Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Investors Research Corp | 3 | $819 | 0.00% | −206−98.6% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 4 | $1.09K | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 5 | $1.23K | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 6 | $1.50K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 8 | $2.19K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 10 | $2.73K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 12 | $2.82K | 0.00% | +12 | New |
| Red Tortoise LLC | 11 | $3.00K | 0.00% | 00.0% | Unchanged |
| Blume Capital Management, Inc. | 13 | $3.55K | 0.00% | 00.0% | Unchanged |
| PayPay Securities Corp | 14 | $3.82K | 0.18% | 00.0% | Unchanged |
| JDM Financial Group LLC | 14 | $3.82K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 17 | $4.64K | 0.00% | +5+41.7% | Added |
| DecisionPoint Financial, LLC | 25 | $6.83K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 25 | $6.83K | 0.00% | 00.0% | Unchanged |
| Winch Advisory Services, LLC | 25 | $7.00K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 28 | $7.64K | 0.01% | +28 | New |
| Atlas Capital Advisors LLC | 29 | $7.92K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $7.92K | 0.00% | 00.0% | Unchanged |
| New Millennium Group LLC | 29 | $8.00K | 0.01% | 00.0% | Unchanged |
| Lam Group, Inc. | 30 | $8.19K | 0.01% | 00.0% | Unchanged |
| TFC Financial Management | 35 | $9.59K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 37 | $10.1K | 0.00% | +37 | New |
| Kelly Financial Services LLC | 39 | $10.6K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 41 | $11.2K | 0.00% | +18+78.3% | Added |
| TD Capital Management LLC | 41 | $11.3K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 50 | $13.7K | 0.00% | 00.0% | Unchanged |
| West Tower Group, LLC | 51 | $13.9K | 0.01% | −136−72.7% | Reduced |
| Horizon Bancorp Inc | 53 | $14.0K | 0.01% | −40−43.0% | Reduced |
| RVW Wealth, LLC | 53 | $14.5K | 0.00% | +53 | New |
| Raffa Wealth Management, LLC | 59 | $16.1K | 0.01% | 00.0% | Unchanged |
| Grayhawk Investment Strategies Inc. | 61 | $16.7K | 0.01% | 00.0% | Unchanged |
| MUFG Securities EMEA plc | 64 | $17.5K | 0.00% | −71−52.6% | Reduced |
| Manitou Investment Management Ltd. | 65 | $17.7K | 0.00% | +65 | New |
| AlphaMark Advisors, LLC | 65 | $18.0K | 0.01% | −100−60.6% | Reduced |
| Credential Qtrade Securities Inc. | 67 | $18.3K | 0.00% | 00.0% | Unchanged |
| Belmont Capital, LLC | 70 | $19.1K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 74 | $20.2K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $20.7K | 0.01% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 79 | $21.6K | 0.01% | 00.0% | Unchanged |
| DB Fitzpatrick & Co, Inc | 88 | $24.0K | 0.03% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 100 | $27.3K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $27.3K | 0.02% | 00.0% | Unchanged |
| Northwest Capital Management Inc | 101 | $27.7K | 0.01% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 102 | $27.7K | 0.02% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 110 | $30.1K | 0.01% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 111 | $30.3K | 0.02% | −12−9.8% | Reduced |
| Iron Horse Wealth Management, LLC | 116 | $31.7K | 0.02% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 116 | $31.7K | 0.05% | +1+0.9% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 120 | $32.8K | 0.00% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 121 | $33.0K | 0.01% | −179−59.7% | Reduced |
| Riggs Asset Managment Co. Inc. | 122 | $33.3K | 0.01% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 124 | $34.1K | 0.02% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 126 | $34.4K | 0.02% | 00.0% | Unchanged |
| Centennial Bank | 131 | $35.8K | 0.02% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 132 | $36.0K | 0.02% | 00.0% | Unchanged |
| Syntax Research, Inc. | 135 | $36.9K | 0.03% | +135 | New |
| Moisand Fitzgerald Tamayo, LLC | 136 | $37.1K | 0.01% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 139 | $37.9K | 0.01% | +36+35.0% | Added |
| IMA Wealth, Inc. | 145 | $39.6K | 0.01% | 00.0% | Unchanged |
| First Pacific Financial | 149 | $40.7K | 0.02% | 00.0% | Unchanged |
| Authentikos Wealth Advisory, LLC | 149 | $40.7K | 0.04% | +149 | New |
| Hoese & Co LLP | 150 | $41.0K | 0.04% | 00.0% | Unchanged |
| Abound Wealth Management | 151 | $41.4K | 0.02% | −17−10.1% | Reduced |
| Vestor Capital, LLC | 154 | $42.0K | 0.00% | +154 | New |
| Private Ocean, LLC | 154 | $42.0K | 0.01% | −518−77.1% | Reduced |
| Mascoma Wealth Management LLC | 155 | $42.3K | 0.01% | 00.0% | Unchanged |
| Lee Financial Co | 155 | $42.3K | 0.01% | 00.0% | Unchanged |
| Rational Advisors LLC | 155 | $42.3K | 0.00% | +155 | New |
| Milestone Investment Advisors LLC | 160 | $43.7K | 0.01% | +160 | New |
| VitalStone Financial, LLC | 182 | $44.0K | 0.04% | 00.0% | Unchanged |
| HWG Holdings LP | 162 | $44.2K | 0.02% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 164 | $44.8K | 0.02% | +67+69.1% | Added |
| HBC Financial Services, PLLC | 167 | $45.0K | 0.03% | +1+0.6% | Added |
| Capital Advisors, Ltd. LLC | 166 | $45.0K | 0.01% | 00.0% | Unchanged |
| Compass Wealth Management LLC | 165 | $45.0K | 0.01% | 00.0% | Unchanged |
| WFA Asset Management Corp | 172 | $47.0K | 0.03% | +10+6.2% | Added |
| Wolff Wiese Magana LLC | 182 | $49.7K | 0.04% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 189 | $51.5K | 0.04% | 00.0% | Unchanged |
| America First Investment Advisors, LLC | 192 | $52.4K | 0.01% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 194 | $53.0K | 0.00% | +13+7.2% | Added |
| Estabrook Capital Management | 200 | $54.6K | 0.01% | −100−33.3% | Reduced |
| Morgan Dempsey Capital Management LLC | 200 | $54.6K | 0.02% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $54.6K | 0.03% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $54.6K | 0.03% | +200 | New |
| SOA Wealth Advisors, LLC. | 204 | $55.6K | 0.01% | −221−52.0% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 206 | $56.2K | 0.02% | 00.0% | Unchanged |
| Atlantic Private Wealth, LLC | 209 | $57.0K | 0.06% | +1+0.5% | Added |
| Horizons Wealth Management | 211 | $57.5K | 0.04% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 217 | $59.0K | 0.02% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 220 | $60.1K | 0.04% | 00.0% | Unchanged |
| Bray Capital Advisors | 222 | $60.5K | 0.02% | +1+0.5% | Added |
| Natixis | 223 | $60.9K | 0.00% | +223 | New |
| Horrell Capital Management, Inc. | 226 | $62.0K | 0.02% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 228 | $62.2K | 0.04% | +38+20.0% | Added |
| Dividend Assets Capital, LLC | 229 | $63.0K | 0.01% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 244 | $66.6K | 0.09% | +214+713.3% | Added |
| Clean Yield Group | 245 | $66.8K | 0.03% | 00.0% | Unchanged |
| JNBA Financial Advisors | 246 | $67.2K | 0.01% | +27+12.3% | Added |
| Rock Creek Group, LP | 247 | $67.4K | 0.01% | −138−35.8% | Reduced |
| Park Place Capital Corp | 247 | $67.4K | 0.02% | +4+1.6% | Added |