Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Canandaigua National Bank & Trust Co | 17,554 | $4.79M | 0.78% | +1,839+11.7% | Added |
| Ameritas Advisory Services, LLC | 18,062 | $4.79M | 0.24% | +7,299+67.8% | Added |
| B & T Capital Management DBA Alpha Capital Management | 17,510 | $4.78M | 1.12% | −3,874−18.1% | Reduced |
| Silvercrest Asset Management Group LLC | 17,414 | $4.75M | 0.04% | +468+2.8% | Added |
| Argyle Capital Management Inc. | 17,340 | $4.73M | 1.73% | −120−0.7% | Reduced |
| Great Valley Advisor Group, Inc. | 17,321 | $4.73M | 0.20% | +3,666+26.8% | Added |
| Altrius Capital Management Inc | 17,269 | $4.71M | 1.40% | −153−0.9% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,223 | $4.70M | 0.07% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 17,199 | $4.70M | 0.49% | +170+1.0% | Added |
| Marketfield Asset Management LLC | 17,182 | $4.69M | 3.98% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 17,157 | $4.68M | 0.74% | +10+0.1% | Added |
| Artemis Investment Management LLP | 16,921 | $4.62M | 0.06% | +16,921 | New |
| Foster & Motley Inc | 16,896 | $4.61M | 0.38% | +1,193+7.6% | Added |
| Twin Capital Management Inc | 16,887 | $4.61M | 0.66% | −238−1.4% | Reduced |
| Trifecta Capital Advisors, LLC | 16,859 | $4.60M | 1.48% | +2,088+14.1% | Added |
| Griffin Asset Management, Inc. | 16,857 | $4.60M | 0.65% | −809−4.6% | Reduced |
| Geneos Wealth Management Inc. | 16,855 | $4.60M | 0.24% | +148+0.9% | Added |
| Terry L. Blaker | 16,846 | $4.60M | 0.41% | −194−1.1% | Reduced |
| Mathes Company, Inc. | 16,843 | $4.60M | 2.13% | −825−4.7% | Reduced |
| FRG Family Wealth Advisors LLC | 16,801 | $4.59M | 1.04% | −106−0.6% | Reduced |
| MEMBERS Trust Co | 16,590 | $4.58M | 0.13% | −2,491−13.1% | Reduced |
| Kinneret Advisory, LLC | 16,682 | $4.55M | 0.56% | −10−0.1% | Reduced |
| Ascent Wealth Partners, LLC | 16,610 | $4.53M | 0.84% | −256−1.5% | Reduced |
| Bailard, Inc. | 16,574 | $4.52M | 0.15% | +94+0.6% | Added |
| Resolute Wealth Strategies, LLC | 16,552 | $4.52M | 3.38% | −95−0.6% | Reduced |
| Pinnacle Financial Partners Inc | 16,390 | $4.47M | 0.12% | −15−0.1% | Reduced |
| Integrated Wealth Concepts LLC | 16,387 | $4.47M | 0.08% | +595+3.8% | Added |
| Greenleaf Trust | 16,344 | $4.46M | 0.05% | +302+1.9% | Added |
| Edmond de Rothschild Holding S.A. | 16,333 | $4.46M | 0.09% | −2,451−13.0% | Reduced |
| Compagnie Lombard Odier SCmA | 16,113 | $4.40M | 0.10% | +3,130+24.1% | Added |
| Northwestern Mutual Investment Management Company, LLC | 16,102 | $4.40M | 0.12% | −154−0.9% | Reduced |
| Arrow Financial Corp | 16,071 | $4.39M | 0.51% | +117+0.7% | Added |
| Twin Tree Management, LP | 15,964 | $4.36M | 0.15% | −115,698−87.9% | Reduced |
| Hodges Capital Management Inc. | 15,958 | $4.36M | 0.52% | +15,958 | Added |
| Keeler Thomas Management LLC | 16,160 | $4.34M | 1.61% | −837−4.9% | Reduced |
| Siemens Fonds Invest GmbH | 15,762 | $4.30M | 0.44% | 00.0% | Unchanged |
| Malaga Cove Capital, LLC | 15,756 | $4.30M | 1.99% | −181−1.1% | Reduced |
| Longbow Finance SA | 15,736 | $4.30M | 0.52% | −15,859−50.2% | Reduced |
| Monument Capital Management | 15,711 | $4.29M | 1.44% | +14+0.1% | Added |
| EagleClaw Capital Managment, LLC | 15,695 | $4.28M | 0.97% | +200+1.3% | Added |
| Lake Street Advisors Group, LLC | 15,582 | $4.25M | 0.25% | −163−1.0% | Reduced |
| Viking Fund Management LLC | 15,500 | $4.23M | 0.85% | −6,000−27.9% | Reduced |
| Roundview Capital LLC | 15,497 | $4.23M | 0.43% | −177−1.1% | Reduced |
| Cary Street Partner Investment Advisory LLC | 15,373 | $4.20M | 0.23% | +600+4.1% | Added |
| TCI Wealth Advisors, Inc. | 15,355 | $4.19M | 0.53% | +211+1.4% | Added |
| Eukles Asset Management | 15,251 | $4.16M | 2.20% | +120+0.8% | Added |
| Lincoln National Corp | 15,225 | $4.16M | 0.08% | −7,970−34.4% | Reduced |
| Equitable Trust Co | 15,182 | $4.14M | 0.34% | −316−2.0% | Reduced |
| Credit Agricole S A | 15,177 | $4.14M | 0.13% | +3,208+26.8% | Added |
| Goelzer Investment Management, Inc. | 15,110 | $4.13M | 0.29% | −63−0.4% | Reduced |
| Empowered Funds, LLC | 15,097 | $4.12M | 0.12% | −4,089−21.3% | Reduced |
| Richard Bernstein Advisors LLC | 15,061 | $4.11M | 0.09% | +1,767+13.3% | Added |
| Robbins Farley LLC | 15,018 | $4.10M | 2.90% | −579−3.7% | Reduced |
| RBF Capital, LLC | 15,000 | $4.09M | 0.27% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $4.09M | 1.17% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 16,626 | $4.09M | 0.06% | +304+1.9% | Added |
| Robertson Stephens Wealth Management, LLC | 14,884 | $4.06M | 0.27% | −389−2.5% | Reduced |
| North Star Investment Management Corp. | 14,792 | $4.04M | 0.34% | −771−5.0% | Reduced |
| Mutual Advisors, LLC | 14,765 | $4.03M | 0.16% | +296+2.0% | Added |
| Gluskin Sheff & Assoc Inc | 14,665 | $4.00M | 0.31% | −4,039−21.6% | Reduced |
| Guyasuta Investment Advisors Inc | 14,662 | $4.00M | 0.31% | +54+0.4% | Added |
| Webster Bank, N. A. | 14,639 | $4.00M | 0.54% | +40+0.3% | Added |
| Iowa State Bank | 14,605 | $3.99M | 1.03% | +329+2.3% | Added |
| Creative Financial Designs Inc | 14,579 | $3.98M | 0.46% | −44−0.3% | Reduced |
| MAI Capital Management | 14,562 | $3.98M | 0.06% | +405+2.9% | Added |
| IronBridge Private Wealth, LLC | 14,441 | $3.94M | 2.14% | +955+7.1% | Added |
| DT Investment Partners, LLC | 14,395 | $3.93M | 0.48% | −137−0.9% | Reduced |
| Park Avenue Securities LLC | 14,383 | $3.93M | 0.06% | −885−5.8% | Reduced |
| DFPG Investments, LLC | 16,749 | $3.92M | 0.36% | −877−5.0% | Reduced |
| Vinva Investment Management Ltd | 14,173 | $3.92M | 0.37% | +5,264+59.1% | Added |
| Pallas Capital Advisors LLC | 16,035 | $3.88M | 0.24% | +155+1.0% | Added |
| Clearbridge Investments, LLC | 14,207 | $3.88M | 0.00% | +1,041+7.9% | Added |
| Freestone Capital Holdings, LLC | 14,205 | $3.88M | 0.21% | −97−0.7% | Reduced |
| Alberta Investment Management Corp | 14,200 | $3.88M | 0.04% | 00.0% | Unchanged |
| Trust Co of Vermont | 14,145 | $3.86M | 0.26% | +50.0% | Added |
| Tower View Investment Management & Research LLC | 14,134 | $3.86M | 2.71% | −11−0.1% | Reduced |
| Apollon Wealth Management, LLC | 14,109 | $3.85M | 0.19% | −1,025−6.8% | Reduced |
| Pflug Koory, LLC | 14,068 | $3.84M | 2.22% | −98−0.7% | Reduced |
| Steel Peak Wealth Management LLC | 14,027 | $3.83M | 0.24% | −1,411−9.1% | Reduced |
| Transform Wealth, LLC | 14,006 | $3.82M | 0.40% | −13,251−48.6% | Reduced |
| Sandy Spring Bank | 13,998 | $3.82M | 0.21% | −110−0.8% | Reduced |
| Sturgeon Ventures LLP | 13,955 | $3.81M | 5.01% | 00.0% | Unchanged |
| Leuthold Group, LLC | 13,898 | $3.79M | 0.53% | −254−1.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 13,874 | $3.79M | 0.17% | +115+0.8% | Added |
| Stratos Wealth Partners, LTD. | 13,745 | $3.75M | 0.08% | +1,134+9.0% | Added |
| Community Bank & Trust, Waco, Texas | 22,851 | $3.75M | 1.33% | −1,774−7.2% | Reduced |
| Wetherby Asset Management Inc | 13,713 | $3.74M | 0.21% | +290+2.2% | Added |
| Anchor Investment Management, LLC | 13,686 | $3.74M | 0.49% | +44+0.3% | Added |
| Quantitative Investment Management, LLC | 13,687 | $3.74M | 0.57% | +2,130+18.4% | Added |
| Blue Edge Capital, LLC | 13,675 | $3.73M | 0.78% | −201−1.4% | Reduced |
| Kingsview Wealth Management, LLC | 13,668 | $3.73M | 0.13% | +380+2.9% | Added |
| Wells Trecaso Financial Group, LLC | 13,610 | $3.72M | 1.65% | +610+4.7% | Added |
| First Citizens Bank & Trust Co | 13,497 | $3.68M | 0.07% | −230−1.7% | Reduced |
| Beck Bode, LLC | 13,474 | $3.68M | 0.94% | +612+4.8% | Added |
| Plimoth Trust Co LLC | 13,397 | $3.66M | 1.15% | −197−1.4% | Reduced |
| Ameritas Investment Partners, Inc. | 13,359 | $3.65M | 0.15% | −260−1.9% | Reduced |
| Bridgeway Capital Management, LLC | 13,340 | $3.64M | 0.09% | +7,400+124.6% | Added |
| Sowell Financial Services LLC | 13,316 | $3.63M | 0.23% | +377+2.9% | Added |
| Eaton Financial Holdings Company, LLC | 13,207 | $3.61M | 0.97% | +11,856+877.6% | Added |
| FourThought Financial Partners, LLC | 13,204 | $3.60M | 0.50% | +107+0.8% | Added |