Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fiduciary Trust Co | 64,234 | $17.5M | 0.32% | +280.0% | Added |
| Delta Asset Management LLC | 64,213 | $17.5M | 1.83% | −141−0.2% | Reduced |
| Harvest Portfolios Group Inc. | 63,274 | $17.3M | 0.82% | −20,013−24.0% | Reduced |
| Baker Avenue Asset Management, LP | 62,440 | $17.0M | 0.85% | −2,490−3.8% | Reduced |
| Massmutual Trust Co FSB | 62,165 | $17.0M | 0.63% | −160−0.3% | Reduced |
| Integrated Advisors Network LLC | 61,632 | $16.8M | 1.03% | −392−0.6% | Reduced |
| Kadensa Capital Ltd | 60,951 | $16.6M | 3.28% | +60,951 | New |
| Kovitz Investment Group Partners, LLC | 60,229 | $16.4M | 0.30% | −1,392−2.3% | Reduced |
| Blackhill Capital Inc | 60,000 | $16.4M | 1.58% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 59,659 | $16.3M | 0.05% | +59,659 | New |
| Cetera Advisors LLC | 58,699 | $16.0M | 0.25% | +13,290+29.3% | Added |
| KCM Investment Advisors LLC | 58,402 | $15.9M | 0.69% | −984−1.7% | Reduced |
| Congress Asset Management Co | 58,375 | $15.9M | 0.14% | −659−1.1% | Reduced |
| Independent Advisor Alliance | 58,373 | $15.9M | 0.72% | −841−1.4% | Reduced |
| Nissay Asset Management Corp | 58,263 | $15.9M | 0.14% | +1,930+3.4% | Added |
| Worldquant Millennium Advisors LLC | 57,946 | $15.8M | 0.24% | −16,261−21.9% | Reduced |
| RiverFront Investment Group, LLC | 57,304 | $15.6M | 0.55% | +2,621+4.8% | Added |
| Gladius Capital Management LP | 57,291 | $15.6M | 4.49% | +56,253+5,419.4% | Added |
| PGGM Investments | 56,626 | $15.5M | 0.27% | +16,105+39.7% | Added |
| Moran Wealth Management, LLC | 56,070 | $15.3M | 0.59% | −320−0.6% | Reduced |
| Eisler Capital (UK) Ltd. | 55,938 | $15.3M | 0.67% | +4,654+9.1% | Added |
| Richard C. Young & CO., LTD. | 55,521 | $15.2M | 2.16% | +373+0.7% | Added |
| Birmingham Capital Management Co Inc | 55,135 | $15.1M | 6.22% | +725+1.3% | Added |
| B. Metzler seel. Sohn & Co. AG | 55,099 | $15.0M | 0.23% | +350+0.6% | Added |
| Public Sector Pension Investment Board | 54,645 | $14.9M | 0.11% | +5,297+10.7% | Added |
| Greenwood Gearhart Inc | 54,505 | $14.9M | 1.76% | +611+1.1% | Added |
| ING Groep NV | 54,169 | $14.8M | 0.13% | +7,976+17.3% | Added |
| Private Advisor Group, LLC | 54,130 | $14.8M | 0.13% | −15,795−22.6% | Reduced |
| Wharton Business Group, LLC | 54,028 | $14.8M | 0.82% | +8,301+18.2% | Added |
| LaFleur & Godfrey LLC | 52,930 | $14.4M | 2.31% | +125+0.2% | Added |
| Wealthfront Advisers LLC | 52,714 | $14.4M | 0.06% | +5,348+11.3% | Added |
| Whittier Trust Co | 52,012 | $14.2M | 0.25% | +339+0.7% | Added |
| Charter Trust Co | 51,365 | $14.0M | 1.12% | −796−1.5% | Reduced |
| CWM Advisors, LLC | 51,032 | $13.9M | 1.78% | +46,678+1,072.1% | Added |
| Howe & Rusling Inc | 50,885 | $13.9M | 1.64% | +329+0.7% | Added |
| Dearborn Partners LLC | 50,876 | $13.9M | 0.55% | −209−0.4% | Reduced |
| Clear Harbor Asset Management, LLC | 50,350 | $13.7M | 1.43% | −129−0.3% | Reduced |
| TD Waterhouse Canada Inc. | 49,570 | $13.7M | 0.14% | −1,293−2.5% | Reduced |
| La Banque Postale Asset Management SA | 49,874 | $13.6M | 0.30% | +25,916+108.2% | Added |
| Aptus Capital Advisors, LLC | 49,709 | $13.6M | 0.40% | −1,947−3.8% | Reduced |
| M&G Investment Management Ltd | 47,731 | $13.0M | 0.10% | −12,776−21.1% | Reduced |
| Bank of Nova Scotia | 47,708 | $13.0M | 0.03% | +5,317+12.5% | Added |
| Dana Investment Advisors, Inc. | 47,457 | $13.0M | 0.66% | +43,228+1,022.2% | Added |
| Crossmark Global Holdings, Inc. | 47,267 | $12.9M | 0.29% | −3,691−7.2% | Reduced |
| Gulf International Bank (UK) Ltd | 47,231 | $12.9M | 0.36% | −5,015−9.6% | Reduced |
| Teachers Retirement System of the State of Kentucky | 47,072 | $12.9M | 0.13% | 00.0% | Unchanged |
| Congress Wealth Management LLC | 46,946 | $12.8M | 0.26% | +433+0.9% | Added |
| British Columbia Investment Management Corp | 46,857 | $12.8M | 0.12% | +241+0.5% | Added |
| Bogart Wealth, LLC | 46,491 | $12.7M | 0.78% | −1,051−2.2% | Reduced |
| Salem Investment Counselors Inc | 46,476 | $12.7M | 0.48% | −139−0.3% | Reduced |
| Mastrapasqua Asset Management Inc | 45,783 | $12.5M | 1.47% | −60−0.1% | Reduced |
| Meridian Wealth Management, LLC | 45,752 | $12.5M | 0.77% | +22,476+96.6% | Added |
| Pathstone Family Office, LLC | 45,394 | $12.4M | 0.10% | +26,304+137.8% | Added |
| Cullinan Associates Inc | 45,267 | $12.4M | 0.72% | +8,508+23.1% | Added |
| Scotia Capital Inc. | 45,249 | $12.4M | 0.09% | +4,420+10.8% | Added |
| American Assets Investment Management, LLC | 45,000 | $12.3M | 1.37% | 00.0% | Unchanged |
| Central Trust Co | 44,968 | $12.3M | 0.35% | −2,170−4.6% | Reduced |
| Lee Danner & Bass Inc | 44,925 | $12.3M | 1.11% | −1,505−3.2% | Reduced |
| Community Bank of Raymore | 44,615 | $12.2M | 5.67% | −450−1.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 44,353 | $12.1M | 0.12% | −4,736−9.6% | Reduced |
| Cornerstone Advisors, LLC | 43,900 | $12.0M | 0.56% | +2,400+5.8% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 44,238 | $12.0M | 0.16% | −7,210−14.0% | Reduced |
| Allied Investment Advisors, LLC | 43,755 | $11.9M | 3.57% | −263−0.6% | Reduced |
| Atria Investments LLC | 43,561 | $11.9M | 0.21% | +2,203+5.3% | Added |
| CIBC Private Wealth Group, LLC | 43,556 | $11.9M | 0.03% | −2,439−5.3% | Reduced |
| Culbertson A N & Co Inc | 43,515 | $11.9M | 2.38% | +144+0.3% | Added |
| Advisory Services Network, LLC | 43,462 | $11.9M | 0.32% | +2,305+5.6% | Added |
| Elo Mutual Pension Insurance Co | 43,118 | $11.8M | 0.36% | +627+1.5% | Added |
| Clifford Swan Investment Counsel LLC | 42,994 | $11.7M | 0.49% | −450−1.0% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 42,706 | $11.7M | 0.55% | +611+1.5% | Added |
| Savant Capital, LLC | 42,647 | $11.6M | 0.17% | +16,574+63.6% | Added |
| Fayez Sarofim & Co | 42,545 | $11.6M | 0.04% | +3,371+8.6% | Added |
| Dodge & Cox | 42,379 | $11.6M | 0.01% | +12,380+41.3% | Added |
| Hantz Financial Services, Inc. | 42,263 | $11.5M | 0.29% | +717+1.7% | Added |
| Atwater Malick LLC | 42,015 | $11.5M | 5.05% | +172+0.4% | Added |
| Strategic Global Advisors, LLC | 41,987 | $11.5M | 1.91% | +7,035+20.1% | Added |
| Blue Chip Partners, Inc. | 41,984 | $11.5M | 1.37% | −30,316−41.9% | Reduced |
| Davenport & Co LLC | 41,735 | $11.4M | 0.09% | −673−1.6% | Reduced |
| Ethic Inc. | 41,311 | $11.3M | 0.40% | +3,524+9.3% | Added |
| Kentucky Retirement Systems | 41,300 | $11.3M | 0.39% | −136−0.3% | Reduced |
| Baader Bank INC | 41,173 | $11.2M | 1.02% | −9,433−18.6% | Reduced |
| Jacobs & Co | 41,150 | $11.2M | 1.40% | −1,313−3.1% | Reduced |
| Stillwater Capital Advisors, LLC | 40,603 | $11.1M | 2.02% | +210+0.5% | Added |
| Rafferty Asset Management, LLC | 40,576 | $11.1M | 0.07% | +3,331+8.9% | Added |
| Pittenger & Anderson Inc | 40,285 | $11.0M | 0.55% | +150+0.4% | Added |
| JustInvest LLC | 39,996 | $10.9M | 0.33% | +3,905+10.8% | Added |
| Maryland State Retirement & Pension System | 39,779 | $10.9M | 0.25% | +325+0.8% | Added |
| National Asset Management, Inc. | 39,548 | $10.8M | 0.29% | −67,453−63.0% | Reduced |
| Atria Wealth Solutions, Inc. | 39,482 | $10.8M | 0.15% | +1,391+3.7% | Added |
| Oregon Public Employees Retirement Fund | 39,397 | $10.8M | 0.15% | −736−1.8% | Reduced |
| LS Investment Advisors, LLC | 39,127 | $10.7M | 2.01% | −705−1.8% | Reduced |
| Capital Investment Advisors, LLC | 39,066 | $10.7M | 0.30% | −27,945−41.7% | Reduced |
| Prio Wealth Limited Partnership | 38,939 | $10.6M | 0.41% | −201−0.5% | Reduced |
| Stockman Wealth Management, Inc. | 38,795 | $10.6M | 2.33% | −2,666−6.4% | Reduced |
| Noesis Capital Mangement Corp | 38,752 | $10.6M | 2.77% | −530−1.3% | Reduced |
| ExodusPoint Capital Management, LP | 38,678 | $10.6M | 0.14% | −6,404−14.2% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 38,241 | $10.4M | 0.24% | +26,473+225.0% | Added |
| Lido Advisors, LLC | 38,024 | $10.4M | 0.12% | −28,800−43.1% | Reduced |
| Achmea Investment Management B.V. | 37,746 | $10.3M | 0.22% | +1,856+5.2% | Added |
| Dakota Wealth Management | 37,568 | $10.3M | 0.45% | +255+0.7% | Added |