Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hartford Financial Management Inc. | 23,485 | $6.41M | 1.64% | −29−0.1% | Reduced |
| United Services Automobile Association | 23,470 | $6.41M | 0.16% | −2,459−9.5% | Reduced |
| Perigon Wealth Management, LLC | 23,458 | $6.40M | 0.26% | −262−1.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 23,289 | $6.36M | 0.64% | −736−3.1% | Reduced |
| Uniplan Investment Counsel, Inc. | 25,824 | $6.35M | 0.49% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 23,220 | $6.34M | 0.17% | +20,710+825.1% | Added |
| Buckingham Strategic Wealth, LLC | 23,217 | $6.34M | 0.09% | −145−0.6% | Reduced |
| Spinnaker Trust | 23,210 | $6.34M | 0.48% | +266+1.2% | Added |
| Stamos Capital Partners, L.P. | 22,900 | $6.25M | 1.39% | +1,490+7.0% | Added |
| Silver Oak Securities, Inc | 22,766 | $6.22M | 1.35% | −3,734−14.1% | Reduced |
| Advisors Asset Management, Inc. | 22,343 | $6.10M | 0.13% | −6,818−23.4% | Reduced |
| BKD Wealth Advisors, LLC | 22,301 | $6.09M | 0.18% | −1,305−5.5% | Reduced |
| Walleye Capital LLC | 22,251 | $6.07M | 0.09% | +22,251 | New |
| Northwest Investment Counselors, LLC | 22,221 | $6.07M | 1.69% | −588−2.6% | Reduced |
| Brinker Capital Investments, LLC | 22,161 | $6.05M | 0.07% | +244+1.1% | Added |
| Orion Portfolio Solutions, LLC | 22,161 | $6.05M | 0.07% | +244+1.1% | Added |
| Kavar Capital Partners Group, LLC | 22,135 | $6.04M | 1.31% | −310−1.4% | Reduced |
| Biechele Royce Advisors | 22,015 | $6.01M | 2.22% | −391−1.7% | Reduced |
| McGuire Investment Group, LLC | 21,987 | $6.00M | 1.16% | +4,942+29.0% | Added |
| Old National Bancorp | 21,824 | $5.96M | 0.17% | −7,794−26.3% | Reduced |
| Citizens National Bank Trust Department | 21,779 | $5.95M | 1.63% | −305−1.4% | Reduced |
| Consolidated Capital Management, LLC | 21,688 | $5.92M | 3.14% | −548−2.5% | Reduced |
| Raymond James Trust N.A. | 21,641 | $5.91M | 0.18% | −471−2.1% | Reduced |
| Adviser Investments LLC | 21,523 | $5.88M | 0.13% | +307+1.4% | Added |
| Churchill Management Corp | 21,469 | $5.86M | 0.10% | +26+0.1% | Added |
| Paradiem, LLC | 21,395 | $5.84M | 1.75% | −106−0.5% | Reduced |
| City Holding Co | 21,360 | $5.83M | 1.04% | +50.0% | Added |
| Knights of Columbus Asset Advisors LLC | 21,231 | $5.80M | 0.53% | +799+3.9% | Added |
| Metis Global Partners, LLC | 21,154 | $5.78M | 0.28% | +3,427+19.3% | Added |
| Bank of Hawaii | 21,112 | $5.76M | 0.33% | +452+2.2% | Added |
| Metropolitan Life Insurance Co | 21,108 | $5.76M | 0.30% | −1,351−6.0% | Reduced |
| Knuff & Co LLC | 21,007 | $5.73M | 2.29% | −479−2.2% | Reduced |
| Employees Provident Fund Board | 21,000 | $5.73M | 0.13% | −1,600−7.1% | Reduced |
| Allworth Financial LP | 20,967 | $5.72M | 0.05% | −465−2.2% | Reduced |
| Ieq Capital, LLC | 20,827 | $5.69M | 0.12% | +936+4.7% | Added |
| Financial & Tax Architects, LLC | 20,826 | $5.69M | 1.77% | −1,039−4.8% | Reduced |
| Koshinski Asset Management, Inc. | 20,781 | $5.67M | 0.65% | −277−1.3% | Reduced |
| Tiaa Trust, National Association | 20,758 | $5.67M | 0.02% | +20,758 | New |
| Bourgeon Capital Management LLC | 20,750 | $5.66M | 1.33% | −215−1.0% | Reduced |
| Financial Advocates Investment Management | 20,458 | $5.59M | 0.41% | +7,102+53.2% | Added |
| Anderson Hoagland & Co | 20,431 | $5.58M | 0.75% | +14+0.1% | Added |
| Moors & Cabot, Inc. | 20,402 | $5.57M | 0.38% | −1,057−4.9% | Reduced |
| Prudential PLC | 20,326 | $5.55M | 0.06% | −16,975−45.5% | Reduced |
| Searle & Co. | 20,322 | $5.55M | 1.89% | 00.0% | Unchanged |
| Boit C F David | 20,400 | $5.54M | 3.79% | 00.0% | Unchanged |
| Geneva Partners, LLC | 20,276 | $5.54M | 3.67% | +10,465+106.7% | Added |
| SlateStone Wealth, LLC | 20,271 | $5.53M | 0.80% | +12,187+150.8% | Added |
| Perfromance Wealth Partners, LLC | 20,178 | $5.51M | 0.27% | +2,387+13.4% | Added |
| AustralianSuper Pty Ltd | 20,026 | $5.47M | 0.04% | +8,218+69.6% | Added |
| Caldwell Trust Co | 20,007 | $5.46M | 0.75% | +20.0% | Added |
| Jackson Square Capital, LLC | 19,948 | $5.45M | 2.19% | +3,128+18.6% | Added |
| Ellsworth Advisors, LLC | 21,480 | $5.43M | 1.93% | −97−0.4% | Reduced |
| Northeast Investment Management | 19,897 | $5.43M | 0.32% | −117−0.6% | Reduced |
| Global Retirement Partners, LLC | 20,455 | $5.42M | 0.27% | +564+2.8% | Added |
| Kingswood Wealth Advisors, LLC | 14,352 | $5.41M | 0.93% | −789−5.2% | Reduced |
| Valeo Financial Advisors, LLC | 19,756 | $5.39M | 0.25% | +827+4.4% | Added |
| Asset Dedication, LLC | 19,755 | $5.38M | 0.46% | −742−3.6% | Reduced |
| Wedbush Securities Inc | 19,568 | $5.34M | 0.27% | −1,017−4.9% | Reduced |
| King Luther Capital Management Corp | 19,518 | $5.33M | 0.03% | −82−0.4% | Reduced |
| Summitry LLC | 19,513 | $5.33M | 0.35% | −33−0.2% | Reduced |
| Sawtooth Solutions, LLC | 19,417 | $5.30M | 0.17% | −1,617−7.7% | Reduced |
| Family Legacy, Inc. | 19,384 | $5.29M | 2.21% | −12−0.1% | Reduced |
| Highland Capital Management, LLC | 19,271 | $5.26M | 0.36% | −1,462−7.1% | Reduced |
| Meiji Yasuda Life Insurance Co | 19,249 | $5.25M | 0.14% | +7,874+69.2% | Added |
| Romano Brothers and Company | 19,141 | $5.23M | 0.81% | −63−0.3% | Reduced |
| Burney Co | 19,036 | $5.20M | 0.24% | −68−0.4% | Reduced |
| Hallmark Capital Management Inc | 18,970 | $5.18M | 0.43% | −2,275−10.7% | Reduced |
| Vident Advisory, LLC | 18,967 | $5.18M | 0.16% | +18,967 | New |
| Columbia Asset Management | 18,963 | $5.18M | 1.15% | −450−2.3% | Reduced |
| Retirement Group, LLC | 18,960 | $5.18M | 2.16% | −70.0% | Reduced |
| Kiley Juergens Wealth Management, LLC | 18,926 | $5.17M | 1.87% | 00.0% | Unchanged |
| Pearl River Capital, LLC | 18,922 | $5.17M | 0.81% | +18,922 | New |
| Neville Rodie & Shaw Inc | 18,886 | $5.16M | 0.46% | −80.0% | Reduced |
| Bridge Creek Capital Management LLC | 18,794 | $5.13M | 1.95% | −425−2.2% | Reduced |
| Reliant Investment Management, LLC | 18,580 | $5.07M | 2.96% | +435+2.4% | Added |
| Trinity Legacy Partners, LLC | 18,532 | $5.06M | 1.75% | −2,903−13.5% | Reduced |
| Advocate Group LLC | 18,498 | $5.05M | 1.17% | +567+3.2% | Added |
| Aries Wealth Management | 18,628 | $5.04M | 1.97% | +500+2.8% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 18,439 | $5.03M | 0.39% | −61−0.3% | Reduced |
| Bleakley Financial Group, LLC | 18,398 | $5.02M | 0.18% | −1,701−8.5% | Reduced |
| Colonial Trust Advisors | 18,382 | $5.02M | 0.57% | −25−0.1% | Reduced |
| Americana Partners, LLC | 18,138 | $5.02M | 0.54% | +17,122+1,685.2% | Added |
| Kerrisdale Advisers, LLC | 18,323 | $5.00M | 1.58% | −11,046−37.6% | Reduced |
| KMG Fiduciary Partners, LLC | 18,311 | $5.00M | 0.66% | +396+2.2% | Added |
| Crestwood Advisors Group LLC | 18,267 | $4.99M | 0.13% | +719+4.1% | Added |
| Sandhill Capital Partners LLC | 18,255 | $4.98M | 0.47% | −22−0.1% | Reduced |
| Gateway Advisory, LLC | 18,245 | $4.98M | 1.02% | +429+2.4% | Added |
| Empirical Finance, LLC | 18,241 | $4.98M | 0.37% | +1,580+9.5% | Added |
| Community Bank, N.A. | 18,230 | $4.98M | 0.70% | −2,005−9.9% | Reduced |
| Physicians Financial Services, Inc. | 18,195 | $4.97M | 2.03% | −50−0.3% | Reduced |
| Monte Financial Group, LLC | 18,030 | $4.92M | 2.49% | −3,917−17.8% | Reduced |
| Ipswich Investment Management Co., Inc. | 17,929 | $4.89M | 1.34% | −160−0.9% | Reduced |
| iA Global Asset Management Inc. | 17,877 | $4.88M | 0.13% | +97+0.5% | Added |
| Axxcess Wealth Management, LLC | 17,785 | $4.86M | 0.17% | +9,974+127.7% | Added |
| Oak Harbor Wealth Partners, LLC | 17,765 | $4.85M | 1.72% | +30.0% | Added |
| Beese Fulmer Investment Management, Inc. | 17,759 | $4.85M | 0.55% | −20.0% | Reduced |
| Drexel Morgan & Co. | 17,746 | $4.84M | 1.32% | 00.0% | Unchanged |
| Country Club Bank | 17,492 | $4.83M | 0.39% | −1,182−6.3% | Reduced |
| Montgomery Investment Management Inc | 17,604 | $4.81M | 1.66% | −100−0.6% | Reduced |
| Mairs & Power Inc | 17,580 | $4.80M | 0.06% | −75−0.4% | Reduced |