Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Diamant Asset Management, Inc. | 6,755 | $1.30M | 1.07% | +6,755 | New |
| Smith, Moore & Co. | 6,751 | $1.30M | 0.20% | +1,003+17.4% | Added |
| Cornell Pochily Investment Advisors, Inc. | 6,738 | $1.29M | 0.56% | −99−1.4% | Reduced |
| Westwood Holdings Group Inc. | 6,729 | $1.29M | 0.01% | −496−6.9% | Reduced |
| Delos Wealth Advisors, LLC | 6,723 | $1.29M | 1.42% | +2,148+47.0% | Added |
| Atlantic Trust, LLC | 6,698 | $1.28M | 0.81% | +2,262+51.0% | Added |
| Essex Savings Bank | 6,072 | $1.28M | 0.47% | +104+1.7% | Added |
| Harfst & Associates, Inc. | 6,673 | $1.28M | 0.35% | +338+5.3% | Added |
| Fma Advisory Inc | 6,656 | $1.28M | 0.48% | −730−9.9% | Reduced |
| Great Valley Advisor Group, Inc. | 6,645 | $1.28M | 0.09% | −9,012−57.6% | Reduced |
| Parallel Advisors, LLC | 6,644 | $1.27M | 0.05% | +90+1.4% | Added |
| Legacy Bridge, LLC | 6,635 | $1.27M | 0.73% | +122+1.9% | Added |
| Fairfield, Bush & Co. | 6,620 | $1.27M | 0.41% | +600+10.0% | Added |
| Fukoku Mutual Life Insurance Co | 6,620 | $1.27M | 0.10% | +2,840+75.1% | Added |
| Weatherly Asset Management L. P. | 6,612 | $1.27M | 0.15% | +922+16.2% | Added |
| Horizon Kinetics Asset Management LLC | 6,593 | $1.27M | 0.03% | −340−4.9% | Reduced |
| Tiemann Investment Advisors, LLC | 6,548 | $1.26M | 0.60% | −15−0.2% | Reduced |
| Thomas White International Ltd | 6,542 | $1.26M | 0.18% | 00.0% | Unchanged |
| Private Asset Management Inc | 6,530 | $1.25M | 0.17% | +1,230+23.2% | Added |
| Procyon Private Wealth Partners, LLC | 6,515 | $1.25M | 0.32% | +215+3.4% | Added |
| Sequent Asset Management, LLC | 6,502 | $1.25M | 0.71% | −58−0.9% | Reduced |
| Franklin Street Advisors Inc | 6,500 | $1.25M | 0.11% | 00.0% | Unchanged |
| Proequities, Inc. | 6,458 | $1.24M | 0.08% | −619−8.7% | Reduced |
| Capital Asset Advisory Services LLC | 6,434 | $1.24M | 0.14% | −330−4.9% | Reduced |
| Fort Point Capital Partners LLC | 6,415 | $1.23M | 0.19% | +2,522+64.8% | Added |
| Valley Brook Capital Group | 6,390 | $1.23M | 1.21% | −50−0.8% | Reduced |
| Belpointe Asset Management LLC | 6,333 | $1.22M | 0.08% | +1,038+19.6% | Added |
| Mattern Wealth Management LLC | 6,331 | $1.22M | 0.41% | +6+0.1% | Added |
| Cahill Financial Advisors Inc | 6,316 | $1.21M | 0.25% | +29+0.5% | Added |
| Deltec Asset Management LLC | 6,300 | $1.21M | 0.18% | +6,300 | New |
| Lester Murray Antman dba SimplyRich | 6,217 | $1.19M | 0.43% | −336−5.1% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,193 | $1.19M | 0.02% | 00.0% | Unchanged |
| First Foundation Advisors | 6,180 | $1.19M | 0.04% | +874+16.5% | Added |
| Farmers Trust Co | 6,100 | $1.19M | 0.26% | 00.0% | Unchanged |
| Bahl & Gaynor Inc | 6,150 | $1.18M | 0.01% | −880−12.5% | Reduced |
| Symmetry Partners, LLC | 6,095 | $1.17M | 0.08% | −784−11.4% | Reduced |
| CAPROCK Group, Inc. | 6,047 | $1.16M | 0.10% | −351−5.5% | Reduced |
| MidWestOne Financial Group, Inc. | 6,024 | $1.16M | 0.27% | −1,015−14.4% | Reduced |
| Aurora Private Wealth, Inc. | 6,024 | $1.16M | 0.47% | −138−2.2% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,019 | $1.16M | 0.12% | −187−3.0% | Reduced |
| Gamco Investors, Inc. Et Al | 5,998 | $1.15M | 0.01% | +369+6.6% | Added |
| Fosun International Ltd | 5,810 | $1.15M | 0.06% | +1,740+42.8% | Added |
| Independent Financial Group, LLC | 5,967 | $1.15M | 0.12% | +342+6.1% | Added |
| PSI Advisors, LLC | 5,953 | $1.14M | 0.52% | +3,002+101.7% | Added |
| Keudell/Morrison Wealth Management | 5,931 | $1.14M | 0.49% | +165+2.9% | Added |
| Beaton Management Co. Inc. | 5,883 | $1.13M | 0.75% | 00.0% | Unchanged |
| Sunflower Bank, N.A. | 5,877 | $1.13M | 0.16% | −155−2.6% | Reduced |
| Clarius Group, LLC | 5,869 | $1.13M | 0.10% | +76+1.3% | Added |
| ARGI Investment Services, LLC | 5,784 | $1.11M | 0.04% | +467+8.8% | Added |
| B. Riley Wealth Management, Inc. | 5,767 | $1.11M | 0.09% | +5,767 | New |
| Duff & Phelps Investment Management Co | 5,740 | $1.10M | 0.01% | −125−2.1% | Reduced |
| Exane Derivatives | 5,712 | $1.10M | 0.27% | +10.0% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 5,713 | $1.10M | 0.07% | −1,100−16.1% | Reduced |
| Everett Harris & Co | 5,702 | $1.09M | 0.02% | 00.0% | Unchanged |
| Convergence Investment Partners, LLC | 5,696 | $1.09M | 0.59% | −2,225−28.1% | Reduced |
| Polar Asset Management Partners Inc. | 5,687 | $1.09M | 0.01% | −2,124−27.2% | Reduced |
| Braun Stacey Associates Inc | 5,660 | $1.09M | 0.04% | −98,452−94.6% | Reduced |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.09M | 0.16% | 00.0% | Unchanged |
| Orleans Capital Management Corp | 5,640 | $1.08M | 0.69% | +220+4.1% | Added |
| Wintrust Investments LLC | 5,610 | $1.08M | 0.15% | 00.0% | Unchanged |
| Choate Investment Advisors | 5,607 | $1.08M | 0.07% | +850+17.9% | Added |
| Arrow Financial Corp | 5,604 | $1.08M | 0.14% | +1,036+22.7% | Added |
| St Germain D J Co Inc | 5,591 | $1.07M | 0.07% | +38+0.7% | Added |
| Arbor Trust Wealth Advisors, LLC | 5,585 | $1.07M | 0.67% | 00.0% | Unchanged |
| HM Payson & Co | 5,561 | $1.07M | 0.03% | −70−1.2% | Reduced |
| CFM Wealth Partners LLC | 5,531 | $1.06M | 0.27% | −392−6.6% | Reduced |
| Park Avenue Securities LLC | 5,521 | $1.06M | 0.02% | +388+7.6% | Added |
| Cadinha & Co LLC | 5,503 | $1.06M | 0.15% | −2,891−34.4% | Reduced |
| Viking Fund Management LLC | 5,500 | $1.06M | 0.31% | 00.0% | Unchanged |
| Beech Hill Advisors, Inc. | 5,500 | $1.06M | 0.44% | 00.0% | Unchanged |
| Barber Financial Group, Inc. | 5,501 | $1.06M | 0.14% | 00.0% | Unchanged |
| SOL Capital Management CO | 5,494 | $1.05M | 0.21% | −150−2.7% | Reduced |
| High Falls Advisors, Inc | 5,496 | $1.05M | 0.29% | +179+3.4% | Added |
| Van Strum & Towne Inc. | 5,484 | $1.05M | 0.41% | 00.0% | Unchanged |
| Rothschild Investment Corp | 5,470 | $1.05M | 0.09% | 00.0% | Unchanged |
| Agf Investments Inc. | 5,465 | $1.05M | 0.01% | −317−5.5% | Reduced |
| Comerica Securities,inc. | 5,414 | $1.04M | 0.07% | +222+4.3% | Added |
| Eastern Bank | 5,377 | $1.03M | 0.05% | +200+3.9% | Added |
| Wade G W & Inc | 5,380 | $1.03M | 0.05% | +446+9.0% | Added |
| Palumbo Wealth Management LLC | 5,374 | $1.03M | 0.68% | −582−9.8% | Reduced |
| Garrison Point Advisors, LLC | 5,370 | $1.03M | 0.75% | +100+1.9% | Added |
| Personal Capital Advisors Corp | 5,366 | $1.03M | 0.01% | +18+0.3% | Added |
| Two Sigma Securities, LLC | 5,349 | $1.03M | 0.21% | +3,582+202.7% | Added |
| Zions Bancorporation, N.A. | 5,346 | $1.03M | 0.10% | +310+6.2% | Added |
| Toroso Investments, LLC | 5,342 | $1.03M | 0.04% | +1,026+23.8% | Added |
| Checchi Capital Advisers, LLC | 5,339 | $1.02M | 0.13% | −10.0% | Reduced |
| Quattro Financial Advisors LLC | 5,000 | $1.02M | 0.27% | 00.0% | Unchanged |
| Tempus Wealth Planning, LLC | 5,300 | $1.02M | 0.58% | 00.0% | Unchanged |
| CPWM, LLC | 5,249 | $1.01M | 0.09% | −32−0.6% | Reduced |
| Clearbridge Investments, LLC | 5,249 | $1.01M | 0.00% | +1,110+26.8% | Added |
| Institute for Wealth Management, LLC. | 5,224 | $1.00M | 0.18% | −127−2.4% | Reduced |
| Costello Asset Management, INC | 5,199 | $998.0K | 0.64% | −71−1.3% | Reduced |
| Kovack Advisors, Inc. | 5,201 | $998.0K | 0.11% | +298+6.1% | Added |
| Inspire Advisors, LLC | 5,177 | $994.0K | 0.31% | +307+6.3% | Added |
| SevenBridge Financial Group, LLC | 5,152 | $989.0K | 0.33% | −130−2.5% | Reduced |
| Hoey Investments, Inc | 5,140 | $987.0K | 0.31% | −6,535−56.0% | Reduced |
| DuPont Capital Management Corp | 5,135 | $986.0K | 0.03% | −4,382−46.0% | Reduced |
| Creative Financial Designs Inc | 5,135 | $986.0K | 0.16% | +420+8.9% | Added |
| Trustmark National Bank Trust Department | 5,126 | $984.0K | 0.08% | −502−8.9% | Reduced |
| Bluefin Capital Management, LLC | 5,121 | $983.0K | 0.11% | +5,121 | New |