Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rock Creek Group, LP | 462 | $89.0K | 0.02% | −475−50.7% | Reduced |
| Front Row Advisors LLC | 463 | $89.0K | 0.04% | −18−3.7% | Reduced |
| Dividend Assets Capital, LLC | 458 | $88.0K | 0.02% | +114+33.1% | Added |
| AllSquare Wealth Management LLC | 448 | $86.0K | 0.05% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 432 | $83.0K | 0.02% | +2+0.5% | Added |
| Joseph P. Lucia & Associates, LLC | 419 | $81.0K | 0.05% | 00.0% | Unchanged |
| Filbrandt Wealth Management, LLC | 411 | $79.0K | 0.05% | +11+2.8% | Added |
| Mascoma Wealth Management LLC | 405 | $78.0K | 0.03% | +405 | New |
| Liberty Wealth Management LLC | 396 | $77.0K | 0.03% | −12−2.9% | Reduced |
| Sage Financial Group Inc | 400 | $77.0K | 0.01% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 402 | $77.0K | 0.03% | 00.0% | Unchanged |
| Old North State Trust, LLC | 400 | $77.0K | 0.07% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 400 | $77.0K | 0.11% | +400 | New |
| Prudent Man Advisors, LLC | 390 | $75.0K | 0.03% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 378 | $72.0K | 0.05% | −13−3.3% | Reduced |
| Phoenix Wealth Advisors | 364 | $70.0K | 0.05% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 363 | $69.0K | 0.05% | +1+0.3% | Added |
| Baron Financial Group, LLC | 350 | $67.2K | 0.04% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 345 | $66.0K | 0.01% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 346 | $66.0K | 0.02% | 00.0% | Unchanged |
| Arlington Partners LLC | 345 | $66.0K | 0.02% | +345 | New |
| Centerpoint Advisors, LLC | 340 | $65.0K | 0.03% | −67−16.5% | Reduced |
| CVA Family Office, LLC | 424 | $63.0K | 0.05% | −616−59.2% | Reduced |
| Key Financial Inc | 325 | $62.0K | 0.04% | −50−13.3% | Reduced |
| Larson Financial Group LLC | 324 | $62.0K | 0.01% | −22−6.4% | Reduced |
| JNBA Financial Advisors | 319 | $61.0K | 0.01% | 00.0% | Unchanged |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 310 | $60.0K | 0.06% | +310 | New |
| Coastal Capital Group, Inc. | 305 | $59.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 303 | $58.0K | 0.01% | −149−33.0% | Reduced |
| Estate Counselors, LLC | 303 | $58.0K | 0.01% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 300 | $58.0K | 0.02% | +1+0.3% | Added |
| Orion Capital Management LLC | 300 | $58.0K | 0.04% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $58.0K | 0.01% | +300 | New |
| Smith Group Asset Management, LLC | 300 | $58.0K | 0.00% | +300 | New |
| Estabrook Capital Management | 300 | $57.6K | 0.01% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 290 | $56.0K | 0.02% | −7−2.4% | Reduced |
| McIlrath & Eck, LLC | 286 | $55.0K | 0.02% | −4−1.4% | Reduced |
| Earnest Partners LLC | 286 | $55.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 283 | $54.0K | 0.01% | 00.0% | Unchanged |
| NewSquare Capital LLC | 276 | $53.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 272 | $52.0K | 0.03% | −49−15.3% | Reduced |
| Consolidated Planning Corp | 270 | $52.0K | 0.03% | +270 | New |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 270 | $51.8K | 0.06% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 265 | $51.0K | 0.04% | 00.0% | Unchanged |
| Corsicana & Co. | 266 | $51.0K | 0.03% | 00.0% | Unchanged |
| Financial Enhancement Group LLC | 255 | $49.0K | 0.01% | −20,417−98.8% | Reduced |
| Professional Financial Advisors, LLC | 257 | $49.0K | 0.03% | 00.0% | Unchanged |
| Emfo, LLC | 254 | $49.0K | 0.04% | 00.0% | Unchanged |
| Ellevest, Inc. | 248 | $48.0K | 0.00% | −22−8.1% | Reduced |
| Baldrige Asset Management LLC | 250 | $48.0K | 0.02% | −12−4.6% | Reduced |
| Mercer Capital Advisers, Inc. | 250 | $48.0K | 0.03% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $48.0K | 0.01% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $47.0K | 0.01% | −100−29.0% | Reduced |
| Avion Wealth | 246 | $47.0K | 0.01% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $47.0K | 0.03% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 243 | $47.0K | 0.03% | +132+118.9% | Added |
| Column Capital Advisors, LLC | 239 | $46.0K | 0.01% | −1−0.4% | Reduced |
| Pin Oak Investment Advisors Inc | 232 | $45.0K | 0.05% | −100−30.1% | Reduced |
| Riggs Asset Managment Co. Inc. | 233 | $45.0K | 0.01% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 230 | $44.2K | 0.02% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 230 | $44.0K | 0.02% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $43.0K | 0.02% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 220 | $42.0K | 0.03% | 00.0% | Unchanged |
| Bray Capital Advisors | 216 | $42.0K | 0.01% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 217 | $42.0K | 0.01% | +82+60.7% | Added |
| Clean Yield Group | 212 | $41.0K | 0.01% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 214 | $41.0K | 0.00% | +1+0.5% | Added |
| Bell Investment Advisors, Inc | 206 | $40.0K | 0.01% | +206 | New |
| Strategic Asset Management, LLC | 199 | $39.0K | 0.05% | +199 | New |
| Centiva Capital, LP | 200 | $38.0K | 0.00% | −2,953−93.7% | Reduced |
| MD Financial Management Inc. | 200 | $38.0K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 200 | $38.0K | 0.01% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 200 | $38.0K | 0.01% | +200 | New |
| AlphaMark Advisors, LLC | 187 | $36.0K | 0.01% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 190 | $36.0K | 0.03% | +190 | New |
| Wolff Wiese Magana LLC | 182 | $35.0K | 0.02% | −12−6.2% | Reduced |
| MBM Wealth Consultants, LLC | 180 | $35.0K | 0.02% | +25+16.1% | Added |
| Annapolis Financial Services, LLC | 183 | $35.0K | 0.01% | +74+67.9% | Added |
| Systematic Alpha Investments, LLC | 157 | $32.0K | 0.00% | +157 | New |
| Wagner Wealth Management, LLC | 153 | $31.0K | 0.02% | −300−66.2% | Reduced |
| IronBridge Private Wealth, LLC | 163 | $31.0K | 0.02% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 163 | $31.0K | 0.02% | +1+0.6% | Added |
| O'Dell Group, LLC | 163 | $31.0K | 0.01% | +163 | New |
| CKW Financial Group | 147 | $29.0K | 0.00% | 00.0% | Unchanged |
| WestEnd Advisors, LLC | – | $28.0K | 0.00% | – | – |
| Ibex Wealth Advisors | 145 | $28.0K | 0.01% | −5,405−97.4% | Reduced |
| Global Financial Private Client, LLC | 141 | $27.4K | 0.01% | 00.0% | Unchanged |
| Leelyn Smith, LLC | 143 | $27.0K | 0.01% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 135 | $26.0K | 0.01% | +43+46.7% | Added |
| Meridian Wealth Partners, LLC | 136 | $26.0K | 0.01% | +136 | New |
| Dark Forest Capital Management LP | 125 | $24.0K | 0.01% | −535−81.1% | Reduced |
| Lee Financial Co | 125 | $24.0K | 0.00% | −150−54.5% | Reduced |
| Iron Horse Wealth Management, LLC | 126 | $24.0K | 0.01% | −100−44.2% | Reduced |
| Resolute Partners Group | 122 | $23.0K | 0.00% | −8−6.2% | Reduced |
| Firestone Capital Management | 105 | $23.0K | 0.01% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 104 | $20.0K | 0.01% | −117−52.9% | Reduced |
| Tortoise Investment Management, LLC | 105 | $20.0K | 0.00% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 100 | $20.0K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 100 | $19.0K | 0.00% | −300−75.0% | Reduced |
| TCTC Holdings, LLC | 100 | $19.0K | 0.00% | 00.0% | Unchanged |