Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Diligent Investors, LLC | 2,292 | $499.0K | 0.17% | 00.0% | Unchanged |
| Kore Private Wealth LLC | 2,596 | $498.0K | 0.05% | +10.0% | Added |
| MONECO Advisors, LLC | 2,593 | $498.0K | 0.20% | +792+44.0% | Added |
| Heritage Wealth Advisors | 2,586 | $496.4K | 0.03% | +30+1.2% | Added |
| Peregrine Asset Advisers, Inc. | 2,586 | $496.0K | 0.25% | −208−7.4% | Reduced |
| First National Bank Sioux Falls | 2,560 | $492.0K | 0.83% | 00.0% | Unchanged |
| Twinbeech Capital LP | 2,561 | $492.0K | 0.03% | +2,561 | New |
| Flagship Harbor Advisors, LLC | 2,257 | $491.0K | 0.05% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 2,550 | $490.0K | 0.02% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 2,548 | $489.0K | 0.05% | +321+14.4% | Added |
| Bartlett & Co. LLC | 2,540 | $488.0K | 0.01% | −17−0.7% | Reduced |
| Bartlett & Co. Wealth Management LLC | 2,540 | $487.6K | 0.01% | −17−0.7% | Reduced |
| Source Financial Advisors LLC | 2,538 | $487.0K | 0.13% | −39−1.5% | Reduced |
| Pitcairn Co | 2,532 | $486.0K | 0.03% | −36−1.4% | Reduced |
| Farr Miller & Washington LLC | 2,532 | $486.0K | 0.03% | +112+4.6% | Added |
| Old Second National Bank of Aurora | 2,525 | $485.0K | 0.13% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 2,521 | $484.0K | 0.08% | −295−10.5% | Reduced |
| 9258 Wealth Management, LLC | 2,522 | $484.0K | 0.13% | −22−0.9% | Reduced |
| Carret Asset Management, LLC | 2,512 | $482.0K | 0.06% | +30+1.2% | Added |
| Bordeaux Wealth Advisors LLC | 2,500 | $480.0K | 0.27% | 00.0% | Unchanged |
| Investors Financial Group, LLC | 2,486 | $477.0K | 0.25% | −39−1.5% | Reduced |
| 180 Wealth Advisors, LLC | 2,390 | $476.0K | 0.10% | +167+7.5% | Added |
| Rede Wealth, LLC | 2,473 | $475.0K | 0.25% | −200−7.5% | Reduced |
| Evanson Asset Management, LLC | 2,204 | $474.0K | 0.05% | 00.0% | Unchanged |
| First Citizens Financial Corp | 2,466 | $473.0K | 0.38% | −277−10.1% | Reduced |
| Tarbox Family Office, Inc. | 2,464 | $473.0K | 0.09% | −3−0.1% | Reduced |
| Hills Bank & Trust Co | 2,464 | $473.0K | 0.07% | 00.0% | Unchanged |
| Trillium Asset Management, LLC | 2,460 | $472.0K | 0.01% | −10.0% | Reduced |
| Requisite Capital Management, LLC | 2,452 | $471.0K | 0.10% | +250+11.4% | Added |
| Jones Financial Companies LLLP | 2,447 | $470.0K | 0.00% | +20+0.8% | Added |
| Foundations Investment Advisors, LLC | 2,426 | $467.0K | 0.02% | +351+16.9% | Added |
| Ocean Capital Management, LLC | 2,400 | $465.0K | 0.20% | −100−4.0% | Reduced |
| Aspiriant, LLC | 2,426 | $465.0K | 0.03% | +4+0.2% | Added |
| Appleton Partners Inc | 2,416 | $464.0K | 0.04% | +558+30.0% | Added |
| Morse Asset Management, Inc | 2,414 | $463.0K | 0.11% | −3,931−62.0% | Reduced |
| Carnegie Capital Asset Management, LLC | 2,407 | $462.0K | 0.02% | +200+9.1% | Added |
| Barnett & Company, Inc. | 2,400 | $461.0K | 0.35% | −1,250−34.2% | Reduced |
| First National Bank of Hutchinson | 2,393 | $459.0K | 0.26% | +17+0.7% | Added |
| Bath Savings Trust Co | 2,390 | $459.0K | 0.05% | +100+4.4% | Added |
| Cahaba Wealth Management, Inc. | 2,395 | $459.0K | 0.07% | +2,395 | New |
| Accurate Wealth Management, LLC | 2,349 | $457.0K | 0.40% | +200+9.3% | Added |
| Proficio Capital Partners LLC | 2,375 | $456.0K | 0.06% | −61−2.5% | Reduced |
| AIA Group Ltd | 2,375 | $456.0K | 0.03% | +777+48.6% | Added |
| Van Cleef Asset Management,Inc | 2,370 | $455.0K | 0.07% | −1,025−30.2% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 2,362 | $453.0K | 0.08% | +352+17.5% | Added |
| Financial Advisory Service, Inc. | 2,360 | $453.0K | 0.04% | +400+20.4% | Added |
| Garner Asset Management Corp | 2,359 | $453.0K | 0.21% | +571+31.9% | Added |
| Caxton Associates LP | 2,347 | $451.0K | 0.06% | +1,385+144.0% | Added |
| Summit Wealth Partners, LLC | 2,343 | $449.8K | 0.11% | +400+20.6% | Added |
| Archford Capital Strategies, LLC | 2,326 | $447.0K | 0.11% | −18−0.8% | Reduced |
| David Loasby | 2,314 | $447.0K | 0.06% | +536+30.1% | Added |
| LCNB Corp | 2,325 | $446.0K | 0.23% | −45−1.9% | Reduced |
| Montag A & Associates Inc | 2,315 | $444.0K | 0.02% | −300−11.5% | Reduced |
| Acorn Wealth Advisors, LLC | 2,309 | $443.0K | 0.31% | −53−2.2% | Reduced |
| Thrive Capital Management, LLC | 2,302 | $442.0K | 0.33% | −79−3.3% | Reduced |
| Regent Investment Management LLC | 2,300 | $442.0K | 0.11% | 00.0% | Unchanged |
| Zhang Financial LLC | 2,302 | $442.0K | 0.10% | +122+5.6% | Added |
| Harbor Investment Advisory, LLC | 2,299 | $441.0K | 0.06% | −200−8.0% | Reduced |
| Mather Group, LLC. | 2,293 | $440.0K | 0.01% | −43−1.8% | Reduced |
| Shepherd Financial Partners LLC | 2,298 | $440.0K | 0.08% | +58+2.6% | Added |
| Derbend Asset Management | 2,284 | $438.0K | 0.41% | −499−17.9% | Reduced |
| Cooper Financial Group | 2,273 | $436.0K | 0.09% | +20+0.9% | Added |
| Select Asset Management & Trust | 2,272 | $436.0K | 0.31% | +2,272 | New |
| Abacus Wealth Partners, LLC | 2,270 | $435.8K | 0.16% | +254+12.6% | Added |
| Forte Capital LLC | 2,259 | $434.0K | 0.06% | −4−0.2% | Reduced |
| Goepper Burkhardt LLC | 2,260 | $434.0K | 0.28% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 2,262 | $434.0K | 0.26% | +35+1.6% | Added |
| German American Bancorp, Inc. | 2,253 | $433.0K | 0.07% | +5+0.2% | Added |
| Platform Technology Partners | 2,257 | $433.0K | 0.20% | +35+1.6% | Added |
| LVM Capital Management Ltd | 2,250 | $432.0K | 0.07% | +25+1.1% | Added |
| Corundum Group, Inc. | 2,240 | $430.0K | 0.32% | +312+16.2% | Added |
| Sunbelt Securities, Inc. | 2,063 | $429.0K | 0.08% | 00.0% | Unchanged |
| KMG Fiduciary Partners, LLC | 2,237 | $429.0K | 0.07% | +445+24.8% | Added |
| Evergreen Capital Management LLC | 2,230 | $428.0K | 0.02% | +120+5.7% | Added |
| First Heartland Consultants, Inc. | 2,208 | $424.0K | 0.06% | +165+8.1% | Added |
| Maryland Capital Management | 2,202 | $423.0K | 0.03% | −256−10.4% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $422.0K | 0.12% | 00.0% | Unchanged |
| Aberdeen Wealth Management LLC | 2,200 | $422.0K | 0.41% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 2,015 | $419.0K | 0.25% | +2,015 | New |
| Day & Ennis, LLC | 2,176 | $418.0K | 0.14% | +2+0.1% | Added |
| Harbor Financial Services, LLC | 2,170 | $417.0K | 0.18% | −340−13.5% | Reduced |
| Davidson Trust Co | 2,173 | $417.0K | 0.32% | 00.0% | Unchanged |
| Capital Planning Advisors, LLC | 2,166 | $416.0K | 0.09% | 00.0% | Unchanged |
| Full Sail Capital, LLC | 2,162 | $415.0K | 0.04% | +215+11.0% | Added |
| Advisors Management Group Inc | 2,155 | $414.0K | 0.13% | +4+0.2% | Added |
| RDA Financial Network | 2,151 | $413.0K | 0.18% | +377+21.3% | Added |
| Trust Co of Virginia | 2,149 | $413.0K | 0.05% | +2,149 | New |
| First Financial Corp | 2,145 | $412.0K | 0.27% | +500+30.4% | Added |
| Parkside Financial Bank & Trust | 2,140 | $411.0K | 0.12% | −9−0.4% | Reduced |
| Ategra Capital Management, LLC | 2,136 | $410.1K | 0.21% | 00.0% | Unchanged |
| Heron Financial Group, LLC | 2,135 | $410.0K | 0.23% | +5+0.2% | Added |
| Sterling Manor Financial, LLC | 2,133 | $409.0K | 0.34% | −122−5.4% | Reduced |
| N.E.W. Advisory Services LLC | 2,129 | $409.0K | 0.07% | +153+7.7% | Added |
| Ridgecrest Wealth Partners, LLC | 2,127 | $408.0K | 0.22% | +900+73.3% | Added |
| Bank Hapoalim BM | 2,118 | $407.0K | 0.04% | +80+3.9% | Added |
| North Point Portfolio Managers Corp | 2,113 | $406.0K | 0.06% | −1,000−32.1% | Reduced |
| Gillespie Robinson & Grimm Inc | 2,115 | $406.0K | 0.03% | +183+9.5% | Added |
| BOK Financial Private Wealth, Inc. | 2,113 | $406.0K | 0.03% | +340+19.2% | Added |
| Bremer Bank National Association | 2,113 | $406.0K | 0.08% | +437+26.1% | Added |
| First Affirmative Financial Network | 2,115 | $406.0K | 0.42% | +2,115 | New |