Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Acorn Financial Advisory Services Inc | 1,139 | $219.0K | 0.07% | −108−8.7% | Reduced |
| Markston International LLC | 1,142 | $219.0K | 0.21% | 00.0% | Unchanged |
| Executive Wealth Management, LLC | 1,145 | $219.0K | 0.02% | −2−0.2% | Reduced |
| Cheviot Value Management, LLC | 1,133 | $218.0K | 0.06% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 1,135 | $218.0K | 0.02% | 00.0% | Unchanged |
| Calamos Wealth Management LLC | 1,128 | $217.0K | 0.02% | −3−0.3% | Reduced |
| Sittner & Nelson, LLC | 1,122 | $215.0K | 0.14% | +1+0.1% | Added |
| Linscomb & Williams, Inc. | 1,115 | $214.0K | 0.01% | −439−28.2% | Reduced |
| TCG Advisory Services, LLC | 1,116 | $214.0K | 0.06% | −395−26.1% | Reduced |
| Isthmus Partners, LLC | 1,107 | $213.0K | 0.04% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 1,109 | $213.0K | 0.06% | 00.0% | Unchanged |
| Buckley Wealth Management, LLC | 1,105 | $212.0K | 0.07% | −15−1.3% | Reduced |
| Greylin Investment Mangement Inc | 1,100 | $211.0K | 0.04% | 00.0% | Unchanged |
| Fiduciary Group LLC | 1,055 | $211.0K | 0.02% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 1,100 | $211.0K | 0.08% | +1,100 | New |
| Atalanta Sosnoff Capital, LLC | 1,095 | $210.0K | 0.00% | −75−6.4% | Reduced |
| Brandywine Oak Private Wealth LLC | 1,094 | $210.0K | 0.02% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 1,092 | $210.0K | 0.03% | +1,092 | New |
| Valmark Advisers, Inc. | 1,089 | $209.0K | 0.00% | −125−10.3% | Reduced |
| Ellis Investment Partners, LLC | 1,091 | $209.0K | 0.05% | +3+0.3% | Added |
| Future Financial Wealth Managment LLC | 960 | $209.0K | 0.21% | 00.0% | Unchanged |
| Elgethun Capital Management | 1,086 | $209.0K | 0.07% | +232+27.2% | Added |
| Harvest Fund Management Co., Ltd | 1,086 | $208.0K | 0.05% | −911−45.6% | Reduced |
| Patten Group, Inc. | 1,084 | $208.0K | 0.06% | −372−25.5% | Reduced |
| Alesco Advisors LLC | 1,084 | $208.0K | 0.01% | 00.0% | Unchanged |
| First National Bank of Omaha | 1,083 | $208.0K | 0.01% | +137+14.5% | Added |
| Anchor Capital Advisors LLC | 1,080 | $207.0K | 0.00% | −150−12.2% | Reduced |
| Silvant Capital Management LLC | 1,076 | $207.0K | 0.04% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,078 | $207.0K | 0.03% | +6+0.6% | Added |
| Wealth Management Associates, Inc. | 1,068 | $205.0K | 0.12% | −932−46.6% | Reduced |
| Mogy Joel R Investment Counsel Inc | 1,060 | $203.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,058 | $203.0K | 0.07% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 1,052 | $202.0K | 0.02% | −99−8.6% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 1,053 | $202.0K | 0.16% | −81−7.1% | Reduced |
| First Personal Financial Services | 1,053 | $202.0K | 0.05% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,053 | $202.0K | 0.05% | 00.0% | Unchanged |
| Bank of Stockton | 1,048 | $201.0K | 0.06% | 00.0% | Unchanged |
| ARS Wealth Advisors Group, LLC | 1,045 | $201.0K | 0.04% | +1,045 | New |
| Norway Savings Bank | 1,027 | $197.0K | 0.09% | +75+7.9% | Added |
| Albion Financial Group | 1,023 | $196.0K | 0.02% | −30−2.8% | Reduced |
| Assetmark, Inc | 1,009 | $194.0K | 0.00% | +180+21.7% | Added |
| S.A. Mason LLC | 1,000 | $192.0K | 0.13% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,000 | $191.0K | 0.04% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 980 | $188.1K | 0.09% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 971 | $186.0K | 0.05% | +67+7.4% | Added |
| Plante Moran Financial Advisors, LLC | 968 | $186.0K | 0.04% | +681+237.3% | Added |
| CX Institutional | 963 | $185.0K | 0.02% | −83−7.9% | Reduced |
| Cohen & Steers, Inc. | 963 | $185.0K | 0.00% | +29+3.1% | Added |
| Sargent Bickham Lagudis LLC | 957 | $184.0K | 0.01% | +51+5.6% | Added |
| Sterling Financial Planning, Inc. | 950 | $182.0K | 0.12% | −72−7.0% | Reduced |
| New England Asset Management Inc | 944 | $181.0K | 0.00% | +944 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 936 | $180.0K | 0.00% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 935 | $179.0K | 0.08% | −25−2.6% | Reduced |
| Capital Directions Investment Advisors, LLC | 928 | $178.0K | 0.05% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 920 | $177.0K | 0.02% | +520+130.0% | Added |
| Herold Advisors, Inc. | 900 | $172.0K | 0.07% | +900 | New |
| Prentice Wealth Management LLC | 879 | $169.0K | 0.08% | +7+0.8% | Added |
| Pinnacle Bancorp, Inc. | 868 | $167.0K | 0.07% | +192+28.4% | Added |
| Grace Capital | 800 | $162.0K | 0.10% | 00.0% | Unchanged |
| QVR LLC | 821 | $158.0K | 0.32% | +698+567.5% | Added |
| Global Wealth Management Investment Advisory, Inc. | 810 | $155.0K | 0.05% | +80+11.0% | Added |
| Addison Advisors LLC | 804 | $154.0K | 0.12% | +6+0.8% | Added |
| Evoke Wealth, LLC | 798 | $153.0K | 0.01% | +479+150.2% | Added |
| TSFG, LLC | 787 | $151.0K | 0.06% | −44−5.3% | Reduced |
| Riverview Trust Co | 768 | $147.0K | 0.16% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 764 | $147.0K | 0.03% | +57+8.1% | Added |
| Lindbrook Capital, LLC | 749 | $144.0K | 0.04% | −499−40.0% | Reduced |
| Hoese & Co LLP | 750 | $144.0K | 0.16% | 00.0% | Unchanged |
| Sageworth Trust Co | 750 | $144.0K | 0.01% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 740 | $142.0K | 0.07% | 00.0% | Unchanged |
| Tompkins Financial Corp | 740 | $142.0K | 0.03% | +740 | New |
| Gemmer Asset Management LLC | 733 | $141.0K | 0.02% | +7+1.0% | Added |
| Accel Wealth Management | 716 | $138.0K | 0.09% | −11−1.5% | Reduced |
| Newbridge Financial Services Group, Inc. | 689 | $132.0K | 0.08% | −23−3.2% | Reduced |
| Pacifica Partners Inc. | 665 | $131.0K | 0.10% | +75+12.7% | Added |
| Peoples Financial Services Corp. | 675 | $129.0K | 0.05% | 00.0% | Unchanged |
| Holloway Wealth Management, LLC | – | $129.0K | 0.04% | – | – |
| Sound Income Strategies, LLC | 672 | $129.0K | 0.02% | −4−0.6% | Reduced |
| Endurance Wealth Management, Inc. | 660 | $127.0K | 0.01% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 663 | $127.0K | 0.02% | +49+8.0% | Added |
| Pacific Center for Financial Services | 649 | $125.0K | 0.05% | +3+0.5% | Added |
| Mizuho Securities Co. Ltd. | 647 | $124.0K | 0.04% | −951−59.5% | Reduced |
| Capital Analysts, LLC | 621 | $120.0K | 0.01% | +299+92.9% | Added |
| Ade, LLC | 606 | $116.0K | 0.11% | −50−7.6% | Reduced |
| NVWM, LLC | 600 | $115.0K | 0.04% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 600 | $115.0K | 0.07% | +350+140.0% | Added |
| West Branch Capital LLC | 595 | $114.0K | 0.05% | 00.0% | Unchanged |
| Truehand, Inc | 577 | $111.0K | 0.07% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 571 | $110.0K | 0.10% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 570 | $109.0K | 0.02% | 00.0% | Unchanged |
| Glassman Wealth Services | 549 | $105.0K | 0.02% | +25+4.8% | Added |
| Close Asset Management Ltd | 540 | $104.0K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 519 | $100.0K | 0.02% | −276−34.7% | Reduced |
| DB Wealth Management Group, LLC | 506 | $97.0K | 0.06% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 506 | $97.0K | 0.05% | +200+65.4% | Added |
| Baldwin Brothers Inc | 500 | $96.0K | 0.01% | −585−53.9% | Reduced |
| Atlas Capital Advisors LLC | 500 | $96.0K | 0.02% | −282−36.1% | Reduced |
| BerganKDV Wealth Management, LLC | 490 | $94.0K | 0.01% | −99−16.8% | Reduced |
| Farmers & Merchants Trust Co of Chambersburg PA | 490 | $94.0K | 0.07% | +30+6.5% | Added |
| Johnson Midwest Financial, LLC | 474 | $91.0K | 0.07% | +243+105.2% | Added |