Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aspen Investment Management Inc | 3,962 | $761.0K | 0.40% | −1,337−25.2% | Reduced |
| First Hawaiian Bank | 3,966 | $761.0K | 0.03% | −419−9.6% | Reduced |
| Cordasco Financial Network | 3,964 | $761.0K | 0.52% | +117+3.0% | Added |
| Courier Capital LLC | 3,959 | $760.0K | 0.07% | +10.0% | Added |
| Waldron Private Wealth LLC | 3,941 | $756.0K | 0.04% | +740+23.1% | Added |
| FORA Capital, LLC | 3,937 | $756.0K | 0.19% | +3,937 | New |
| Ossiam | 3,935 | $755.0K | 0.02% | −122,500−96.9% | Reduced |
| Intersect Capital LLC | 3,923 | $753.0K | 0.13% | −325−7.7% | Reduced |
| 44 Wealth Management LLC | 3,897 | $748.0K | 0.29% | +997+34.4% | Added |
| Westhampton Capital, LLC | 3,865 | $742.0K | 0.51% | +225+6.2% | Added |
| American National Registered Investment Advisor, Inc. | 3,855 | $740.0K | 0.27% | −26−0.7% | Reduced |
| SNS Financial Group, LLC | 3,844 | $738.0K | 0.09% | −11−0.3% | Reduced |
| Old Mission Investment Co LLC | 3,842 | $737.6K | 0.30% | +326+9.3% | Added |
| Laird Norton Trust Company, LLC | 3,844 | $737.0K | 0.08% | +129+3.5% | Added |
| Xcel Wealth Management, LLC | 3,833 | $736.0K | 0.21% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 3,814 | $732.0K | 0.08% | +351+10.1% | Added |
| Echo Street Capital Management LLC | 3,811 | $732.0K | 0.01% | +504+15.2% | Added |
| US Asset Management LLC | 3,805 | $730.0K | 0.71% | +3,805 | New |
| Hilltop Holdings Inc. | 3,791 | $728.0K | 0.08% | −113−2.9% | Reduced |
| Hancock Whitney Corp | 3,777 | $725.0K | 0.03% | −256−6.3% | Reduced |
| NorthRock Partners, LLC | 3,579 | $723.0K | 0.06% | +627+21.2% | Added |
| Roman Butler Fullerton & Co | 3,646 | $722.0K | 0.34% | +10.0% | Added |
| Gradient Investments LLC | 3,752 | $720.0K | 0.02% | +32+0.9% | Added |
| Laffer Tengler Investments | 3,716 | $713.4K | 0.21% | +2,365+175.1% | Added |
| Robertson Stephens Wealth Management, LLC | 3,711 | $712.0K | 0.08% | +200+5.7% | Added |
| Monticello Wealth Management, LLC | 3,706 | $711.0K | 0.07% | 00.0% | Unchanged |
| E&G Advisors, LP | 3,700 | $710.0K | 0.19% | +3,700 | Added |
| GPS Wealth Strategies Group, LLC | 3,692 | $709.0K | 0.18% | +109+3.0% | Added |
| Ashton Thomas Private Wealth, LLC | 3,678 | $706.1K | 0.10% | +154+4.4% | Added |
| Flputnam Investment Management Co | 3,674 | $705.0K | 0.02% | −829−18.4% | Reduced |
| Circle Wealth Management, LLC | 3,674 | $705.0K | 0.10% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 3,659 | $703.0K | 0.17% | +10.0% | Added |
| Ballentine Partners, LLC | 3,635 | $697.0K | 0.02% | −48−1.3% | Reduced |
| Stratos Wealth Advisors, LLC | 3,630 | $697.0K | 0.06% | −2−0.1% | Reduced |
| Delta Investment Management, LLC | 3,632 | $697.0K | 0.22% | +15+0.4% | Added |
| Capital Square, LLC | 3,583 | $696.0K | 0.49% | +2,025+130.0% | Added |
| Applied Capital LLC | 3,616 | $694.0K | 0.61% | +21+0.6% | Added |
| Cynosure Management, LLC | 3,600 | $691.0K | 0.53% | 00.0% | Unchanged |
| J. W. Coons Advisors, LLC | 3,576 | $688.0K | 0.24% | −970−21.3% | Reduced |
| SignalPoint Asset Management, LLC | 3,582 | $688.0K | 0.22% | +81+2.3% | Added |
| Gilbert & Cook, Inc. | 3,580 | $687.0K | 0.12% | +523+17.1% | Added |
| White Lighthouse Investment Management Inc. | 3,571 | $686.0K | 0.18% | 00.0% | Unchanged |
| Taurus Asset Management, LLC | 3,558 | $683.0K | 0.07% | 00.0% | Unchanged |
| Horizon Investments, LLC | 3,568 | $681.0K | 0.02% | −328−8.4% | Reduced |
| Montis Financial, LLC | 3,525 | $681.0K | 0.58% | +5+0.1% | Added |
| Dumont & Blake Investment Advisors LLC | 3,547 | $681.0K | 0.19% | +40+1.1% | Added |
| Auxier Asset Management | 3,540 | $680.0K | 0.12% | 00.0% | Unchanged |
| Field & Main Bank | 3,540 | $680.0K | 0.45% | +115+3.4% | Added |
| Rehmann Capital Advisory Group | 3,560 | $679.6K | 0.06% | +153+4.5% | Added |
| Montecito Bank & Trust | 3,541 | $679.0K | 0.13% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $679.0K | 0.20% | 00.0% | Unchanged |
| Fortem Financial Group, LLC | 3,520 | $676.0K | 0.34% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,518 | $675.0K | 0.18% | 00.0% | Unchanged |
| Texas Capital Bancshares Inc | 3,510 | $674.0K | 0.47% | 00.0% | Unchanged |
| CRA Financial Services, LLC | 3,512 | $674.0K | 0.23% | 00.0% | Unchanged |
| Gleason Group, Inc. | 3,500 | $672.0K | 0.24% | +19+0.5% | Added |
| Ancora Advisors, LLC | 3,500 | $672.0K | 0.02% | +985+39.2% | Added |
| Quad-Cities Investment Group, LLC | 3,493 | $671.0K | 0.47% | 00.0% | Unchanged |
| Fernwood Investment Management, LLC | 3,497 | $671.0K | 0.23% | +157+4.7% | Added |
| Capital One Financial Corp | 3,488 | $670.0K | 0.08% | −83−2.3% | Reduced |
| WMS Partners, LLC | 3,475 | $667.0K | 0.10% | −74−2.1% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,471 | $666.0K | 0.38% | +35+1.0% | Added |
| Seven Eight Capital, LP | 3,454 | $663.0K | 0.06% | −7,439−68.3% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,436 | $660.0K | 0.15% | +89+2.7% | Added |
| Davis R M Inc | 3,431 | $659.0K | 0.02% | −35−1.0% | Reduced |
| Sawgrass Asset Management LLC | 3,428 | $658.0K | 0.07% | −1,920−35.9% | Reduced |
| Ballast Advisors LLC | 3,430 | $658.0K | 0.27% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 3,410 | $655.0K | 0.04% | +75+2.2% | Added |
| Thomasville National Bank | 3,405 | $654.0K | 0.07% | −16−0.5% | Reduced |
| Summit Financial Strategies, Inc. | 3,409 | $654.0K | 0.14% | +36+1.1% | Added |
| Charter Research & Investment Group, Inc. | 3,400 | $653.0K | 0.54% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $653.0K | 0.20% | 00.0% | Unchanged |
| Cambridge Trust Co | 3,397 | $652.0K | 0.02% | −142−4.0% | Reduced |
| Arete Wealth Advisors, LLC | 3,378 | $648.0K | 0.07% | +283+9.1% | Added |
| Souders Financial Advisors | 3,375 | $648.0K | 0.21% | +3,375 | New |
| Y-Intercept (Hong Kong) Ltd | 3,360 | $645.0K | 0.12% | +3,360 | New |
| Wealth Architects, LLC | 3,343 | $642.0K | 0.12% | +88+2.7% | Added |
| Indiana Trust & Investment Management CO | 3,346 | $642.0K | 0.32% | −52−1.5% | Reduced |
| Journey Advisory Group, LLC | 3,341 | $641.0K | 0.21% | −560−14.4% | Reduced |
| Ironwood Investment Counsel, LLC | 3,328 | $639.0K | 0.16% | +5+0.2% | Added |
| Vanguard Capital Wealth Advisors | 3,299 | $633.0K | 0.48% | −196−5.6% | Reduced |
| Wealth Management Partners, LLC | 3,282 | $630.0K | 0.47% | +250+8.2% | Added |
| Berman Capital Advisors, LLC | 3,274 | $628.0K | 0.10% | +274+9.1% | Added |
| International Assets Investment Management, LLC | 3,271 | $628.0K | 0.11% | +1,094+50.3% | Added |
| Atwood & Palmer Inc | 3,268 | $627.0K | 0.06% | +75+2.3% | Added |
| Cape Cod Five Cents Savings Bank | 3,260 | $626.0K | 0.06% | +229+7.6% | Added |
| King Wealth | 3,249 | $624.0K | 0.13% | +42+1.3% | Added |
| TownSquare Capital, LLC | 3,247 | $623.0K | 0.02% | +5+0.2% | Added |
| Royal Fund Management, LLC | 3,235 | $621.0K | 0.10% | +33+1.0% | Added |
| Mirador Capital Partners LP | 3,237 | $621.0K | 0.14% | +140+4.5% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 3,220 | $618.0K | 0.02% | +707+28.1% | Added |
| Golden State Wealth Management, LLC | 3,209 | $616.0K | 0.13% | −27−0.8% | Reduced |
| Mosaic Advisors LLC | 3,206 | $615.0K | 0.41% | −279−8.0% | Reduced |
| Jump Financial, LLC | 3,200 | $614.0K | 0.04% | −4,068−56.0% | Reduced |
| CMG Global Holdings, LLC | 3,197 | $614.0K | 0.46% | −39−1.2% | Reduced |
| Stonebridge Capital Advisors LLC | 3,198 | $614.0K | 0.07% | +51+1.6% | Added |
| Financial Management Network Inc | 3,174 | $613.0K | 0.31% | −44−1.4% | Reduced |
| Wealthsource Partners, LLC | 3,193 | $613.0K | 0.05% | +872+37.6% | Added |
| Patten & Patten Inc | 3,166 | $608.0K | 0.05% | +108+3.5% | Added |
| Willow Creek Wealth Management Inc. | 3,142 | $603.0K | 0.13% | 00.0% | Unchanged |