Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Acas, LLC | 1,431 | $275.0K | 0.38% | +1+0.1% | Added |
| Strategic Equity Management | 1,430 | $275.0K | 0.09% | +7+0.5% | Added |
| Kalos Management, Inc. | 1,345 | $275.0K | 0.08% | +105+8.5% | Added |
| Calton & Associates, Inc. | 1,428 | $274.0K | 0.06% | +103+7.8% | Added |
| Old Point Trust & Financial Services N A | 1,420 | $273.0K | 0.12% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 1,420 | $273.0K | 0.17% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,421 | $273.0K | 0.13% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 1,422 | $273.0K | 0.10% | +1,422 | New |
| Gradient Capital Advisors, LLC | 1,412 | $271.0K | 0.12% | +60+4.4% | Added |
| Northern Oak Wealth Management Inc | 1,409 | $270.0K | 0.03% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 1,409 | $270.0K | 0.17% | +1+0.1% | Added |
| Cullinan Associates Inc | 1,400 | $269.0K | 0.01% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $269.0K | 0.53% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 1,403 | $269.0K | 0.15% | +22+1.6% | Added |
| Cortland Associates Inc | 1,387 | $266.0K | 0.03% | 00.0% | Unchanged |
| Means Investment Co., Inc. | 1,385 | $266.0K | 0.05% | +4+0.3% | Added |
| Crescent Grove Advisors, LLC | 1,386 | $266.0K | 0.03% | +5+0.4% | Added |
| PBMares Wealth Management LLC | 1,381 | $265.0K | 0.13% | +1,381 | New |
| Mount Vernon Associates Inc | 1,376 | $264.0K | 0.24% | −100−6.8% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $264.0K | 0.11% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,377 | $264.0K | 0.09% | +11+0.8% | Added |
| First National Corp | 1,367 | $262.0K | 0.06% | +1,367 | New |
| Johanson Financial Advisors, Inc. | 1,359 | $261.0K | 0.09% | −104−7.1% | Reduced |
| ProVise Management Group, LLC | 1,357 | $261.0K | 0.03% | +7+0.5% | Added |
| Hall Laurie J Trustee | 1,355 | $260.0K | 0.10% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 1,355 | $260.0K | 0.07% | +126+10.3% | Added |
| Bingham Osborn & Scarborough LLC | 1,347 | $259.0K | 0.02% | −233−14.7% | Reduced |
| Waters Parkerson & Co., LLC | 1,344 | $258.0K | 0.01% | 00.0% | Unchanged |
| Frisch Financial Group, Inc. | 1,337 | $257.0K | 0.09% | −28−2.1% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $257.0K | 0.15% | 00.0% | Unchanged |
| Stonehage Fleming Financial Services Holdings Ltd | 1,340 | $257.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,340 | $257.0K | 0.04% | +56+4.4% | Added |
| WestHill Financial Advisors, Inc. | 1,332 | $256.0K | 0.08% | +1,332 | New |
| Private Capital Group, LLC | 1,328 | $255.0K | 0.06% | +1+0.1% | Added |
| Berger Financial Group, Inc | 1,326 | $255.0K | 0.05% | 00.0% | Unchanged |
| Mizuho Markets Cayman LP | 1,321 | $254.0K | 0.02% | −5,016−79.2% | Reduced |
| Reilly Financial Advisors, LLC | 1,324 | $254.0K | 0.02% | +1+0.1% | Added |
| Balentine LLC | 1,322 | $254.0K | 0.01% | +70+5.6% | Added |
| JSF Financial, LLC | 1,323 | $254.0K | 0.13% | +1,323 | New |
| Monarch Capital Management Inc | 1,317 | $253.0K | 0.07% | 00.0% | Unchanged |
| PDS Planning, Inc | 1,320 | $253.0K | 0.06% | +221+20.1% | Added |
| Petix & Botte Co | 1,312 | $252.0K | 0.09% | +1,312 | New |
| Marietta Investment Partners LLC | 1,300 | $250.0K | 0.06% | 00.0% | Unchanged |
| Northstar Asset Management LLC | 1,300 | $250.0K | 0.07% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 1,302 | $250.0K | 0.08% | +18+1.4% | Added |
| Gsa Capital Partners LLP | 1,297 | $249.0K | 0.03% | +1,297 | New |
| Morningstar Investment Services LLC | 1,255 | $248.0K | 0.00% | −237−15.9% | Reduced |
| Eagle Bay Advisors LLC | 1,290 | $248.0K | 0.14% | +543+72.7% | Added |
| Annex Advisory Services, LLC | 1,287 | $247.0K | 0.02% | −595−31.6% | Reduced |
| FDx Advisors, Inc. | 1,288 | $247.0K | 0.01% | +355+38.0% | Added |
| Tectonic Advisors LLC | 1,271 | $244.0K | 0.05% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 1,270 | $244.0K | 0.12% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 1,268 | $243.0K | 0.13% | +60+5.0% | Added |
| Ground Swell Capital, LLC | 1,260 | $242.0K | 1.04% | +1,260 | New |
| Oliver Luxxe Assets LLC | 1,250 | $240.0K | 0.07% | −11,586−90.3% | Reduced |
| Blueprint Investment Partners LLC | 1,250 | $240.0K | 0.12% | +318+34.1% | Added |
| Oxinas Partners Wealth Management LLC | 1,252 | $240.0K | 0.14% | +1,252 | New |
| Hollencrest Capital Management | 1,243 | $239.0K | 0.02% | −44−3.4% | Reduced |
| Exchange Capital Management, Inc. | 1,243 | $239.0K | 0.05% | 00.0% | Unchanged |
| Beaumont Financial Partners, LLC | 1,239 | $238.0K | 0.02% | −10−0.8% | Reduced |
| Newport Wealth Strategies, Inc. | 1,235 | $237.0K | 0.14% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,233 | $237.0K | 0.19% | +100+8.8% | Added |
| Rosenberg Matthew Hamilton | 1,234 | $237.0K | 0.09% | +125+11.3% | Added |
| RKL Wealth Management LLC | 1,218 | $234.0K | 0.03% | −559−31.5% | Reduced |
| Chelsea Counsel Co | 1,217 | $234.0K | 0.11% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 1,220 | $234.0K | 0.06% | +13+1.1% | Added |
| WoodTrust Financial Corp | 1,214 | $233.0K | 0.05% | −474−28.1% | Reduced |
| Advisor OS, LLC | 1,209 | $232.0K | 0.05% | 00.0% | Unchanged |
| Chesley Taft & Associates LLC | 1,210 | $232.0K | 0.01% | +50+4.3% | Added |
| TFG Advisers LLC | 1,208 | $232.0K | 0.11% | +169+16.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,211 | $232.0K | 0.02% | +226+22.9% | Added |
| Gould Asset Management LLC | 1,205 | $231.0K | 0.07% | −475−28.3% | Reduced |
| Greenline Partners, LLC | 1,205 | $231.0K | 0.05% | −9−0.7% | Reduced |
| NTV Asset Management LLC | 1,203 | $231.0K | 0.04% | +1,203 | New |
| Yorktown Management & Research Co Inc | 1,200 | $230.0K | 0.17% | 00.0% | Unchanged |
| Oak Grove Capital LLC | 1,200 | $230.0K | 0.05% | 00.0% | Unchanged |
| Cardan Capital Partners, LLC | 1,200 | $230.0K | 0.03% | 00.0% | Unchanged |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $230.0K | 0.17% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,200 | $230.0K | 0.14% | +100+9.1% | Added |
| Stockman Wealth Management, Inc. | 1,192 | $229.0K | 0.05% | −3−0.3% | Reduced |
| Meridian Wealth Advisors, LLC | 1,194 | $229.0K | 0.06% | +70+6.2% | Added |
| Paulson Wealth Management Inc. | 1,195 | $229.0K | 0.11% | +199+20.0% | Added |
| E Fund Management Co., Ltd. | 1,194 | $229.0K | 0.01% | +1,194 | New |
| First Nebraska Trust Co | 1,192 | $228.8K | 0.03% | 00.0% | Unchanged |
| Center For Asset Management LLC | 1,190 | $228.0K | 0.19% | +1+0.1% | Added |
| DSC Advisors, L.P. | 1,187 | $228.0K | 0.30% | +126+11.9% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,175 | $226.0K | 0.00% | −8,555−87.9% | Reduced |
| Advisor Resource Council | 1,178 | $226.0K | 0.07% | −1,556−56.9% | Reduced |
| Pacific Global Investment Management CO | 1,170 | $225.0K | 0.05% | −142−10.8% | Reduced |
| Secure Asset Management, LLC | 1,169 | $225.0K | 0.11% | +3+0.3% | Added |
| Bar Harbor Trust Services | 1,175 | $225.0K | 0.07% | +50+4.4% | Added |
| Morris Retirement Advisors, LLC | 1,166 | $224.0K | 0.19% | 00.0% | Unchanged |
| Act Wealth Management, LLC | 1,026 | $223.0K | 0.14% | 00.0% | Unchanged |
| Baxter Bros Inc | 1,155 | $222.0K | 0.04% | 00.0% | Unchanged |
| Essex Private Wealth Management, LLC | 1,156 | $222.0K | 0.20% | +1+0.1% | Added |
| Exencial Wealth Advisors, LLC | 1,153 | $221.0K | 0.01% | −1,240−51.8% | Reduced |
| Quest Capital Management Inc | 1,149 | $221.0K | 0.04% | −597−34.2% | Reduced |
| Bourgeon Capital Management LLC | 1,150 | $221.0K | 0.05% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 1,144 | $220.0K | 0.03% | +52+4.8% | Added |
| MBA Advisors LLC | 1,139 | $219.0K | 0.16% | −112−9.0% | Reduced |