Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| STRS Ohio | 302,803 | $82.7M | 0.37% | −10,999−3.5% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 299,100 | $81.7M | 0.99% | +6,100+2.1% | Added |
| Toronto Dominion Bank | 298,830 | $81.6M | 0.13% | +27,712+10.2% | Added |
| Old Republic International Corporation | 296,500 | $80.9M | 3.02% | −52,500−15.0% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 293,385 | $80.1M | 0.32% | −10,876−3.6% | Reduced |
| State of New Jersey Common Pension Fund D | 293,188 | $80.0M | 0.29% | −12,587−4.1% | Reduced |
| Truist Financial Corp | 288,579 | $78.8M | 0.13% | +33,907+13.3% | Added |
| Retirement Systems of Alabama | 285,721 | $78.0M | 0.36% | −25,735−8.3% | Reduced |
| Rockefeller Capital Management L.P. | 280,497 | $76.6M | 0.30% | +14,650+5.5% | Added |
| Janney Montgomery Scott LLC | 279,976 | $76.4M | 0.28% | +1,268+0.5% | Added |
| Standard Life Aberdeen plc | 278,944 | $76.2M | 0.19% | +1,257+0.5% | Added |
| Great West Life Assurance Co | 277,551 | $75.8M | 0.18% | +17,308+6.7% | Added |
| State of Wisconsin Investment Board | 274,213 | $74.9M | 0.23% | −16,732−5.8% | Reduced |
| M&T Bank Corp | 273,472 | $74.7M | 0.30% | −5,991−2.1% | Reduced |
| Nomura Asset Management Co Ltd | 272,989 | $74.5M | 0.35% | +7,785+2.9% | Added |
| Natixis Advisors, L.P. | 269,295 | $73.5M | 0.22% | +20,035+8.0% | Added |
| Bessemer Group Inc | 268,599 | $73.3M | 0.16% | +5,588+2.1% | Added |
| Public Employees Retirement System of Ohio | 268,431 | $73.3M | 0.33% | −18,795−6.5% | Reduced |
| Qube Research & Technologies Ltd | 262,721 | $71.7M | 0.21% | +63,755+32.0% | Added |
| Swedbank AB | 261,870 | $71.5M | 0.13% | −7,759−2.9% | Reduced |
| Brandywine Global Investment Management, LLC | 259,009 | $70.7M | 0.62% | +18,188+7.6% | Added |
| Allianz Asset Management GmbH | 256,303 | $70.0M | 0.14% | +65,801+34.5% | Added |
| Mn Services Vermogensbeheer B.V. | 251,528 | $68.7M | 0.66% | +3,900+1.6% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 247,390 | $67.5M | 1.05% | +9,066+3.8% | Added |
| Pictet Asset Management Holding SA | 246,609 | $67.3M | 0.08% | +246,609 | New |
| Empower Advisory Group, LLC | 246,581 | $67.3M | 0.30% | +5,369+2.2% | Added |
| Storebrand Asset Management AS | 244,777 | $66.8M | 0.32% | −10,244−4.0% | Reduced |
| Ensign Peak Advisors, Inc | 243,928 | $66.6M | 0.14% | −8,629−3.4% | Reduced |
| TD Asset Management Inc | 238,993 | $65.2M | 0.08% | −7,209−2.9% | Reduced |
| LSV Asset Management | 237,200 | $64.8M | 0.15% | −26,800−10.2% | Reduced |
| State of Tennessee, Treasury Department | 237,005 | $64.7M | 0.26% | −41,306−14.8% | Reduced |
| Treasurer of the State of North Carolina | 234,368 | $64.0M | 0.35% | +1,172+0.5% | Added |
| Pinebridge Investments, L.P. | 233,163 | $63.7M | 0.71% | −16,940−6.8% | Reduced |
| Voloridge Investment Management, LLC | 232,988 | $63.6M | 0.31% | +76,768+49.1% | Added |
| Squarepoint Ops LLC | 224,176 | $61.2M | 0.30% | +1,439+0.6% | Added |
| American Century Companies Inc | 219,221 | $59.8M | 0.05% | +21,553+10.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 218,854 | $59.7M | 0.26% | +31,385+16.7% | Added |
| Northwestern Mutual Wealth Management Co | 214,142 | $58.5M | 0.08% | −2,008−0.9% | Reduced |
| Royal London Asset Management Ltd | 210,498 | $57.5M | 0.19% | +10,857+5.4% | Added |
| Millennium Management LLC | 209,907 | $57.3M | 0.06% | −325,613−60.8% | Reduced |
| Victory Capital Management Inc | 209,557 | $57.2M | 0.07% | +12,519+6.4% | Added |
| Teacher Retirement System of Texas | 206,357 | $56.3M | 0.37% | +12,676+6.5% | Added |
| Fort Washington Investment Advisors Inc | 205,385 | $56.1M | 0.42% | +4,012+2.0% | Added |
| Bollard Group LLC | 195,603 | $53.4M | 1.97% | +769+0.4% | Added |
| Mariner, LLC | 195,473 | $53.4M | 0.14% | +1,650+0.9% | Added |
| SG Americas Securities, LLC | 192,460 | $52.5M | 0.70% | +162,552+543.5% | Added |
| Employees Retirement System of Texas | 186,200 | $50.8M | 0.75% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 182,017 | $49.7M | 0.18% | +48,427+36.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 181,383 | $49.5M | 0.23% | −1,199−0.7% | Reduced |
| Aviva PLC | 181,335 | $49.5M | 0.21% | +18,591+11.4% | Added |
| Financial Counselors Inc | 179,461 | $49.0M | 0.98% | +683+0.4% | Added |
| Russell Investments Group, Ltd. | 178,756 | $49.0M | 0.10% | −41,677−18.9% | Reduced |
| Wellington Management Group LLP | 175,806 | $48.0M | 0.01% | −173,465−49.7% | Reduced |
| D. E. Shaw & Co., Inc. | 172,837 | $47.2M | 0.08% | −368,987−68.1% | Reduced |
| Huntington National Bank | 170,224 | $46.5M | 0.47% | −22,382−11.6% | Reduced |
| Ofi Invest Asset Management | 179,549 | $46.3M | 1.67% | +60,558+50.9% | Added |
| GWM Advisors LLC | 168,959 | $46.1M | 0.51% | +101,569+150.7% | Added |
| Allspring Global Investments Holdings, LLC | 168,496 | $46.0M | 0.08% | −30,136−15.2% | Reduced |
| Federated Hermes, Inc. | 167,324 | $45.7M | 0.12% | +17,689+11.8% | Added |
| Gateway Investment Advisers LLC | 167,312 | $45.7M | 0.57% | −892−0.5% | Reduced |
| Creative Planning | 167,131 | $45.6M | 0.06% | +4,988+3.1% | Added |
| Manning & Napier Group, LLC | 163,887 | $44.7M | 0.55% | −3,263−2.0% | Reduced |
| Ossiam | 163,536 | $44.6M | 0.79% | +162,642+18,192.6% | Added |
| Hyman Charles D | 163,027 | $44.5M | 2.89% | +1,262+0.8% | Added |
| Canada Pension Plan Investment Board | 162,988 | $44.5M | 0.07% | +115,900+246.1% | Added |
| Country Trust Bank | 160,879 | $43.9M | 1.29% | −27,702−14.7% | Reduced |
| Nisa Investment Advisors, LLC | 160,541 | $43.8M | 0.33% | −3,523−2.1% | Reduced |
| InterOcean Capital Group, LLC | 160,396 | $43.8M | 1.34% | +17,711+12.4% | Added |
| Atalanta Sosnoff Capital, LLC | 160,277 | $43.8M | 1.30% | +7,820+5.1% | Added |
| Rheos Capital Works Inc. | 160,000 | $43.7M | 2.63% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 159,583 | $43.6M | 0.83% | −17,001−9.6% | Reduced |
| Calamos Advisors LLC | 156,253 | $42.7M | 0.23% | 00.0% | Unchanged |
| Rathbone Brothers plc | 153,590 | $41.9M | 0.30% | +13,834+9.9% | Added |
| Schonfeld Strategic Advisors LLC | 152,615 | $41.7M | 0.38% | +150,113+5,999.7% | Added |
| American International Group, Inc. | 152,515 | $41.6M | 0.27% | −1,401−0.9% | Reduced |
| United Capital Financial Advisers, LLC | 151,915 | $41.5M | 0.27% | −8,964−5.6% | Reduced |
| Captrust Financial Advisors | 149,120 | $40.7M | 0.16% | +13,764+10.2% | Added |
| Arizona State Retirement System | 145,873 | $39.8M | 0.34% | −1,722−1.2% | Reduced |
| Heritage Investors Management Corp | 145,415 | $39.7M | 1.66% | −11,287−7.2% | Reduced |
| MetLife Investment Management | 142,451 | $38.9M | 0.30% | −4,522−3.1% | Reduced |
| AMF Pensionsforsakring AB | 142,377 | $38.9M | 0.38% | 00.0% | Unchanged |
| Keybank National Association | 141,575 | $38.6M | 0.19% | −4,137−2.8% | Reduced |
| State of Michigan Retirement System | 139,872 | $38.2M | 0.25% | −1,800−1.3% | Reduced |
| Cerity Partners LLC | 138,901 | $37.9M | 0.18% | −22,672−14.0% | Reduced |
| Handelsbanken Fonder AB | 135,422 | $37.0M | 0.21% | +10,476+8.4% | Added |
| Meyer Handelman Co | 133,716 | $36.5M | 1.47% | −2,100−1.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 133,595 | $36.5M | 0.08% | −3,958−2.9% | Reduced |
| Amalgamated Bank | 133,363 | $36.4M | 0.31% | −5,485−4.0% | Reduced |
| Janus Henderson Group PLC | 132,693 | $36.2M | 0.02% | +6,947+5.5% | Added |
| Commerce Bank | 131,519 | $35.9M | 0.28% | −3,106−2.3% | Reduced |
| Assenagon Asset Management S.A. | 130,889 | $35.7M | 0.12% | +116,667+820.3% | Added |
| Conning Inc. | 130,300 | $35.5M | 1.29% | −37,557−22.4% | Reduced |
| Robeco Institutional Asset Management B.V. | 129,316 | $35.3M | 0.09% | −2,103−1.6% | Reduced |
| Kestra Advisory Services, LLC | 128,252 | $35.0M | 0.34% | +10,253+8.7% | Added |
| MML Investors Services, LLC | 127,460 | $34.8M | 0.19% | −17,942−12.3% | Reduced |
| Macquarie Group Ltd | 126,650 | $34.6M | 0.04% | +16,392+14.9% | Added |
| Cetera Advisor Networks LLC | 126,097 | $34.4M | 0.22% | +7,287+6.1% | Added |
| Comerica Bank | 124,829 | $34.1M | 0.18% | −213,632−63.1% | Reduced |
| Daiwa Securities Group Inc. | 116,946 | $34.0M | 0.24% | +9,000+8.3% | Added |
| Blair William & Co | 124,378 | $34.0M | 0.13% | +126+0.1% | Added |