Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Surience Private Wealth LLC | 13,198 | $3.60M | 6.98% | +13,198 | New |
| Studio Investment Management LLC | 13,180 | $3.60M | 1.00% | +255+2.0% | Added |
| Hayek Kallen Investment Management | 12,987 | $3.55M | 1.59% | −69−0.5% | Reduced |
| Leavell Investment Management, Inc. | 12,960 | $3.54M | 0.25% | +178+1.4% | Added |
| Cullen/Frost Bankers, Inc. | 12,906 | $3.52M | 0.06% | −1,536−10.6% | Reduced |
| Stonebridge Capital Management Inc | 12,822 | $3.50M | 1.91% | −888−6.5% | Reduced |
| SeaCrest Wealth Management, LLC | 12,780 | $3.49M | 0.45% | −541−4.1% | Reduced |
| Viewpoint Capital Management LLC | 12,763 | $3.48M | 2.78% | +100+0.8% | Added |
| Assetmark, Inc | 12,709 | $3.47M | 0.01% | −281−2.2% | Reduced |
| Azimuth Capital Investment Management LLC | 12,685 | $3.46M | 0.17% | −180−1.4% | Reduced |
| Spire Wealth Management | 12,653 | $3.45M | 0.13% | +1,890+17.6% | Added |
| IMC-Chicago, LLC | 12,608 | $3.44M | 0.22% | +12,608 | New |
| Ogorek Anthony Joseph | 12,578 | $3.43M | 1.35% | −45−0.4% | Reduced |
| Applied Capital LLC | 12,532 | $3.42M | 3.41% | −205−1.6% | Reduced |
| Barbara Oil Co. | 12,500 | $3.41M | 1.62% | 00.0% | Unchanged |
| L & S Advisors Inc | 12,430 | $3.39M | 0.49% | −8,954−41.9% | Reduced |
| Permanens Capital L.P. | 12,390 | $3.38M | 0.58% | +520+4.4% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,324 | $3.36M | 0.72% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 12,219 | $3.34M | 0.48% | +323+2.7% | Added |
| Slow Capital, Inc. | 12,184 | $3.33M | 0.61% | +602+5.2% | Added |
| Jacobi Capital Management LLC | 12,129 | $3.31M | 0.37% | +1,237+11.4% | Added |
| Fund Management at Engine No. 1 LLC | 12,128 | $3.31M | 0.52% | −1,583−11.5% | Reduced |
| Caldwell Sutter Capital, Inc. | 12,084 | $3.30M | 1.83% | −506−4.0% | Reduced |
| Mizuho Markets Americas LLC | 12,061 | $3.29M | 0.12% | +12,061 | New |
| Gateway Wealth Partners, LLC | 11,985 | $3.27M | 0.59% | +562+4.9% | Added |
| Thoroughbred Financial Services, LLC | 11,964 | $3.27M | 0.32% | +2,068+20.9% | Added |
| New Hampshire Trust | 11,944 | $3.26M | 0.89% | +182+1.5% | Added |
| Castellan Group, LLC | 11,906 | $3.25M | 2.28% | −490−4.0% | Reduced |
| Regency Capital Management Inc. | 11,875 | $3.24M | 2.75% | +788+7.1% | Added |
| Coldstream Capital Management Inc | 11,766 | $3.21M | 0.10% | +404+3.6% | Added |
| BLB&B Advisors, LLC | 11,754 | $3.21M | 0.23% | −258−2.1% | Reduced |
| Perpetual Ltd | 11,719 | $3.20M | 0.03% | −2,907−19.9% | Reduced |
| MV Capital Management, Inc. | 11,601 | $3.17M | 0.42% | +213+1.9% | Added |
| BCJ Capital Management, LLC | 11,597 | $3.17M | 0.29% | +11,597 | New |
| Wright Investors Service Inc | 11,582 | $3.16M | 0.92% | −64−0.5% | Reduced |
| Wakefield Asset Management LLLP | 11,568 | $3.16M | 1.43% | −477−4.0% | Reduced |
| Money Concepts Capital Corp | 11,557 | $3.16M | 0.33% | −133−1.1% | Reduced |
| Ashton Thomas Private Wealth, LLC | 11,537 | $3.15M | 0.23% | −985−7.9% | Reduced |
| Veriti Management LLC | 11,525 | $3.15M | 0.36% | +170+1.5% | Added |
| Schnieders Capital Management LLC | 11,509 | $3.14M | 0.70% | +395+3.6% | Added |
| Nicholas Hoffman & Company, LLC. | 11,491 | $3.14M | 0.23% | +52+0.5% | Added |
| Spirit of America Management Corp | 11,490 | $3.14M | 0.71% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 11,474 | $3.13M | 1.25% | −135−1.2% | Reduced |
| Procyon Private Wealth Partners, LLC | 11,464 | $3.13M | 0.32% | −309−2.6% | Reduced |
| Providence Wealth Advisors, LLC | 11,510 | $3.12M | 3.48% | +76+0.7% | Added |
| Montag A & Associates Inc | 11,336 | $3.09M | 0.20% | +8,991+383.4% | Added |
| MWA Asset Management | 11,334 | $3.09M | 2.99% | +11,334 | New |
| Financial Advisory Service, Inc. | 11,334 | $3.09M | 0.33% | +224+2.0% | Added |
| Merit Financial Group, LLC | 11,292 | $3.08M | 0.10% | +264+2.4% | Added |
| HRT Financial LP | 11,251 | $3.07M | 0.03% | +5,515+96.1% | Added |
| Heritage Trust Co | 11,239 | $3.07M | 0.48% | +186+1.7% | Added |
| Signaturefd, LLC | 11,208 | $3.06M | 0.08% | +1,198+12.0% | Added |
| GQG Partners LLC | 11,200 | $3.06M | 0.01% | +11,200 | New |
| Tokio Marine Asset Management Co Ltd | 11,172 | $3.05M | 0.19% | +973+9.5% | Added |
| Global Wealth Management Investment Advisory, Inc. | 11,167 | $3.05M | 0.85% | +916+8.9% | Added |
| Modus Advisors, LLC | 11,167 | $3.05M | 1.33% | +57+0.5% | Added |
| Essex Financial Services, Inc. | 11,163 | $3.05M | 0.35% | −107−0.9% | Reduced |
| Graypoint LLC | 11,131 | $3.04M | 0.29% | +251+2.3% | Added |
| Johnson Investment Counsel Inc | 11,129 | $3.04M | 0.04% | +1,365+14.0% | Added |
| Graphene Investments SAS | 11,100 | $3.03M | 2.13% | −2,400−17.8% | Reduced |
| Brown Brothers Harriman & Co | 11,089 | $3.03M | 0.03% | −1,813−14.1% | Reduced |
| NEOS Investment Management LLC | 11,085 | $3.03M | 0.39% | +11,085 | New |
| Equitable Holdings, Inc. | 11,078 | $3.02M | 0.04% | +869+8.5% | Added |
| Strategic Advisors LLC | 11,030 | $3.01M | 0.59% | −113−1.0% | Reduced |
| CPA Asset Management LLC | 11,009 | $3.01M | 2.11% | +108+1.0% | Added |
| Horizon Investments, LLC | 11,005 | $2.99M | 0.09% | +318+3.0% | Added |
| Asset Management Group, Inc. | 10,906 | $2.98M | 0.65% | +74+0.7% | Added |
| Gould Capital, LLC | 10,950 | $2.98M | 2.40% | −240−2.1% | Reduced |
| Sequoia Financial Advisors, LLC | 10,872 | $2.97M | 0.05% | −108−1.0% | Reduced |
| Intact Investment Management Inc. | 10,840 | $2.96M | 0.13% | +1,440+15.3% | Added |
| Private Trust Co NA | 10,829 | $2.96M | 0.39% | +396+3.8% | Added |
| Boyd Watterson Asset Management LLC | 10,817 | $2.95M | 1.29% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 10,785 | $2.94M | 0.59% | −50−0.5% | Reduced |
| Ellis Investment Partners, LLC | 10,755 | $2.94M | 0.75% | −419−3.7% | Reduced |
| Centiva Capital, LP | 10,753 | $2.94M | 0.15% | −8,100−43.0% | Reduced |
| Evercore Wealth Management, LLC | 10,736 | $2.93M | 0.05% | +1,039+10.7% | Added |
| Mission Creek Capital Partners, Inc. | 10,731 | $2.93M | 0.98% | −162−1.5% | Reduced |
| Kinloch Capital, LLC | 10,725 | $2.93M | 1.83% | −215−2.0% | Reduced |
| Atomi Financial Group, Inc. | 10,702 | $2.92M | 0.98% | +1,036+10.7% | Added |
| IHT Wealth Management, LLC | 10,644 | $2.91M | 0.15% | +411+4.0% | Added |
| WR Wealth Planners, LLC | 10,633 | $2.90M | 1.11% | +489+4.8% | Added |
| StoneX Group Inc. | 10,629 | $2.90M | 0.31% | −495−4.4% | Reduced |
| Truvestments Capital LLC | 10,629 | $2.90M | 1.51% | +114+1.1% | Added |
| Two Sigma Advisers, LP | 10,600 | $2.89M | 0.01% | −5,500−34.2% | Reduced |
| Hennessy Advisors Inc | 10,600 | $2.89M | 0.20% | −200−1.9% | Reduced |
| Cambridge Advisors Inc. | 10,595 | $2.89M | 0.78% | −665−5.9% | Reduced |
| Donaldson Capital Management, LLC | 10,589 | $2.89M | 0.14% | −513−4.6% | Reduced |
| Whalerock Point Partners, LLC | 10,572 | $2.89M | 1.00% | 00.0% | Unchanged |
| Mitchell McLeod Pugh & Williams Inc | 10,564 | $2.88M | 0.85% | +87+0.8% | Added |
| Smith, Moore & Co. | 10,547 | $2.88M | 0.38% | +341+3.3% | Added |
| RSM US Wealth Management LLC | 10,466 | $2.86M | 0.10% | +240+2.3% | Added |
| PFG Advisors | 10,462 | $2.86M | 0.26% | −1,481−12.4% | Reduced |
| Trust Co of Toledo NA | 10,453 | $2.85M | 0.56% | −424−3.9% | Reduced |
| Pinnacle Holdings, LLC | 10,437 | $2.85M | 1.33% | −1,067−9.3% | Reduced |
| 1st Source Bank | 10,429 | $2.85M | 0.19% | +500+5.0% | Added |
| Naples Global Advisors, LLC | 10,404 | $2.84M | 0.34% | +332+3.3% | Added |
| Monetary Management Group Inc | 10,392 | $2.84M | 0.95% | −1,875−15.3% | Reduced |
| Mystic Asset Management, Inc. | 10,338 | $2.82M | 1.59% | −105−1.0% | Reduced |
| Focus Financial Network, Inc. | 10,320 | $2.82M | 0.16% | −40.0% | Reduced |
| Beck Capital Management, LLC | 10,271 | $2.80M | 1.08% | −42−0.4% | Reduced |