Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thoroughbred Financial Services, LLC | 3,138 | $602.0K | 0.15% | +930+42.1% | Added |
| Founders Financial Alliance, LLC | 3,132 | $601.0K | 0.28% | +32+1.0% | Added |
| Virtue Capital Management, LLC | 3,127 | $600.0K | 0.11% | −115−3.5% | Reduced |
| Sargent Investment Group, LLC | 3,125 | $600.0K | 0.15% | +703+29.0% | Added |
| LexAurum Advisors, LLC | 3,119 | $599.0K | 0.18% | +3+0.1% | Added |
| Fulton Bank, N.A. | 3,116 | $598.0K | 0.03% | −58−1.8% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,112 | $597.0K | 0.20% | −736−19.1% | Reduced |
| Quadrant Private Wealth Management, LLC | 3,110 | $597.0K | 0.25% | −44−1.4% | Reduced |
| Affiance Financial, LLC | 3,110 | $597.0K | 0.26% | 00.0% | Unchanged |
| CNB Bank | 3,108 | $596.0K | 0.36% | 00.0% | Unchanged |
| Machina Capital S.A.S. | 3,100 | $595.0K | 1.28% | +900+40.9% | Added |
| First Command Bank | 3,085 | $593.0K | 0.10% | −53−1.7% | Reduced |
| First Command Financial Services, Inc. | 3,085 | $593.0K | 0.10% | −53−1.7% | Reduced |
| Seeyond | 3,062 | $587.0K | 0.06% | −5,258−63.2% | Reduced |
| Northstar Group, Inc. | 3,056 | $587.0K | 0.15% | +81+2.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,056 | $587.0K | 0.03% | +810+36.1% | Added |
| Somerville Kurt F | 3,045 | $585.0K | 0.09% | −75−2.4% | Reduced |
| Rodgers Brothers Inc. | 3,045 | $585.0K | 0.12% | 00.0% | Unchanged |
| Tiedemann Advisors, LLC | 3,042 | $584.0K | 0.03% | −303−9.1% | Reduced |
| Reynders McVeigh Capital Management, LLC | 3,040 | $584.0K | 0.04% | −130−4.1% | Reduced |
| Vigilant Capital Management, LLC | 3,040 | $584.0K | 0.05% | +75+2.5% | Added |
| Prelude Capital Management, LLC | 3,037 | $583.0K | 0.03% | −11,772−79.5% | Reduced |
| Total Clarity Wealth Management, Inc. | 3,039 | $583.0K | 0.28% | −43−1.4% | Reduced |
| IFG Advisory, LLC | 3,037 | $583.0K | 0.06% | +56+1.9% | Added |
| NWK Group, Inc. | 3,020 | $580.0K | 0.23% | −16,568−84.6% | Reduced |
| Parsec Financial Management, Inc. | 2,763 | $580.0K | 0.02% | +254+10.1% | Added |
| Los Angeles Capital Management LLC | 3,007 | $577.0K | 0.00% | −9,064−75.1% | Reduced |
| DCM Advisors, LLC | 3,008 | $577.0K | 0.22% | −3,889−56.4% | Reduced |
| Brighton Jones LLC | 3,003 | $577.0K | 0.03% | +36+1.2% | Added |
| StoneX Group Inc. | 2,998 | $576.0K | 0.08% | −12,547−80.7% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $576.0K | 0.19% | 00.0% | Unchanged |
| NN Investment Partners Holdings N.V. | 3,000 | $576.0K | 0.00% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $576.0K | 0.27% | 00.0% | Unchanged |
| MPS Loria Financial Planners, LLC | 3,004 | $576.0K | 0.26% | +98+3.4% | Added |
| Patton Albertson Miller Group, LLC | 3,003 | $576.0K | 0.11% | +360+13.6% | Added |
| Nicolet Bankshares Inc | 2,989 | $574.0K | 0.15% | −529−15.0% | Reduced |
| Vectors Research Management, LLC | 2,989 | $574.0K | 0.14% | −200−6.3% | Reduced |
| HNP Capital LLC | 2,989 | $574.0K | 0.14% | −200−6.3% | Reduced |
| Steigerwald, Gordon & Koch Inc. | 2,976 | $571.0K | 0.09% | +144+5.1% | Added |
| Live Oak Private Wealth LLC | 2,959 | $568.0K | 0.12% | 00.0% | Unchanged |
| Harvest Investment Services, LLC | 2,963 | $568.0K | 0.23% | +81+2.8% | Added |
| Engine No. 1 LLC | 2,957 | $568.0K | 0.15% | +1,214+69.7% | Added |
| Archer Investment Corp | 2,952 | $566.7K | 0.21% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,946 | $566.0K | 0.08% | +174+6.3% | Added |
| Mission Wealth Management, LP | 2,940 | $564.0K | 0.03% | −272−8.5% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,936 | $564.0K | 0.13% | 00.0% | Unchanged |
| Ferris Capital, LLC | 2,693 | $562.0K | 0.12% | +2,693 | New |
| Lion Street Advisors, LLC | 2,929 | $561.0K | 0.30% | +2,729+1,364.5% | Added |
| XML Financial, LLC | 2,912 | $559.0K | 0.07% | +423+17.0% | Added |
| Marcum Wealth, LLC | 2,910 | $559.0K | 0.09% | +1,345+85.9% | Added |
| Insight Advisors, LLC | 2,743 | $558.0K | 0.17% | +57+2.1% | Added |
| Silicon Hills Wealth Management, LLC | 2,899 | $557.0K | 0.38% | +2,899 | New |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,592 | $555.0K | 0.22% | +835+47.5% | Added |
| Perigon Wealth Management, LLC | 2,882 | $553.0K | 0.05% | +19+0.7% | Added |
| Girard Partners Ltd. | 2,884 | $553.0K | 0.07% | +609+26.8% | Added |
| Change Path, LLC | 2,862 | $549.0K | 0.03% | −64−2.2% | Reduced |
| Boston Financial Mangement LLC | 2,859 | $549.0K | 0.02% | +259+10.0% | Added |
| Marble Harbor Investment Counsel, LLC | 2,854 | $548.0K | 0.07% | 00.0% | Unchanged |
| CWA Asset Management Group, LLC | 2,857 | $548.0K | 0.04% | +119+4.3% | Added |
| HCR Wealth Advisors | 2,847 | $547.0K | 0.09% | 00.0% | Unchanged |
| Fundamentun, LLC | 2,850 | $547.0K | 0.10% | +1,389+95.1% | Added |
| Sound Financial Strategies Group, LLC | 2,845 | $546.0K | 0.27% | +13+0.5% | Added |
| Capital International Sarl | 2,832 | $544.0K | 0.05% | −192−6.3% | Reduced |
| Taylor Hoffman Wealth Management | 2,798 | $544.0K | 0.23% | −94−3.3% | Reduced |
| VeraBank, N.A. | 2,835 | $544.0K | 0.31% | 00.0% | Unchanged |
| Mechanics Bank Trust Department | 2,828 | $543.0K | 0.09% | 00.0% | Unchanged |
| Sippican Capital Advisors | 2,800 | $538.0K | 0.47% | −200−6.7% | Reduced |
| Peavine Capital, LLC | 2,800 | $538.0K | 0.11% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 2,800 | $538.0K | 0.11% | +9+0.3% | Added |
| Security National Bank | 2,797 | $537.0K | 0.13% | 00.0% | Unchanged |
| CenterStar Asset Management, LLC | – | $537.0K | 0.42% | – | New |
| Gray Wealth Management Inc. | 2,779 | $534.0K | 0.30% | −24−0.9% | Reduced |
| Mirabella Financial Services LLP | 2,784 | $534.0K | 0.07% | +2,784 | New |
| Crawford Investment Counsel Inc | 2,774 | $532.0K | 0.01% | −262−8.6% | Reduced |
| Gladstone Institutional Advisory LLC | 2,754 | $529.0K | 0.05% | −2,676−49.3% | Reduced |
| South State Corp. | 2,753 | $529.0K | 0.04% | −337−10.9% | Reduced |
| Covington Capital Management | 2,756 | $529.0K | 0.02% | −94−3.3% | Reduced |
| Benin Management CORP | 2,756 | $529.0K | 0.17% | 00.0% | Unchanged |
| Krane Funds Advisors LLC | 2,754 | $529.0K | 0.01% | +201+7.9% | Added |
| Landaas & Co | 2,751 | $528.0K | 0.30% | 00.0% | Unchanged |
| Abacus Planning Group, Inc. | 2,748 | $528.0K | 0.17% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 2,751 | $528.0K | 0.08% | +109+4.1% | Added |
| 55I, LLC | 2,746 | $527.0K | 0.02% | +308+12.6% | Added |
| Capstone Financial Advisors, Inc. | 2,712 | $521.0K | 0.04% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 2,714 | $521.0K | 0.08% | +12+0.4% | Added |
| Latitude Advisors, LLC | 2,698 | $518.0K | 0.17% | +1,244+85.6% | Added |
| Rossmore Private Capital | 2,693 | $517.0K | 0.09% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 2,684 | $515.0K | 0.08% | −78−2.8% | Reduced |
| AF Advisors, Inc. | 2,680 | $514.0K | 0.32% | −620−18.8% | Reduced |
| Opes Wealth Management LLC | 2,666 | $512.0K | 0.18% | 00.0% | Unchanged |
| Seelaus Asset Management LLC | 2,661 | $511.0K | 0.30% | −30−1.1% | Reduced |
| Enterprise Financial Services Corp | 2,660 | $511.0K | 0.07% | +1,949+274.1% | Added |
| Sawtooth Solutions, LLC | 2,656 | $510.0K | 0.08% | +162+6.5% | Added |
| North Star Asset Management Inc | 2,637 | $506.0K | 0.03% | −435−14.2% | Reduced |
| Transcend Wealth Collective, LLC | 2,529 | $505.0K | 0.05% | +209+9.0% | Added |
| Sound View Wealth Advisors Group, LLC | 2,628 | $504.0K | 0.11% | +112+4.5% | Added |
| Windsor Capital Management, LLC | 2,619 | $502.0K | 0.16% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 2,600 | $499.0K | 0.05% | −10.0% | Reduced |
| Perpetual Investment Management Ltd | 2,600 | $499.0K | 0.06% | 00.0% | Unchanged |
| LSV Asset Management | 2,600 | $499.0K | 0.00% | 00.0% | Unchanged |