Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Corbenic Partners LLC | 2 | $0 | 0.00% | −55−96.5% | Reduced |
| McCarthy Asset Management, Inc. | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Lloyd Advisory Services, LLC. | 7 | $1.00K | 0.00% | −13−65.0% | Reduced |
| Transamerica Financial Advisors, Inc. | 4 | $1.00K | 0.03% | +1+33.3% | Added |
| Proffitt & Goodson Inc | 7 | $1.00K | 0.00% | +7 | New |
| Rockbridge Investment Management, LCC | 13 | $2.00K | 0.00% | 00.0% | Unchanged |
| Perkins Coie Trust Co | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| First National Bank of South Miami | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 10 | $2.00K | 0.00% | +10 | New |
| Certified Advisory Corp | 14 | $3.00K | 0.00% | +14 | New |
| Lenox Wealth Advisors, LLC | 20 | $4.00K | 0.00% | −32−61.5% | Reduced |
| Clearview Wealth Advisors LLC | 20 | $4.00K | 0.00% | −30−60.0% | Reduced |
| Better Money Decisions, LLC | 21 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cordant, Inc. | 19 | $4.00K | 0.00% | +19 | New |
| TFC Financial Management | 24 | $5.00K | 0.00% | 00.0% | Unchanged |
| Cranbrook Wealth Management, LLC | 25 | $5.00K | 0.00% | +25 | New |
| Guidance Point Advisors, LLC | 27 | $5.00K | 0.00% | +27 | New |
| Crewe Advisors LLC | 31 | $6.00K | 0.00% | −39−55.7% | Reduced |
| Activest Wealth Management | 30 | $6.00K | 0.00% | −33−52.4% | Reduced |
| Macroview Investment Management LLC | 30 | $6.00K | 0.01% | 00.0% | Unchanged |
| Ironwood Financial, llc | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| Simon Quick Advisors, LLC | 41 | $7.00K | 0.00% | −318−88.6% | Reduced |
| TD Capital Management LLC | 40 | $8.00K | 0.00% | 00.0% | Unchanged |
| Veritas Investment Partners (UK) Ltd. | 40 | $8.00K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 51 | $10.0K | 0.00% | −623−92.4% | Reduced |
| Mark Sheptoff Financial Planning, LLC | 52 | $10.0K | 0.01% | −215−80.5% | Reduced |
| Carderock Capital Management Inc | 50 | $10.0K | 0.00% | +50 | New |
| Gladius Capital Management LP | 52 | $10.0K | 0.01% | +52 | New |
| Kelly Financial Services LLC | 53 | $10.2K | 0.01% | −11,481−99.5% | Reduced |
| USA Financial Portformulas Corp | 59 | $11.0K | 0.01% | −8,769−99.3% | Reduced |
| Motco | 57 | $11.0K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 59 | $11.3K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 66 | $12.0K | 0.00% | −3,022−97.9% | Reduced |
| True Link Financial Advisors, LLC | 68 | $12.0K | 0.00% | 00.0% | Unchanged |
| Belmont Capital, LLC | 70 | $13.0K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $15.0K | 0.01% | 00.0% | Unchanged |
| Founders Capital Management | 80 | $15.0K | 0.01% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 78 | $15.0K | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 100 | $19.0K | 0.00% | −300−75.0% | Reduced |
| TCTC Holdings, LLC | 100 | $19.0K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 100 | $19.0K | 0.00% | 00.0% | Unchanged |
| First PREMIER Bank | 100 | $19.0K | 0.01% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $19.0K | 0.01% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 104 | $20.0K | 0.01% | −117−52.9% | Reduced |
| Tortoise Investment Management, LLC | 105 | $20.0K | 0.00% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 100 | $20.0K | 0.01% | 00.0% | Unchanged |
| Resolute Partners Group | 122 | $23.0K | 0.00% | −8−6.2% | Reduced |
| Firestone Capital Management | 105 | $23.0K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 125 | $24.0K | 0.01% | −535−81.1% | Reduced |
| Lee Financial Co | 125 | $24.0K | 0.00% | −150−54.5% | Reduced |
| Iron Horse Wealth Management, LLC | 126 | $24.0K | 0.01% | −100−44.2% | Reduced |
| Cedar Mountain Advisors, LLC | 135 | $26.0K | 0.01% | +43+46.7% | Added |
| Meridian Wealth Partners, LLC | 136 | $26.0K | 0.01% | +136 | New |
| Leelyn Smith, LLC | 143 | $27.0K | 0.01% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 141 | $27.4K | 0.01% | 00.0% | Unchanged |
| Ibex Wealth Advisors | 145 | $28.0K | 0.01% | −5,405−97.4% | Reduced |
| WestEnd Advisors, LLC | – | $28.0K | 0.00% | – | – |
| CKW Financial Group | 147 | $29.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 153 | $31.0K | 0.02% | −300−66.2% | Reduced |
| IronBridge Private Wealth, LLC | 163 | $31.0K | 0.02% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 163 | $31.0K | 0.02% | +1+0.6% | Added |
| O'Dell Group, LLC | 163 | $31.0K | 0.01% | +163 | New |
| Systematic Alpha Investments, LLC | 157 | $32.0K | 0.00% | +157 | New |
| Wolff Wiese Magana LLC | 182 | $35.0K | 0.02% | −12−6.2% | Reduced |
| MBM Wealth Consultants, LLC | 180 | $35.0K | 0.02% | +25+16.1% | Added |
| Annapolis Financial Services, LLC | 183 | $35.0K | 0.01% | +74+67.9% | Added |
| AlphaMark Advisors, LLC | 187 | $36.0K | 0.01% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 190 | $36.0K | 0.03% | +190 | New |
| Centiva Capital, LP | 200 | $38.0K | 0.00% | −2,953−93.7% | Reduced |
| MD Financial Management Inc. | 200 | $38.0K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 200 | $38.0K | 0.01% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 200 | $38.0K | 0.01% | +200 | New |
| Strategic Asset Management, LLC | 199 | $39.0K | 0.05% | +199 | New |
| Bell Investment Advisors, Inc | 206 | $40.0K | 0.01% | +206 | New |
| Clean Yield Group | 212 | $41.0K | 0.01% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 214 | $41.0K | 0.00% | +1+0.5% | Added |
| Moser Wealth Advisors, LLC | 220 | $42.0K | 0.03% | 00.0% | Unchanged |
| Bray Capital Advisors | 216 | $42.0K | 0.01% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 217 | $42.0K | 0.01% | +82+60.7% | Added |
| Horrell Capital Management, Inc. | 226 | $43.0K | 0.02% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 230 | $44.0K | 0.02% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 230 | $44.2K | 0.02% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 232 | $45.0K | 0.05% | −100−30.1% | Reduced |
| Riggs Asset Managment Co. Inc. | 233 | $45.0K | 0.01% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 239 | $46.0K | 0.01% | −1−0.4% | Reduced |
| Providence Capital Advisors, LLC | 245 | $47.0K | 0.01% | −100−29.0% | Reduced |
| Avion Wealth | 246 | $47.0K | 0.01% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $47.0K | 0.03% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 243 | $47.0K | 0.03% | +132+118.9% | Added |
| Ellevest, Inc. | 248 | $48.0K | 0.00% | −22−8.1% | Reduced |
| Baldrige Asset Management LLC | 250 | $48.0K | 0.02% | −12−4.6% | Reduced |
| Mercer Capital Advisers, Inc. | 250 | $48.0K | 0.03% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $48.0K | 0.01% | 00.0% | Unchanged |
| Financial Enhancement Group LLC | 255 | $49.0K | 0.01% | −20,417−98.8% | Reduced |
| Professional Financial Advisors, LLC | 257 | $49.0K | 0.03% | 00.0% | Unchanged |
| Emfo, LLC | 254 | $49.0K | 0.04% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 265 | $51.0K | 0.04% | 00.0% | Unchanged |
| Corsicana & Co. | 266 | $51.0K | 0.03% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 270 | $51.8K | 0.06% | 00.0% | Unchanged |