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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q3 2023 vs. Q2 2023

How the institutions holding Caterpillar Inc changed between Q2 2023 and Q3 2023.

All holders in Q3 2023All holders in Q2 2023

13F holders of CAT: Q2 2023 compared with Q3 2023
MeasureQ2 2023Of which not filed for Q3 2023Q3 2023Change
Holders2,329302,409+110
Shares359.0M384.3K356.3M−2.26M (−0.6%)
Value$88.0B$94.6M$97.3B+$9.42B (+10.7%)

30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (190)

Institutions that held Caterpillar Inc at the end of Q3 2023 but not at the end of Q2 2023.

Showing the largest 100 of 190 by value.

Institutions new to CAT in Q3 2023
InstitutionSharesValue% of portfolio
First Republic Investment Management, Inc.373,157$101.9M0.29%
Holocene Advisors, LP320,619$87.5M0.39%
Pictet Asset Management Holding SA246,609$67.3M0.08%
Parallax Volatility Advisers, L.P.114,402$31.2M1.10%
Wafra Inc.91,392$25.0M0.83%
Jupiter Asset Management Ltd90,593$24.7M0.27%
QRG Capital Management, Inc.88,824$24.2M0.42%
Kadensa Capital Ltd60,951$16.6M3.28%
Two Sigma Investments, LP59,659$16.3M0.05%
Verition Fund Management LLC33,711$9.20M0.12%
Jamison Private Wealth Management, Inc.33,397$9.12M1.89%
Envestnet Portfolio Solutions, Inc.32,245$8.80M0.04%
Scopus Asset Management, L.P.28,700$7.84M0.30%
Claudia M.P. Batlle, CRP (R) LLC26,799$7.32M2.44%
Granite Bay Wealth Management, LLC23,662$6.45M0.06%
Walleye Capital LLC22,251$6.07M0.09%
Tiaa Trust, National Association20,758$5.67M0.02%
Vident Advisory, LLC18,967$5.18M0.16%
Pearl River Capital, LLC18,922$5.17M0.81%
Artemis Investment Management LLP16,921$4.62M0.06%
Surience Private Wealth LLC13,198$3.60M6.98%
IMC-Chicago, LLC12,608$3.44M0.22%
Mizuho Markets Americas LLC12,061$3.29M0.12%
BCJ Capital Management, LLC11,597$3.17M0.29%
MWA Asset Management11,334$3.09M2.99%
GQG Partners LLC11,200$3.06M0.01%
NEOS Investment Management LLC11,085$3.03M0.39%
River Street Advisors LLC8,979$2.45M2.31%
Radnor Capital Management, LLC8,662$2.37M0.47%
Old Port Advisors8,393$2.29M0.83%
Strategic Investment Advisors8,387$2.29M0.38%
Stevens Capital Management LP8,374$2.29M0.66%
Truepoint, Inc.8,052$2.20M0.07%
Redwood Investment Management, LLC7,269$1.98M0.17%
Worth Asset Management, LLC7,084$1.93M1.56%
Caas Capital Management LP6,900$1.88M0.42%
NBC Securities, Inc.6,723$1.83M0.20%
Ramirez Asset Management, Inc.6,628$1.81M0.39%
Ibex Wealth Advisors6,591$1.80M0.46%
Fosun International Ltd5,188$1.42M0.23%
Wolff Financial Management LLC5,130$1.40M0.48%
Veracity Capital LLC4,276$1.17M0.54%
JW Asset Management, LLC4,024$1.10M0.48%
Syon Capital LLC3,959$1.08M0.13%
BlueCrest Capital Management Ltd3,668$1.00M0.16%
Delta Financial Group, Inc.3,547$968.0K0.33%
SS&H Financial Advisors, Inc.3,525$962.0K0.45%
Savoie Capital LLC3,465$945.9K0.25%
Retirement Guys Formula LLC3,304$902.0K0.63%
Concord Asset Management, LLC3,178$867.6K0.29%
Alphadyne Asset Management LP3,168$864.9K0.42%
Prosperitas Financial LLC3,152$860.7K0.67%
Provenance Wealth Advisors, LLC3,003$819.8K0.13%
Compass Ion Advisors, LLC2,950$805.2K0.14%
Threadgill Financial, LLC2,956$801.8K0.61%
Rogco, LP2,917$796.3K0.39%
CTC Alternative Strategies, Ltd.2,900$791.7K1.49%
Virtus ETF Advisers LLC2,900$791.7K0.48%
Fi3 FINANCIAL ADVISORS, LLC2,896$790.5K0.43%
Alpha DNA Investment Management LLC2,874$784.6K0.50%
First Command Advisory Services, Inc.2,816$768.8K0.01%
Friedenthal Financial2,751$751.0K0.51%
Mach-1 Financial Group, Inc.2,687$733.6K0.31%
Klingenstein Fields & Co LP2,639$720.4K0.04%
Granite Investment Partners, LLC2,542$694.0K0.03%
Northstar Advisory Group, LLC2,520$688.0K0.50%
IFG Advisory, LLC2,480$677.1K0.06%
Grandview Asset Management LLC2,461$672.0K0.39%
Eisler Capital (US) LLC2,431$663.7K0.24%
Balyasny Asset Management LLC2,221$606.3K0.00%
Bedel Financial Consulting Inc1,887$515.3K0.10%
Elwood & Goetz Wealth Advisory Group, LLC1,878$512.7K0.12%
Neo Ivy Capital Management1,760$480.0K0.21%
Relative Value Partners Group, LLC1,729$472.0K0.03%
DRW Securities, LLC1,722$470.0K0.04%
Banque Pictet & Cie SA1,700$464.1K0.01%
Infrastructure Capital Advisors, LLC1,228$440.2K0.08%
BCS Wealth Management1,566$428.0K0.18%
Bridgeworth, LLC1,553$424.1K0.05%
Peoples Bank1,544$421.5K0.36%
Gallacher Capital Management LLC1,506$411.0K0.26%
Uncommon Cents Investing LLC1,455$397.2K0.15%
Connecticut Wealth Management, LLC1,440$393.1K0.03%
Capital CS Group, LLC1,437$392.3K0.47%
Householder Group Estate & Retirement Specialist, LLC1,410$385.0K0.14%
Compton Wealth Advisory Group, LLC1,385$378.1K0.13%
AdvisorShares Investments LLC1,363$372.1K0.10%
Morningstar Investment Services LLC1,327$366.0K0.00%
Commerzbank Aktiengesellschaft1,322$361.0K0.02%
Forbes J M & Co LLP1,307$356.8K0.05%
Pinkerton Retirement Specialists, LLC1,261$344.3K0.07%
Crestone Asset Management LLC1,255$342.6K0.08%
Greenup Street Wealth Management LLC1,238$338.0K0.11%
Garrett Wealth Advisory Group, LLC1,227$335.0K0.15%
Blueprint Investment Partners LLC1,214$331.4K0.11%
Secure Asset Management, LLC1,174$320.4K0.10%
Migdal Insurance & Financial Holdings Ltd.1,160$317.0K0.01%
Kure Advisory, LLC1,139$310.9K0.18%
Childress Capital Advisors, LLC1,126$307.4K0.10%
Kolinsky Wealth Management, LLC1,097$299.4K0.30%

Sold out (80)

Institutions that held Caterpillar Inc at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of CAT in Q3 2023
InstitutionShares, Q2 2023Value, Q2 2023
Connor, Clark & Lunn Investment Management Ltd.108,977$26.8M
Fullerton Fund Management Co Ltd.54,995$13.5M
Trexquant Investment LP43,224$10.6M
Andra AP-fonden39,800$9.79M
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD39,368$9.65M
Simplex Trading, LLC26,254$6.46M
Grantham, Mayo, Van Otterloo & Co. LLC26,189$6.44M
Veritable, L.P.25,354$6.24M
Kiwi Wealth Investments Limited Partnership22,454$5.53M
Teza Capital Management LLC18,418$4.53M
Bridgewater Associates, LP15,761$3.88M
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD13,932$3.41M
Susquehanna Fundamental Investments, LLC12,500$3.08M
Financial Sense Advisors, Inc.11,381$2.80M
Commonwealth Retirement Investments LLC11,259$2.77M
Ergoteles LLC10,758$2.65M
FIL Ltd9,215$2.27M
Emfo, LLC8,893$2.19M
Kempner Capital Management Inc.7,842$1.93M
Quantamental Technologies LLC6,300$1.55M
HBK Investments L P6,222$1.53M
Harvest Volatility Management LLC5,495$1.35M
Dynamic Technology Lab Private Ltd5,360$1.32M
Tempus Wealth Planning, LLC5,300$1.30M
K.J. Harrison & Partners Inc5,000$1.23M
Solidarilty Wealth, LLC4,774$1.17M
Duality Advisers, LP4,447$1.09M
Maverick Capital LtdSuperinvestorMaverick Capital4,148$1.02M
Sciencast Management LP4,012$990.2K
Vident Investment Advisory, LLC3,680$904.5K
Maven Securities LTD3,609$888.0K
Machina Capital S.A.S.3,509$863.4K
AM Squared Ltd3,000$738.1K
Arrowstreet Capital, Limited Partnership2,602$640.0K
XTX Topco Ltd2,304$566.9K
CTC LLC2,180$536.4K
Bayesian Capital Management, LP2,000$492.1K
FAI Wealth Management1,910$470.0K
Qsemble Capital Management, LP1,750$430.6K
Contravisory Investment Management, Inc.1,700$418.3K
Gsa Capital Partners LLP1,631$401.0K
Quantbot Technologies LP1,603$394.4K
Navellier & Associates Inc1,600$393.7K
Davis Investment Partners, LLC1,421$370.9K
Braun-Bostich & Associates Inc.1,498$368.6K
Brookfield Asset Management Inc.1,451$357.0K
Fox Run Management, L.L.C.1,451$357.0K
GFG Capital, LLC1,428$351.4K
GraniteShares Advisors LLC1,422$349.9K
TFB Advisors LLC1,357$333.9K
Laidlaw Wealth Management LLC1,322$325.2K
M Holdings Securities, Inc.1,279$315.0K
DuPont Capital Management Corp1,270$312.5K
Crewe Advisors LLC1,256$309.0K
Cordatus Wealth Management LLC1,235$304.0K
Corton Capital Inc.1,228$302.1K
Meridian Financial Partners LLC1,106$289.0K
Charles Schwab Investment Advisory, Inc.1,170$287.9K
CM Wealth Advisors LLC1,086$284.2K
Stelac Advisory Services LLC1,154$283.9K
Mizuho Securities Co. Ltd.1,100$270.7K
Gyroscope Capital Management Group, LLC1,000$246.1K
Deuterium Capital Management, LLC932$229.3K
Balboa Wealth Partners901$221.8K
TD Ameritrade Investment Management, LLC899$221.0K
ERTS Wealth Advisors, LLC885$217.8K
AlphaQ Advisors LLC867$213.3K
Cook Wealth Management Group LLC809$209.0K
NEIRG Wealth Management, LLC833$204.9K
First National Bank of Omaha826$203.2K
MRP Capital Investments, LLC510$125.5K
O'Dell Group, LLC315$77.4K
Fiduciary Alliance LLC272$66.9K
SkyView Investment Advisors, LLC151$37.0K
Arlington Partners LLC133$32.7K
Horan Securities, Inc.110$27.0K
Ridgewood Investments LLC99$24.4K
Gilder Gagnon Howe & Co LLC30$7.38K
25 LLC4$1.02K
PEAK6 Investments LLC3$684

Not filed for Q3 2023 yet (30)

Institutions that held Caterpillar Inc at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.