Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DnB Asset Management AS | 123,837 | $33.8M | 0.20% | −5,448−4.2% | Reduced |
| Clark Capital Management Group, Inc. | 123,651 | $33.8M | 0.34% | +119,290+2,735.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 123,436 | $33.7M | 0.11% | +114,799+1,329.2% | Added |
| Forsta Ap-Fonden | 123,000 | $33.6M | 0.37% | −1,000−0.8% | Reduced |
| Tredje AP-fonden | 119,288 | $32.6M | 0.48% | −29,577−19.9% | Reduced |
| S&CO Inc | 119,250 | $32.6M | 2.67% | −20.0% | Reduced |
| Gabelli Funds LLC | 118,755 | $32.4M | 0.26% | −1,720−1.4% | Reduced |
| Capital International Ltd | 117,819 | $32.2M | 1.85% | +332+0.3% | Added |
| Capital International Sarl | 117,635 | $32.1M | 1.47% | +8,424+7.7% | Added |
| Factory Mutual Insurance Co | 116,700 | $31.9M | 0.44% | −25,100−17.7% | Reduced |
| Parallax Volatility Advisers, L.P. | 114,402 | $31.2M | 1.10% | +114,402 | New |
| USS Investment Management Ltd | 113,512 | $31.0M | 0.34% | +3,748+3.4% | Added |
| Minneapolis Portfolio Management Group, LLC | 111,586 | $30.5M | 4.51% | −28,495−20.3% | Reduced |
| O'Shaughnessy Asset Management, LLC | 111,390 | $30.4M | 0.45% | +6,275+6.0% | Added |
| Yousif Capital Management, LLC | 109,726 | $30.0M | 0.38% | −4,940−4.3% | Reduced |
| Edgar Lomax Co | 108,410 | $29.6M | 2.02% | −1,912−1.7% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 105,644 | $28.8M | 0.09% | +7,468+7.6% | Added |
| Levin Capital Strategies, L.P. | 105,584 | $28.8M | 3.60% | −7,461−6.6% | Reduced |
| Capital International Inc | 105,418 | $28.8M | 0.55% | +12,434+13.4% | Added |
| Texas Permanent School Fund | 105,408 | $28.8M | 0.28% | −2,657−2.5% | Reduced |
| IFM Investors Pty Ltd | 104,287 | $28.5M | 0.37% | +3,140+3.1% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 103,883 | $28.4M | 0.98% | −430.0% | Reduced |
| Nichols & Pratt Advisers LLP | 103,873 | $28.4M | 2.15% | −2,514−2.4% | Reduced |
| Bradley Foster & Sargent Inc | 114,494 | $28.2M | 0.59% | 00.0% | Unchanged |
| Xponance, Inc. | 102,800 | $28.1M | 0.38% | +4,892+5.0% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 102,573 | $28.0M | 0.23% | +12,693+14.1% | Added |
| Wesleyan Assurance Society | 101,848 | $27.8M | 3.09% | −12,231−10.7% | Reduced |
| Jennison Associates LLC | 101,845 | $27.8M | 0.02% | +4,241+4.3% | Added |
| Meitav Dash Investments Ltd | 99,318 | $27.6M | 0.45% | −156,868−61.2% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 101,124 | $27.6M | 0.18% | −700−0.7% | Reduced |
| Paralel Advisors LLC | 100,000 | $27.3M | 1.51% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 99,233 | $27.1M | 0.15% | +2,688+2.8% | Added |
| Railway Pension Investments Ltd | 96,100 | $26.2M | 0.28% | +9,900+11.5% | Added |
| Varma Mutual Pension Insurance Co | 95,792 | $26.2M | 0.32% | −36,000−27.3% | Reduced |
| Cresset Asset Management, LLC | 95,773 | $26.1M | 0.18% | +26,746+38.7% | Added |
| Regions Financial Corp | 95,377 | $26.0M | 0.23% | +216+0.2% | Added |
| Vontobel Holding Ltd. | 94,922 | $25.9M | 0.24% | −15,548−14.1% | Reduced |
| Madison Asset Management, LLC | 93,495 | $25.5M | 0.37% | −43,129−31.6% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 92,869 | $25.4M | 0.34% | −7,500−7.5% | Reduced |
| KBC Group NV | 92,777 | $25.3M | 0.10% | −155−0.2% | Reduced |
| Stock Yards Bank & Trust Co | 91,962 | $25.1M | 0.97% | −1,169−1.3% | Reduced |
| Wafra Inc. | 91,392 | $25.0M | 0.83% | +91,392 | New |
| Pinnacle Associates Ltd | 90,769 | $24.8M | 0.46% | +10,445+13.0% | Added |
| AE Wealth Management LLC | 90,701 | $24.8M | 0.15% | +15,893+21.2% | Added |
| Jupiter Asset Management Ltd | 90,593 | $24.7M | 0.27% | +90,593 | New |
| Erste Asset Management GmbH | 89,370 | $24.7M | 0.42% | +9,585+12.0% | Added |
| Czech National Bank | 89,160 | $24.3M | 0.39% | +28,152+46.1% | Added |
| Utah Retirement Systems | 89,105 | $24.3M | 0.35% | +400+0.5% | Added |
| Cubist Systematic Strategies, LLC | 88,978 | $24.3M | 0.30% | +31,750+55.5% | Added |
| Front Barnett Associates LLC | 88,935 | $24.3M | 2.91% | −2,650−2.9% | Reduced |
| Alpha Cubed Investments, LLC | 88,926 | $24.3M | 1.63% | +17,978+25.3% | Added |
| QRG Capital Management, Inc. | 88,824 | $24.2M | 0.42% | +88,824 | New |
| Vaughan David Investments LLC | 87,688 | $23.9M | 0.72% | −9,396−9.7% | Reduced |
| CBOE Vest Financial, LLC | 86,963 | $23.7M | 1.30% | +32,269+59.0% | Added |
| Mercer Global Advisors Inc | 86,899 | $23.7M | 0.09% | −1,166−1.3% | Reduced |
| Chilton Capital Management LLC | 85,092 | $23.2M | 1.30% | −3,163−3.6% | Reduced |
| Main Street Research LLC | 84,839 | $23.2M | 2.39% | +31,883+60.2% | Added |
| Stephens Inc | 83,937 | $22.9M | 0.44% | +1,693+2.1% | Added |
| Virginia Retirement Systems Et Al | 83,712 | $22.9M | 0.23% | +800+1.0% | Added |
| Gotham Asset Management, LLC | 82,859 | $22.6M | 0.47% | +17,473+26.7% | Added |
| Busey Wealth Management | 81,899 | $22.4M | 0.96% | −4,588−5.3% | Reduced |
| Guggenheim Capital LLC | 81,730 | $22.3M | 0.19% | −3,112−3.7% | Reduced |
| Peapack Gladstone Financial Corp | 81,657 | $22.3M | 0.41% | +5,502+7.2% | Added |
| Janney Capital Management LLC | 81,254 | $22.2M | 1.71% | +1,161+1.4% | Added |
| Cutler Investment Counsel LLC | 80,430 | $22.0M | 3.46% | +138+0.2% | Added |
| Public Employees Retirement Association of Colorado | 79,220 | $21.6M | 0.11% | −4,087−4.9% | Reduced |
| Intech Investment Management LLC | 79,031 | $21.6M | 0.32% | +56,939+257.7% | Added |
| Foundry Partners, LLC | 78,468 | $21.4M | 1.33% | −9,717−11.0% | Reduced |
| Willis Investment Counsel | 78,412 | $21.4M | 1.62% | −40,470−34.0% | Reduced |
| CIBC Asset Management Inc | 76,307 | $20.8M | 0.09% | −2,832−3.6% | Reduced |
| Jacobs Levy Equity Management, Inc | 76,291 | $20.8M | 0.12% | −36,110−32.1% | Reduced |
| Mutual of America Capital Management LLC | 75,229 | $20.5M | 0.25% | −2,877−3.7% | Reduced |
| Cetera Investment Advisers | 74,980 | $20.5M | 0.18% | +4,383+6.2% | Added |
| Quadrature Capital Ltd | 74,764 | $20.4M | 0.42% | −11,166−13.0% | Reduced |
| Beacon Pointe Advisors, LLC | 74,215 | $20.3M | 0.25% | +13,232+21.7% | Added |
| Glenview Trust Co | 74,175 | $20.2M | 0.56% | −5,031−6.4% | Reduced |
| Marco Investment Management LLC | 74,118 | $20.2M | 2.33% | −730−1.0% | Reduced |
| Thrivent Financial for Lutherans | 73,633 | $20.2M | 0.05% | −7,804−9.6% | Reduced |
| FineMark National Bank & Trust | 73,343 | $20.0M | 0.87% | +665+0.9% | Added |
| New York Life Investment Management LLC | 73,104 | $20.0M | 0.22% | −328−0.4% | Reduced |
| Brown Advisory Inc | 72,873 | $19.9M | 0.03% | +4,154+6.0% | Added |
| D.A. Davidson & Co. | 72,136 | $19.7M | 0.21% | −1,184−1.6% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 72,117 | $19.7M | 0.67% | +1,798+2.6% | Added |
| Swiss Life Asset Management Ltd | 72,072 | $19.7M | 0.30% | +6,302+9.6% | Added |
| Associated Banc-Corp | 72,003 | $19.7M | 0.76% | −932−1.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 71,777 | $19.6M | 0.30% | +13,870+24.0% | Added |
| NorthCrest Asset Manangement, LLC | 71,737 | $19.6M | 0.80% | −500−0.7% | Reduced |
| Umb Bank N A | 71,220 | $19.4M | 0.31% | −4,727−6.2% | Reduced |
| Banco Santander, S.A. | 70,112 | $19.1M | 0.27% | −8,213−10.5% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 69,109 | $18.9M | 0.14% | −5,230−7.0% | Reduced |
| Grassi Investment Management | 69,004 | $18.8M | 2.17% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 68,765 | $18.8M | 2.59% | +48+0.1% | Added |
| Oppenheimer & Co Inc | 68,197 | $18.6M | 0.38% | −6,483−8.7% | Reduced |
| Westchester Capital Management, Inc. | 67,894 | $18.5M | 5.31% | −1,064−1.5% | Reduced |
| State of Alaska, Department of Revenue | 67,716 | $18.5M | 0.23% | −3,260−4.6% | Reduced |
| CIBC World Markets Corp | 67,685 | $18.5M | 0.18% | +7,296+12.1% | Added |
| CCM Investment Advisers LLC | 66,683 | $18.2M | 2.51% | −1,739−2.5% | Reduced |
| Advisors Capital Management, LLC | 66,319 | $18.1M | 0.46% | +591+0.9% | Added |
| Callahan Advisors, LLC | 65,283 | $17.8M | 2.24% | +1,126+1.8% | Added |
| Candriam Luxembourg S.C.A. | 64,605 | $17.6M | 0.14% | −94,800−59.5% | Reduced |