Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Berkshire Bank | 2,110 | $405.0K | 0.10% | −15−0.7% | Reduced |
| Smith Anglin Financial, LLC | 2,104 | $404.0K | 0.08% | +4+0.2% | Added |
| Townsend Asset Management Corp | 2,107 | $404.0K | 0.21% | +52+2.5% | Added |
| Enlightenment Research, LLC | 2,100 | $403.0K | 0.49% | −5,600−72.7% | Reduced |
| Ergoteles LLC | 2,087 | $401.0K | 0.01% | +2,087 | New |
| Sterling Investment Advisors, Ltd. | 2,084 | $400.0K | 0.12% | +10.0% | Added |
| Versor Investments LP | 2,076 | $399.0K | 0.01% | −10−0.5% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 2,080 | $399.0K | 0.03% | +165+8.6% | Added |
| Childress Capital Advisors, LLC | 2,080 | $399.0K | 0.16% | +614+41.9% | Added |
| Intrua Financial, LLC | 2,022 | $397.0K | 0.07% | +199+10.9% | Added |
| Greenwich Wealth Management LLC | 2,061 | $396.0K | 0.03% | +680+49.2% | Added |
| Teamwork Financial Advisors, LLC | 2,057 | $395.0K | 0.08% | +76+3.8% | Added |
| Clear Perspective Advisors, LLC | 2,053 | $394.0K | 0.13% | −4−0.2% | Reduced |
| Range Financial Group LLC | 2,050 | $394.0K | 0.28% | +251+14.0% | Added |
| Fort Sheridan Advisors LLC | 2,045 | $393.0K | 0.13% | +2,045 | New |
| Mountain Pacific Investment Advisers Inc | 2,031 | $390.0K | 0.02% | −64−3.1% | Reduced |
| BFT Financial Group, LLC | 2,032 | $390.0K | 0.07% | +71+3.6% | Added |
| Eads & Heald Wealth Management | 2,024 | $389.0K | 0.19% | −61−2.9% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,027 | $389.0K | 0.18% | +2,027 | New |
| Farmers National Bank | 2,135 | $388.6K | 0.15% | +2,135 | New |
| Pacitti Group Inc. | 2,021 | $388.0K | 0.24% | +3+0.1% | Added |
| Almanack Investment Partners, LLC. | 2,014 | $387.0K | 0.03% | −21−1.0% | Reduced |
| Johnson Financial Group, Inc. | 2,015 | $386.0K | 0.03% | −2,144−51.6% | Reduced |
| Meristem Family Wealth, LLC | 2,013 | $386.0K | 0.04% | +392+24.2% | Added |
| Financial Consulate, Inc | 2,002 | $384.0K | 0.14% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $384.0K | 0.22% | 00.0% | Unchanged |
| Traverso Chambers Private Wealth Management, LLC | 2,000 | $384.0K | 0.12% | 00.0% | Unchanged |
| Ironwood Investment Management LLC | 1,995 | $383.0K | 0.20% | −105−5.0% | Reduced |
| Derby & Company, Inc | 1,997 | $383.0K | 0.08% | 00.0% | Unchanged |
| AXS Investments LLC | 1,984 | $381.0K | 0.14% | −3,697−65.1% | Reduced |
| Arcus Capital Partners, LLC | 1,984 | $381.0K | 0.14% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 1,985 | $381.0K | 0.23% | +500+33.7% | Added |
| Novare Capital Management LLC | 1,962 | $377.0K | 0.04% | −4−0.2% | Reduced |
| Trustco Bank Corp N Y | 1,963 | $377.0K | 0.35% | 00.0% | Unchanged |
| United Asset Strategies, Inc. | 1,964 | $377.0K | 0.05% | +11+0.6% | Added |
| Beach Investment Counsel Inc | 1,961 | $376.0K | 0.04% | −22−1.1% | Reduced |
| GHP Investment Advisors, Inc. | 1,959 | $376.0K | 0.03% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,953 | $375.0K | 0.04% | −387−16.5% | Reduced |
| First Commonwealth Financial Corp | 1,957 | $375.0K | 0.14% | 00.0% | Unchanged |
| Burns J W & Co Inc | 1,950 | $374.0K | 0.06% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 1,945 | $373.0K | 0.07% | −400−17.1% | Reduced |
| Castleark Management LLC | 1,940 | $372.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,938 | $372.0K | 0.03% | +9+0.5% | Added |
| ACG Wealth | 1,935 | $372.0K | 0.05% | +202+11.7% | Added |
| CastleArk Alternatives, LLC | 1,940 | $372.0K | 0.01% | +1,940 | New |
| Acropolis Investment Management, LLC | 1,944 | $371.0K | 0.04% | −24−1.2% | Reduced |
| BlueSky Wealth Advisors, LLC | 1,920 | $369.0K | 0.07% | 00.0% | Unchanged |
| Intrust Bank NA | 1,919 | $368.0K | 0.05% | −421−18.0% | Reduced |
| Vigilare Wealth Management | 1,912 | $367.0K | 0.23% | −757−28.4% | Reduced |
| Total Investment Management Inc | 1,910 | $367.0K | 0.09% | 00.0% | Unchanged |
| Summit Financial, LLC | 1,897 | $364.2K | 0.03% | +425+28.9% | Added |
| Garrett Investment Advisors LLC | 1,896 | $364.0K | 0.12% | −30−1.6% | Reduced |
| Clarus Group, Inc. | 1,898 | $364.0K | 0.25% | +2+0.1% | Added |
| BDO Wealth Advisors, LLC | 1,892 | $363.0K | 0.04% | +105+5.9% | Added |
| Smithfield Trust Co | 1,887 | $363.0K | 0.02% | +150+8.6% | Added |
| Kessler Investment Group, LLC | 1,891 | $363.0K | 0.26% | +1,841+3,682.0% | Added |
| TrinityPoint Wealth, LLC | 1,881 | $361.0K | 0.07% | +1,881 | New |
| Accredited Investors Inc. | 1,878 | $360.0K | 0.04% | +535+39.8% | Added |
| Keel Point, LLC | 1,863 | $358.0K | 0.05% | +52+2.9% | Added |
| Hexagon Capital Partners LLC | 1,867 | $358.0K | 0.10% | +666+55.5% | Added |
| McGowan Group Asset Management, Inc. | 1,865 | $358.0K | 0.06% | +801+75.3% | Added |
| Verity Asset Management, Inc. | 1,856 | $356.0K | 0.23% | −226−10.9% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,850 | $355.0K | 0.19% | 00.0% | Unchanged |
| Compton Capital Management Inc | 1,850 | $355.0K | 0.10% | +1,850 | New |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,844 | $354.0K | 0.14% | −281−13.2% | Reduced |
| Rockland Trust Co | 1,845 | $354.0K | 0.02% | 00.0% | Unchanged |
| REDW Wealth LLC | 1,828 | $351.0K | 0.11% | 00.0% | Unchanged |
| Eclectic Associates Inc | 1,826 | $351.0K | 0.26% | +250+15.9% | Added |
| Lehman & Derafelo Financial Resources LLC | 1,825 | $350.0K | 0.11% | −400−18.0% | Reduced |
| Advisory Resource Group | 1,823 | $350.0K | 0.13% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 1,821 | $350.0K | 0.07% | +350+23.8% | Added |
| Stewart & Patten Co LLC | 1,818 | $349.0K | 0.06% | −109−5.7% | Reduced |
| Boston Common Asset Management, LLC | 1,820 | $349.0K | 0.02% | +8+0.4% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 1,810 | $347.0K | 0.21% | +4+0.2% | Added |
| Walter & Keenan Financial Consulting Co | 1,801 | $346.0K | 0.12% | +32+1.8% | Added |
| Davidson Investment Advisors | 1,790 | $344.0K | 0.03% | −375−17.3% | Reduced |
| Advisory Alpha, LLC | 1,790 | $344.0K | 0.02% | −42−2.3% | Reduced |
| Cooper/Haims Advisors, LLC | 1,793 | $344.0K | 0.21% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 1,785 | $343.0K | 0.03% | −40−2.2% | Reduced |
| Horst & Graben Wealth Management LLC | 1,782 | $342.0K | 0.09% | +7+0.4% | Added |
| American Money Management, LLC | 1,782 | $342.0K | 0.10% | +34+1.9% | Added |
| Aaron Wealth Advisors | 1,783 | $342.0K | 0.10% | +93+5.5% | Added |
| Benchmark Wealth Management, LLC | 1,775 | $341.0K | 0.24% | +1+0.1% | Added |
| Advisors Capital Management, LLC | 1,774 | $341.0K | 0.01% | +263+17.4% | Added |
| Shoker Investment Counsel, Inc. | 1,779 | $341.0K | 0.17% | +1,779 | New |
| Kavar Capital Partners Group, LLC | 1,775 | $341.0K | 0.08% | +1,775 | New |
| Alerus Financial NA | 1,775 | $340.0K | 0.03% | −22,190−92.6% | Reduced |
| FSB Premier Wealth Management, Inc. | 1,762 | $338.0K | 0.17% | −650−26.9% | Reduced |
| Lakeview Capital Partners, LLC | 1,760 | $338.0K | 0.16% | +57+3.3% | Added |
| Quantamental Technologies LLC | 1,754 | $337.0K | 0.23% | −418−19.2% | Reduced |
| Mark Stevens | 1,755 | $337.0K | 0.04% | −97−5.2% | Reduced |
| Check Capital Management Inc | 1,750 | $336.0K | 0.03% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 1,750 | $336.0K | 0.08% | 00.0% | Unchanged |
| MCF Advisors LLC | 1,748 | $336.0K | 0.03% | +23+1.3% | Added |
| Soltis Investment Advisors LLC | 1,749 | $336.0K | 0.05% | +30+1.7% | Added |
| First American Bank | 1,750 | $336.0K | 0.02% | +96+5.8% | Added |
| SevenOneSeven Capital Management | 1,747 | $335.0K | 0.85% | +56+3.3% | Added |
| Apollon Wealth Management, LLC | 1,745 | $335.0K | 0.05% | +430+32.7% | Added |
| Tradition Wealth Management, LLC | 1,738 | $334.0K | 0.05% | +22+1.3% | Added |
| SageGuard Financial Group, LLC | 1,733 | $333.0K | 5.22% | −14,538−89.3% | Reduced |