Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ziegler Capital Management, LLC | 37,562 | $10.3M | 0.41% | −842−2.2% | Reduced |
| MainStreet Investment Advisors LLC | 37,433 | $10.2M | 1.19% | −2,510−6.3% | Reduced |
| Parsons Capital Management Inc | 37,094 | $10.1M | 0.80% | +69+0.2% | Added |
| Synovus Financial Corp | 37,049 | $10.1M | 0.12% | −78−0.2% | Reduced |
| Acadian Asset Management LLC | 37,040 | $10.1M | 0.04% | −18,425−33.2% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 36,981 | $10.1M | 0.22% | +11,372+44.4% | Added |
| Securian Asset Management, Inc | 36,608 | $9.99M | 0.30% | −6,223−14.5% | Reduced |
| Simmons Bank | 36,491 | $9.96M | 0.88% | −1,452−3.8% | Reduced |
| First National Trust Co | 36,211 | $9.89M | 0.47% | −2,468−6.4% | Reduced |
| Oppenheimer Asset Management Inc. | 36,169 | $9.87M | 0.15% | +112+0.3% | Added |
| CWM, LLC | 35,964 | $9.82M | 0.06% | +15,673+77.2% | Added |
| James Investment Research Inc | 35,792 | $9.77M | 1.29% | −328−0.9% | Reduced |
| Whittier Trust Co of Nevada Inc | 35,643 | $9.73M | 0.34% | −406−1.1% | Reduced |
| Hartford Investment Management Co | 34,984 | $9.55M | 0.38% | −1,372−3.8% | Reduced |
| Norinchukin Bank, The | 34,948 | $9.54M | 0.22% | −22,618−39.3% | Reduced |
| NBT Bank N A | 34,943 | $9.54M | 0.92% | +13,287+61.4% | Added |
| Pacer Advisors, Inc. | 34,869 | $9.52M | 0.04% | +683+2.0% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 34,850 | $9.51M | 1.11% | −606−1.7% | Reduced |
| Prospera Financial Services Inc | 34,789 | $9.50M | 0.37% | −3,146−8.3% | Reduced |
| Welch Group, LLC | 34,761 | $9.49M | 0.56% | +140+0.4% | Added |
| TownSquare Capital, LLC | 34,574 | $9.44M | 0.17% | +430+1.3% | Added |
| HB Wealth Management, LLC | 34,550 | $9.43M | 0.15% | +1,908+5.8% | Added |
| Freemont Management S.A. | 34,200 | $9.34M | 1.50% | −5,800−14.5% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $9.34M | 2.60% | 00.0% | Unchanged |
| Putnam Investments LLC | 34,038 | $9.29M | 0.01% | −3,455−9.2% | Reduced |
| Verition Fund Management LLC | 33,711 | $9.20M | 0.12% | +33,711 | New |
| Jamison Private Wealth Management, Inc. | 33,397 | $9.12M | 1.89% | +33,397 | New |
| Lyell Wealth Management, LP | 33,194 | $9.06M | 1.22% | −337−1.0% | Reduced |
| Banque Cantonale Vaudoise | 32,661 | $8.92M | 0.45% | −3,439−9.5% | Reduced |
| LMCG Investments, LLC | 32,580 | $8.89M | 0.60% | +548+1.7% | Added |
| Tufton Capital Management | 32,332 | $8.83M | 1.97% | −2,734−7.8% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 32,245 | $8.80M | 0.04% | +32,245 | New |
| Texas Capital Bank Wealth Management Services Inc | 32,217 | $8.80M | 1.11% | −8,466−20.8% | Reduced |
| Louisiana State Employees Retirement System | 31,600 | $8.63M | 0.20% | −300−0.9% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 31,322 | $8.55M | 2.95% | −229−0.7% | Reduced |
| Sigma Planning Corp | 31,156 | $8.51M | 0.32% | +3,208+11.5% | Added |
| Philadelphia Trust Co | 31,022 | $8.47M | 0.87% | −4,517−12.7% | Reduced |
| Quantinno Capital Management LP | 30,909 | $8.44M | 0.38% | +4,118+15.4% | Added |
| First American Trust, FSB | 30,431 | $8.31M | 1.18% | −785−2.5% | Reduced |
| Kestra Private Wealth Services, LLC | 30,415 | $8.30M | 0.26% | +2,337+8.3% | Added |
| Segall Bryant & Hamill, LLC | 30,032 | $8.20M | 0.09% | −649−2.1% | Reduced |
| Illinois Municipal Retirement Fund | 29,985 | $8.19M | 0.15% | −4,756−13.7% | Reduced |
| Snowden Capital Advisors LLC | 29,737 | $8.12M | 0.35% | −6,660−18.3% | Reduced |
| Kanawha Capital Management LLC | 29,482 | $8.05M | 0.78% | −200−0.7% | Reduced |
| Tower Research Capital LLC (TRC) | 29,430 | $8.03M | 0.25% | −11,457−28.0% | Reduced |
| ClariVest Asset Management LLC | 29,391 | $8.02M | 0.44% | −2,089−6.6% | Reduced |
| Oak Harvest Investment Services | 29,159 | $7.96M | 1.68% | +104+0.4% | Added |
| Toroso Investments, LLC | 28,973 | $7.91M | 0.24% | +2,653+10.1% | Added |
| Central Bank & Trust Co | 28,936 | $7.90M | 1.37% | −254−0.9% | Reduced |
| Scopus Asset Management, L.P. | 28,700 | $7.84M | 0.30% | +28,700 | New |
| German American Bancorp, Inc. | 28,587 | $7.80M | 1.14% | +264+0.9% | Added |
| Cannell Peter B & Co Inc | 28,337 | $7.74M | 0.26% | −986−3.4% | Reduced |
| Ferguson Wellman Capital Management, Inc | 28,256 | $7.71M | 0.19% | +302+1.1% | Added |
| Colony Group LLC | 28,213 | $7.70M | 0.12% | −62,563−68.9% | Reduced |
| Brookstone Capital Management | 30,243 | $7.65M | 0.17% | −2,116−6.5% | Reduced |
| Integris Wealth Management, LLC | 27,899 | $7.62M | 2.50% | +91+0.3% | Added |
| Bokf, NA | 33,560 | $7.59M | 0.17% | +4,076+13.8% | Added |
| Avantax Advisory Services, Inc. | 27,747 | $7.57M | 0.08% | −1,286−4.4% | Reduced |
| Alps Advisors Inc | 27,384 | $7.48M | 0.06% | +16,694+156.2% | Added |
| Eagle Asset Management Inc | 27,357 | $7.47M | 0.04% | +17,478+176.9% | Added |
| Eagle Global Advisors LLC | 27,343 | $7.46M | 0.48% | −104−0.4% | Reduced |
| Citadel Advisors LLC | 27,194 | $7.42M | 0.01% | −11,664−30.0% | Reduced |
| Farmers & Merchants Investments Inc | 26,900 | $7.34M | 0.29% | +178+0.7% | Added |
| New Mexico Educational Retirement Board | 26,802 | $7.32M | 0.31% | +1,500+5.9% | Added |
| Claudia M.P. Batlle, CRP (R) LLC | 26,799 | $7.32M | 2.44% | +26,799 | New |
| Consolidated Planning Corp | 26,743 | $7.30M | 1.62% | +210+0.8% | Added |
| Shelton Capital Management | 26,584 | $7.26M | 0.27% | +11,668+78.2% | Added |
| United Capital Management of KS, Inc. | 26,392 | $7.21M | 2.45% | +644+2.5% | Added |
| Independent Wealth Network Inc. | 26,355 | $7.19M | 4.42% | −97−0.4% | Reduced |
| Addenda Capital Inc. | 26,335 | $7.19M | 0.31% | −25−0.1% | Reduced |
| Miracle Mile Advisors, LLC | 26,248 | $7.17M | 0.22% | −303−1.1% | Reduced |
| Vestcor Inc | 26,211 | $7.16M | 0.26% | −2,383−8.3% | Reduced |
| Sigma Investment Counselors Inc | 25,981 | $7.09M | 0.54% | −680−2.6% | Reduced |
| Nikko Asset Management Americas, Inc. | 25,918 | $7.08M | 0.08% | −1,127−4.2% | Reduced |
| First Financial Bank - Trust Division | 25,829 | $7.05M | 0.77% | +632+2.5% | Added |
| Genus Capital Management Inc. | 25,744 | $7.03M | 1.11% | +12,080+88.4% | Added |
| Jefferies Financial Group Inc. | 25,669 | $7.01M | 0.17% | +14,681+133.6% | Added |
| Signet Financial Management, LLC | 25,507 | $6.96M | 1.15% | −1,482−5.5% | Reduced |
| Logan Capital Management Inc | 25,462 | $6.95M | 0.35% | +10.0% | Added |
| Prime Capital Investment Advisors, LLC | 25,452 | $6.95M | 0.14% | −14,951−37.0% | Reduced |
| Advisor Partners II, LLC | 25,319 | $6.91M | 0.28% | +2,071+8.9% | Added |
| Welch & Forbes LLC | 25,285 | $6.90M | 0.11% | −1,388−5.2% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $6.86M | 4.47% | +5,000+24.9% | Added |
| Capital Group Investment Management Pte. Ltd. | 25,082 | $6.85M | 0.45% | 00.0% | Unchanged |
| Financial Partners Group, LLC | 24,999 | $6.82M | 3.27% | −2,032−7.5% | Reduced |
| Exchange Traded Concepts, LLC | 24,755 | $6.76M | 0.19% | −8,764−26.1% | Reduced |
| Fusion Capital, LLC | 24,741 | $6.75M | 3.80% | +730+3.0% | Added |
| Chartwell Investment Partners, LLC | 24,585 | $6.71M | 0.26% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 24,388 | $6.66M | 0.26% | −676−2.7% | Reduced |
| Aull & Monroe Investment Management Corp | 24,234 | $6.62M | 3.45% | −200−0.8% | Reduced |
| Hixon Zuercher, LLC | 24,062 | $6.57M | 3.44% | +4,139+20.8% | Added |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $6.55M | 0.09% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 23,874 | $6.52M | 0.32% | +257+1.1% | Added |
| American National Bank | 23,862 | $6.51M | 1.11% | −5,574−18.9% | Reduced |
| Narwhal Capital Management | 23,716 | $6.47M | 0.79% | +401+1.7% | Added |
| AIA Group Ltd | 23,691 | $6.47M | 0.32% | +6,398+37.0% | Added |
| Granite Bay Wealth Management, LLC | 23,662 | $6.45M | 0.06% | +23,662 | New |
| Principle Wealth Partners LLC | 23,579 | $6.44M | 0.65% | −23−0.1% | Reduced |
| Wesbanco Bank Inc | 23,497 | $6.41M | 0.28% | −258−1.1% | Reduced |
| Sentry LLC | 23,487 | $6.41M | 1.35% | +10.0% | Added |