Livermore

Precept Management LLC

SEC CIK
0001135631

Holdings, Q3 2023

Positions as of Sep 30, 2023, filed Nov 14, 2023.SEC

Positions
22
−1 vs. Q2 2023
Total value
$43.14M
−$3.72M (−7.9%) vs. Q2 2023

Compare with Q2 2023: new, added, reduced and sold out

Positions

Long positions only. Changes compare share counts with Q2 2023.

Precept Management LLC holdings in Q3 2023
SecurityClassSharesValue% of portfolioChange in sharesActionHistory
INVESCO QQQ TRUST SERIES I46090E103ETF29,000$10.39M24.08%00.0%Unchanged–
SPYSTATE STREET SPDR S&P 500 ETFETF20,000$8.55M19.82%00.0%UnchangedView
ISHARES RUSSELL 2000 ETF464287655ETF45,100$7.97M18.48%00.0%Unchanged–
AMZNAMAZON COM INC COMStock32,000$4.07M9.43%00.0%UnchangedView
MSFTMICROSOFT CORP COMStock9,400$2.97M6.88%−30,600−76.5%ReducedView
AMDADVANCED MICRO DEVICES INC COMStock20,000$2.06M4.77%00.0%UnchangedView
NVDANVIDIA CORPORATION COMStock3,000$1.3M3.02%00.0%UnchangedView
RAMPLIVERAMP HLDGS INCCOM25,000$721K1.67%00.0%UnchangedView
PROS HOLDINGS INC74346Y103COM20,000$692.4K1.60%00.0%Unchanged–
SYNCHRONOSS TECHNOLOGIES INC87157B103COM35,000$644K1.49%+35,000New–
APLDAPPLIED DIGITAL CORPCOM NEW100,000$624K1.45%+80,000+400.0%AddedView
ACMRACM RESH INC COM CL AStock30,000$543.15K1.26%00.0%UnchangedView
CTGOCONTANGO SILVER & GOLD INCCOM25,000$453.5K1.05%+25,000NewView
NVGSNAVIGATOR HLDGS LTDSHS30,000$443.1K1.03%00.0%UnchangedView
VOXRVOX ROYALTY CORPCOM205,000$414.1K0.96%00.0%UnchangedView
SGMLSIGMA LITHIUM CORPORATION COMStock10,000$324.4K0.75%00.0%UnchangedView
BTMDBIOTE CORPCLASS A COM50,000$256K0.59%00.0%UnchangedView
GDYNGRID DYNAMICS HLDGS INCCL A20,200$246.04K0.57%00.0%UnchangedView
RILYBRC GROUP HOLDINGS INCCOM5,000$204.95K0.48%+5,000NewView
EVLVEVOLV TECHNOLOGIES HLDNGS INCOM CL A25,000$121.5K0.28%00.0%UnchangedView
AZTRAZITRA INCCOM50,000$75K0.17%00.0%UnchangedView
LILIUM N VN52586109CLASS A ORD SHS100,000$71.33K0.17%+100,000New–

Options (5)

Put and call positions reported in the same filing. The value is that of the underlying shares, as reported on Form 13F.

Precept Management LLC option positions in Q3 2023
SecurityClassPutsCalls
SPYSTATE STREET SPDR S&P 500 ETFETF$34.2M–
INVESCO QQQ TRUST SERIES I46090E103ETF$25.08M–
AMDADVANCED MICRO DEVICES INC COMStock$15.42M–
KRANESHARES TRUST500767306CSI CHI INTERNET$5.47M–
ADVISORSHARES TR00768Y453PURE US CANN ETF$1.19M$1.19M

Sold out since Q2 2023 (5)

Positions held at the end of Q2 2023 that are no longer in this filing.

Precept Management LLC positions sold out since Q2 2023
SecurityClassShares, Q2 2023Value, Q2 2023% of portfolio, Q2 2023
FRANCHISE GROUP INC35180X105COM100,000$2.47M5.26%
INDIINDIE SEMICONDUCTOR INCCLASS A COM50,000$470K1.00%
BMEABIOMEA FUSION INCCOM20,000$439K0.94%
BEEMBEAM GLOBALCOM40,000$414K0.88%
SBIGSPRINGBIG HOLDINGS INCCOMMON STOCK157,410$69.37K0.15%

13F filings by quarter

Precept Management LLC 13F filings by quarter
QuarterFiledPositionsTotal valueChangesFiling
Q3 2023Nov 14, 202322$43.14Mvs. Q2 2023SEC
Q2 2023Aug 14, 202323$46.86Mvs. Q1 2023SEC
Q1 2023May 15, 202315$49.56Mvs. Q4 2022SEC
Q4 2022Feb 14, 20237$11.16Mvs. Q3 2022SEC
Q3 2022Nov 14, 202214$13.32Mvs. Q2 2022SEC
Q2 2022Aug 15, 202219$20.82Mvs. Q1 2022SEC
Q1 2022May 16, 202240$60.56Mvs. Q4 2021SEC
Q4 2021Feb 14, 202240$96.1Mvs. Q3 2021SEC
Q3 2021Nov 15, 202147$105.12Mvs. Q2 2021SEC
Q2 2021Aug 16, 202152$98.09Mvs. Q1 2021SEC
Q1 2021May 17, 202141$87.02M–SEC