Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harel Insurance Investments & Financial Services Ltd. | 5,100 | $979.0K | 0.03% | −6,608−56.4% | Reduced |
| Schnieders Capital Management LLC | 5,087 | $977.0K | 0.26% | −183−3.5% | Reduced |
| Tokio Marine Asset Management Co Ltd | 5,020 | $964.0K | 0.09% | −651−11.5% | Reduced |
| HYA Advisors, Inc | 4,999 | $964.0K | 0.39% | +128+2.6% | Added |
| Graypoint LLC | 4,998 | $959.0K | 0.12% | +56+1.1% | Added |
| Heck Capital Advisors, LLC | 4,924 | $945.3K | 0.19% | −51−1.0% | Reduced |
| Ritholtz Wealth Management | 4,909 | $942.0K | 0.07% | −29−0.6% | Reduced |
| Adams Chetwood Wealth Management LLC | 4,882 | $937.0K | 0.68% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 4,875 | $936.0K | 0.65% | 00.0% | Unchanged |
| Menard Financial Group LLC | 4,869 | $935.0K | 0.82% | +676+16.1% | Added |
| Legacy Wealth Asset Management, LLC | 4,866 | $934.0K | 0.43% | +20+0.4% | Added |
| Laurel Wealth Advisors, Inc. | 4,854 | $932.0K | 0.17% | +1,126+30.2% | Added |
| RNC Capital Management LLC | 4,850 | $931.0K | 0.05% | +310+6.8% | Added |
| RFG Advisory, LLC | 4,844 | $930.0K | 0.08% | −45−0.9% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,699 | $930.0K | 0.27% | −57−1.2% | Reduced |
| Investment House LLC | 4,828 | $927.0K | 0.07% | −1,278−20.9% | Reduced |
| Ingalls & Snyder LLC | 4,827 | $927.0K | 0.04% | −415−7.9% | Reduced |
| Summit Financial Group Inc | 4,812 | $924.0K | 0.33% | −45−0.9% | Reduced |
| Patriot Investment Management Inc. | 4,813 | $924.0K | 0.08% | +121+2.6% | Added |
| FourThought Financial, LLC | 4,800 | $921.0K | 0.12% | −78−1.6% | Reduced |
| Jackson Square Capital, LLC | 4,794 | $920.0K | 0.30% | −667−12.2% | Reduced |
| Financial Architects, Inc | 4,731 | $908.0K | 0.13% | −970−17.0% | Reduced |
| Garde Capital, Inc. | 4,724 | $907.0K | 0.09% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,712 | $905.0K | 0.32% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 4,707 | $904.0K | 0.11% | +331+7.6% | Added |
| Navellier & Associates Inc | 4,700 | $902.0K | 0.14% | −29,314−86.2% | Reduced |
| River Wealth Advisors LLC | 4,699 | $902.0K | 0.15% | −34−0.7% | Reduced |
| Barings LLC | 4,689 | $900.0K | 0.02% | +2,036+76.7% | Added |
| Nwam LLC | 4,647 | $892.0K | 0.08% | +547+13.3% | Added |
| Flaharty Asset Management, LLC | 4,635 | $890.0K | 0.18% | −80−1.7% | Reduced |
| Arkadios Wealth Advisors | 4,613 | $885.0K | 0.13% | −249−5.1% | Reduced |
| Am Investment Strategies LLC | 4,600 | $883.0K | 0.23% | +75+1.7% | Added |
| Allen Capital Group, LLC | 4,602 | $883.0K | 0.18% | +242+5.6% | Added |
| Providence First Trust Co | 4,579 | $879.0K | 0.42% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 4,579 | $879.0K | 0.02% | +2,654+137.9% | Added |
| Optimum Investment Advisors | 4,545 | $873.0K | 0.37% | −1,075−19.1% | Reduced |
| Birinyi Associates Inc | 4,500 | $863.0K | 0.29% | −1,000−18.2% | Reduced |
| IHT Wealth Management, LLC | 4,472 | $859.0K | 0.07% | −2,788−38.4% | Reduced |
| Blueshift Asset Management, LLC | 4,471 | $858.0K | 0.05% | −368−7.6% | Reduced |
| EP Wealth Advisors, LLC | 4,471 | $858.0K | 0.02% | −21−0.5% | Reduced |
| WD Rutherford LLC | 4,469 | $858.0K | 0.47% | +650+17.0% | Added |
| Nations Financial Group Inc, | 4,466 | $857.0K | 0.13% | +138+3.2% | Added |
| West Oak Capital, LLC | 4,460 | $856.0K | 0.33% | 00.0% | Unchanged |
| Csenge Advisory Group | 4,398 | $855.0K | 0.07% | −598−12.0% | Reduced |
| Old West Investment Management, LLC | 4,458 | $855.0K | 0.37% | 00.0% | Unchanged |
| Norris Financial Group, LLC | 4,450 | $854.3K | 0.56% | +15+0.3% | Added |
| Wellington Shields Capital Management, LLC | 4,450 | $854.0K | 0.12% | −1,500−25.2% | Reduced |
| Woodstock Corp | 4,435 | $851.0K | 0.10% | −500−10.1% | Reduced |
| Biltmore Family Office, LLC | 4,412 | $847.0K | 0.20% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 4,258 | $847.0K | 0.08% | −114−2.6% | Reduced |
| Investment Partners, Ltd. | 4,399 | $845.0K | 0.38% | +6+0.1% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,389 | $843.0K | 0.05% | +650+17.4% | Added |
| TD Ameritrade Investment Management, LLC | 5,623 | $839.0K | 0.01% | +1,793+46.8% | Added |
| HBK Investments L P | 4,364 | $838.0K | 0.01% | −1,777−28.9% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,348 | $835.0K | 0.54% | −10−0.2% | Reduced |
| Cypress Capital Group | 4,304 | $826.0K | 0.11% | +29+0.7% | Added |
| Resource Management, LLC | 4,299 | $825.0K | 0.09% | −398−8.5% | Reduced |
| Sit Investment Associates Inc | 4,300 | $825.0K | 0.02% | −46−1.1% | Reduced |
| Sentry Investment Management LLC | 4,294 | $824.0K | 0.24% | −1,432−25.0% | Reduced |
| Trust Co | 4,282 | $822.0K | 0.21% | −7−0.2% | Reduced |
| Kaizen Financial Strategies | 4,283 | $822.0K | 0.66% | +4,283 | New |
| Banque Pictet & Cie SA | 4,278 | $821.0K | 0.01% | 00.0% | Unchanged |
| Orion Portfolio Solutions, LLC | 4,264 | $819.0K | 0.03% | −1,501−26.0% | Reduced |
| We Are One Seven, LLC | 4,000 | $816.0K | 0.10% | −3−0.1% | Reduced |
| Amussen Hunsaker Associates LLC | 42,213 | $809.0K | 0.22% | +38,019+906.5% | Added |
| Adviser Investments LLC | 4,207 | $808.0K | 0.06% | +47+1.1% | Added |
| Mayflower Financial Advisors, LLC | 4,017 | $808.0K | 0.11% | +42+1.1% | Added |
| JFS Wealth Advisors, LLC | 4,210 | $808.0K | 0.08% | +1,305+44.9% | Added |
| Kercheville Advisors, LLC | 4,200 | $806.0K | 0.38% | +30+0.7% | Added |
| Saybrook Capital | 4,200 | $806.0K | 0.22% | +200+5.0% | Added |
| 1832 Asset Management L.P. | 4,047 | $805.0K | 0.00% | +4,027+20,135.0% | Added |
| Fairview Capital Investment Management, LLC | 4,192 | $804.0K | 0.05% | +28+0.7% | Added |
| Lantz Financial LLC | 4,176 | $802.0K | 0.41% | +10.0% | Added |
| BancorpSouth Bank | 4,173 | $801.0K | 0.11% | 00.0% | Unchanged |
| Southeast Asset Advisors Inc. | 4,174 | $801.0K | 0.13% | +60+1.5% | Added |
| RMB Capital Management, LLC | 4,169 | $800.0K | 0.03% | −1,213−22.5% | Reduced |
| Coastal Investment Advisors, Inc. | 4,164 | $799.0K | 0.19% | −78−1.8% | Reduced |
| Sutton Wealth Advisors Inc. | 4,150 | $796.7K | 0.29% | 00.0% | Unchanged |
| Birch Hill Investment Advisors LLC | 4,134 | $794.0K | 0.04% | 00.0% | Unchanged |
| Chicago Capital, LLC | 4,135 | $794.0K | 0.03% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 4,129 | $793.0K | 0.10% | +153+3.8% | Added |
| Hudson Valley Investment Advisors Inc | 4,132 | $793.0K | 0.14% | +186+4.7% | Added |
| Warren Averett Asset Management, LLC | 3,804 | $793.0K | 0.07% | +8+0.2% | Added |
| TRUE Private Wealth Advisors | 4,123 | $791.0K | 0.12% | +125+3.1% | Added |
| IVC Wealth Advisors LLC | 4,110 | $789.0K | 0.54% | +176+4.5% | Added |
| FinTrust Capital Advisors, LLC | 4,100 | $787.0K | 0.21% | +247+6.4% | Added |
| Dynamic Advisor Solutions LLC | 4,095 | $786.0K | 0.06% | +493+13.7% | Added |
| Woodward Diversified Capital, LLC | 4,088 | $785.0K | 0.49% | +214+5.5% | Added |
| Manchester Capital Management LLC | 4,083 | $784.0K | 0.11% | +103+2.6% | Added |
| Wall Street Access Asset Management, LLC | 4,084 | $784.0K | 0.35% | +2,193+116.0% | Added |
| Puzo Michael J | 4,075 | $782.0K | 0.25% | −200−4.7% | Reduced |
| Cim Investment Mangement Inc | 4,076 | $782.0K | 0.25% | −23−0.6% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $782.0K | 0.67% | 00.0% | Unchanged |
| Charles Schwab Trust Co | 4,074 | $782.0K | 0.15% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,074 | $782.0K | 0.45% | +1,000+32.5% | Added |
| Bridges Investment Management Inc | 4,050 | $778.0K | 0.02% | −40−1.0% | Reduced |
| Baker Tilly Wealth Management, LLC | 4,048 | $777.0K | 0.10% | −13−0.3% | Reduced |
| First Manhattan Co | 4,039 | $775.0K | 0.00% | +436+12.1% | Added |
| Dixon Hubard Feinour & Brown Inc | 4,002 | $768.0K | 0.16% | −100−2.4% | Reduced |
| Werlinich Asset Management, LLC | 3,975 | $763.1K | 0.62% | +35+0.9% | Added |