Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Princeton Global Asset Management LLC | 1,735 | $333.0K | 0.10% | −400−18.7% | Reduced |
| Tobam | 1,735 | $333.0K | 0.01% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 1,736 | $333.0K | 0.05% | −1−0.1% | Reduced |
| Clarus Wealth Advisors | 1,712 | $330.0K | 0.20% | −718−29.5% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 1,714 | $329.0K | 0.08% | 00.0% | Unchanged |
| Hutchinson Capital Management | 1,708 | $328.0K | 0.08% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 1,710 | $328.0K | 0.15% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 1,709 | $328.0K | 0.12% | 00.0% | Unchanged |
| Grove Bank & Trust | 1,701 | $327.0K | 0.07% | −75−4.2% | Reduced |
| Valley National Advisers Inc | 1,702 | $327.0K | 0.06% | 00.0% | Unchanged |
| American Research & Management Co. | 1,700 | $326.0K | 0.08% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $326.0K | 0.22% | 00.0% | Unchanged |
| Bender Robert & Associates | 1,697 | $326.0K | 0.09% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 1,700 | $326.0K | 0.15% | 00.0% | Unchanged |
| Lafayette Investments, Inc. | 1,700 | $326.0K | 0.09% | +100+6.3% | Added |
| Brightworth | 1,698 | $326.0K | 0.03% | +114+7.2% | Added |
| TruWealth Advisors, LLC | 1,690 | $324.0K | 0.04% | −218−11.4% | Reduced |
| Camden Capital, LLC | 1,679 | $323.0K | 0.06% | −75−4.3% | Reduced |
| Addison Capital Co | 1,678 | $322.0K | 0.15% | 00.0% | Unchanged |
| RMR Wealth Builders | 1,676 | $322.0K | 0.09% | +2+0.1% | Added |
| Plancorp, LLC | 1,679 | $322.0K | 0.02% | +151+9.9% | Added |
| WealthTrust Axiom LLC | 1,674 | $321.0K | 0.11% | +1+0.1% | Added |
| Highland Private Wealth Management | 1,672 | $321.0K | 0.05% | +55+3.4% | Added |
| Sunburst Financial Group, LLC | 1,662 | $319.0K | 0.20% | 00.0% | Unchanged |
| Ledyard National Bank | 1,655 | $318.0K | 0.03% | +58+3.6% | Added |
| Castle Rock Wealth Management, LLC | 1,484 | $318.0K | 0.11% | −38−2.5% | Reduced |
| Northwest Bancshares, Inc. | 1,656 | $318.0K | 0.07% | +194+13.3% | Added |
| Wendell David Associates Inc | 1,653 | $317.0K | 0.04% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 1,650 | $317.0K | 0.12% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 1,367 | $317.0K | 0.17% | +19+1.4% | Added |
| Lyell Wealth Management, LP | 1,648 | $316.0K | 0.04% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,647 | $316.0K | 0.02% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,639 | $315.0K | 0.08% | +159+10.7% | Added |
| Modera Wealth Management, LLC | 1,639 | $315.0K | 0.02% | +520+46.5% | Added |
| Integrated Investment Consultants, LLC | 1,637 | $314.0K | 0.09% | −17−1.0% | Reduced |
| Minot Wealth Management LLC | 1,636 | $314.0K | 0.07% | 00.0% | Unchanged |
| Golden Green, Inc. | 1,629 | $313.0K | 0.24% | −417−20.4% | Reduced |
| Titus Wealth Management | 1,625 | $312.0K | 0.16% | +125+8.3% | Added |
| Benedict Financial Advisors Inc | 1,625 | $312.0K | 0.09% | +414+34.2% | Added |
| YHB Investment Advisors, Inc. | 1,615 | $310.0K | 0.03% | −118−6.8% | Reduced |
| GYL Financial Synergies, LLC | 1,617 | $310.0K | 0.16% | +1+0.1% | Added |
| Beddow Capital Management Inc | 1,615 | $310.0K | 0.19% | +375+30.2% | Added |
| Chicago Partners Investment Group LLC | 1,486 | $310.0K | 0.02% | +253+20.5% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $308.0K | 0.16% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,600 | $307.0K | 0.19% | −50−3.0% | Reduced |
| Weybosset Research & Management LLC | 1,600 | $307.0K | 0.12% | 00.0% | Unchanged |
| IMS Capital Management | 1,600 | $307.0K | 0.18% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $307.0K | 0.09% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,597 | $307.0K | 0.20% | +7+0.4% | Added |
| StrategIQ Financial Group, LLC | 1,597 | $307.0K | 0.06% | +12+0.8% | Added |
| Contravisory Investment Management, Inc. | 1,598 | $307.0K | 0.09% | +75+4.9% | Added |
| Kings Point Capital Management | 1,598 | $307.0K | 0.03% | +100+6.7% | Added |
| Polaris Wealth Advisory Group, LLC | 1,563 | $306.0K | 0.02% | −65,338−97.7% | Reduced |
| WealthBridge Capital Management, LLC | 1,595 | $306.0K | 0.11% | +1,595 | New |
| XR Securities LLC | 1,584 | $304.0K | 0.28% | +1,584 | New |
| Regent Peak Wealth Advisors LLC | 1,577 | $303.0K | 0.09% | −7−0.4% | Reduced |
| Mirova | 1,579 | $303.0K | 0.04% | +140+9.7% | Added |
| Sanders Morris Harris LLC | 1,575 | $302.0K | 0.05% | −35−2.2% | Reduced |
| Landsberg, Bennett, & Dubbaneh LLC | 1,556 | $302.0K | 0.04% | +11+0.7% | Added |
| Summit X, LLC | 1,577 | $302.0K | 0.08% | +65+4.3% | Added |
| Sanford Advisory Services, LLC | 1,569 | $301.0K | 0.08% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,562 | $300.0K | 0.13% | +9+0.6% | Added |
| Capital Advisors Inc | 1,563 | $300.0K | 0.01% | +41+2.7% | Added |
| Doyle Wealth Management | 1,565 | $300.0K | 0.02% | +300+23.7% | Added |
| Jag Capital Management, LLC | 1,558 | $299.0K | 0.02% | −448−22.3% | Reduced |
| BBR Partners, LLC | 1,557 | $299.0K | 0.02% | −340−17.9% | Reduced |
| Selective Wealth Management, Inc. | 1,550 | $298.0K | 0.16% | +200+14.8% | Added |
| Altus Wealth Group LLC | 1,552 | $298.0K | 0.30% | +1,552 | New |
| Financial Partners Group, Inc | 1,536 | $295.0K | 0.07% | +140+10.0% | Added |
| Meridian Financial Partners LLC | 1,560 | $295.0K | 0.20% | +1,560 | New |
| SFMG, LLC | 1,529 | $294.0K | 0.03% | −32−2.0% | Reduced |
| Affinity Capital Advisors, LLC | 1,531 | $294.0K | 0.10% | +2+0.1% | Added |
| Sugarloaf Wealth Management, LLC | 1,526 | $293.0K | 0.08% | +1+0.1% | Added |
| WNY Asset Management, LLC | 1,511 | $291.0K | 0.10% | +111+7.9% | Added |
| ZWJ Investment Counsel Inc | 1,510 | $290.0K | 0.02% | 00.0% | Unchanged |
| LifeSteps Financial, Inc. | 1,512 | $290.0K | 0.22% | 00.0% | Unchanged |
| Cliftonlarsonallen Wealth Advisors, LLC | 1,510 | $290.0K | 0.01% | +250+19.8% | Added |
| Continuum Advisory, LLC | 1,507 | $289.0K | 0.08% | +10+0.7% | Added |
| Westwood Management Corp | 1,500 | $288.0K | 0.02% | −18,800−92.6% | Reduced |
| Camden National Bank | 1,500 | $288.0K | 0.06% | −81−5.1% | Reduced |
| Rbo & Co LLC | 1,500 | $288.0K | 0.05% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $288.0K | 0.01% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 1,494 | $287.0K | 0.05% | +4+0.3% | Added |
| Smith Shellnut Wilson LLC | 1,497 | $287.0K | 0.17% | +226+17.8% | Added |
| Pure Financial Advisors, Inc. | 1,488 | $286.0K | 0.02% | +101+7.3% | Added |
| One Capital Management, LLC | 1,491 | $286.0K | 0.02% | +192+14.8% | Added |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $284.1K | 0.03% | 00.0% | Unchanged |
| Concord Wealth Partners | 1,479 | $284.0K | 0.12% | −292−16.5% | Reduced |
| Bell Bank | 1,480 | $284.0K | 0.04% | 00.0% | Unchanged |
| Green Harvest Asset Management LLC | 1,478 | $284.0K | 0.04% | +298+25.3% | Added |
| Sequoia Financial Advisors, LLC | 1,472 | $283.0K | 0.03% | −4,568−75.6% | Reduced |
| Grimes & Company, Inc. | 1,467 | $282.0K | 0.01% | −798−35.2% | Reduced |
| Nadler Financial Group, Inc. | 1,469 | $282.0K | 0.05% | +1+0.1% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,466 | $281.0K | 0.04% | +293+25.0% | Added |
| Hohimer Wealth Management, LLC | 1,458 | $280.0K | 0.06% | 00.0% | Unchanged |
| Brown Advisory Securities, LLC | 1,453 | $279.0K | 0.08% | +400+38.0% | Added |
| ERTS Wealth Advisors, LLC | 1,450 | $278.0K | 0.07% | 00.0% | Unchanged |
| Winslow Asset Management Inc | 1,445 | $277.0K | 0.05% | 00.0% | Unchanged |
| Teza Capital Management LLC | 1,440 | $276.0K | 0.13% | −31,095−95.6% | Reduced |
| Charter Oak Capital Management, LLC | 1,436 | $276.0K | 0.03% | +2+0.1% | Added |