge Investment Partners LLC | 6,975 | $1.34M | 0.67% | −200−2.8% | Reduced |
| Vestmark Advisory Solutions, Inc. | 6,970 | $1.34M | 0.09% | +71+1.0% | Added |
| Empirical Finance, LLC | 6,940 | $1.33M | 0.20% | +403+6.2% | Added |
| Deseret Mutual Benefit Administrators | 6,937 | $1.33M | 0.25% | +3,841+124.1% | Added |
| ExodusPoint Capital Management, LP | 6,894 | $1.32M | 0.02% | −46,507−87.1% | Reduced |
| Meeder Asset Management Inc | 6,889 | $1.32M | 0.07% | −14,967−68.5% | Reduced |
| Coastline Trust Co | 6,880 | $1.32M | 0.16% | −5−0.1% | Reduced |
| Amarillo National Bank | 6,841 | $1.31M | 0.27% | −330−4.6% | Reduced |
| Equitable Holdings, Inc. | 6,837 | $1.31M | 0.02% | +467+7.3% | Added |
| Mairs & Power Inc | 6,822 | $1.31M | 0.01% | −150−2.2% | Reduced |
| First Dallas Securities Inc. | 6,823 | $1.31M | 0.90% | +315+4.8% | Added |
| Fort Pitt Capital Group, LLC | 6,798 | $1.30M | 0.05% | −932−12.1% | Reduced |
| Ar Asset Management Inc | 6,800 | $1.30M | 0.37% | −105−1.5% | Reduced |
| Staley Capital Advisers Inc | 6,800 | $1.30M | 0.07% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 6,799 | $1.30M | 0.02% | 00.0% | Unchanged |
| Hilton Capital Management, LLC | 6,783 | $1.30M | 0.13% | −931−12.1% | Reduced |
| HawsGoodwin Investment Management LLC | 6,766 | $1.30M | 0.39% | −82−1.2% | Reduced |
| Vident Investment Advisory, LLC | 6,750 | $1.30M | 0.04% | +2,128+46.0% | Added |