Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Moody National Bank Trust Division | 10,224 | $2.79M | 0.18% | +649+6.8% | Added |
| Profund Advisors LLC | 10,193 | $2.78M | 0.15% | −165−1.6% | Reduced |
| Traynor Capital Management, Inc. | 10,079 | $2.75M | 0.37% | −165−1.6% | Reduced |
| Oliver Luxxe Assets LLC | 10,075 | $2.75M | 0.71% | +8,825+706.0% | Added |
| Gouws Capital LLC | 10,062 | $2.75M | 2.33% | −1,195−10.6% | Reduced |
| Holderness Investments Co | 10,004 | $2.73M | 1.06% | −56−0.6% | Reduced |
| Baldwin Investment Management, LLC | 9,983 | $2.73M | 0.46% | +575+6.1% | Added |
| CAPROCK Group, Inc. | 9,891 | $2.70M | 0.20% | +39+0.4% | Added |
| Mill Capital Management, LLC | 9,866 | $2.69M | 0.26% | 00.0% | Unchanged |
| Cumberland Advisors Inc | 9,850 | $2.69M | 1.19% | 00.0% | Unchanged |
| Hudock, Inc. | 9,758 | $2.66M | 0.64% | −20−0.2% | Reduced |
| Smith, Salley & Associates | 9,756 | $2.66M | 0.20% | −105−1.1% | Reduced |
| Finer Wealth Management, Inc. | 9,729 | $2.66M | 2.12% | +264+2.8% | Added |
| Capital Asset Advisory Services LLC | 9,717 | $2.65M | 0.18% | −311−3.1% | Reduced |
| Jag Capital Management, LLC | 9,705 | $2.65M | 0.32% | −46−0.5% | Reduced |
| Aire Advisors, LLC | 9,689 | $2.64M | 0.71% | −397−3.9% | Reduced |
| Hoylecohen, LLC | 9,678 | $2.64M | 0.25% | −105−1.1% | Reduced |
| Atlantic Union Bankshares Corp | 9,663 | $2.64M | 0.27% | +597+6.6% | Added |
| First National Bank & Trust Co of Newtown | 9,643 | $2.63M | 0.60% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 9,634 | $2.63M | 1.08% | +22+0.2% | Added |
| Wellington Shields & Co., LLC | 9,600 | $2.62M | 0.66% | 00.0% | Unchanged |
| Berkshire Bank | 9,558 | $2.61M | 0.75% | +48+0.5% | Added |
| Palisade Asset Management, LLC | 9,520 | $2.60M | 0.32% | −148−1.5% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,472 | $2.59M | 0.21% | −352−3.6% | Reduced |
| Lowe Brockenbrough & Co Inc | 9,435 | $2.58M | 0.20% | −2,474−20.8% | Reduced |
| Diversified Trust Co | 9,415 | $2.57M | 0.10% | −21−0.2% | Reduced |
| Ci Investments Inc. | 9,394 | $2.56M | 0.01% | +1,408+17.6% | Added |
| Buckley Wealth Management, LLC | 9,372 | $2.56M | 0.96% | 00.0% | Unchanged |
| We Are One Seven, LLC | 9,355 | $2.55M | 0.20% | +1,445+18.3% | Added |
| AAFMAA Wealth Management & Trust LLC | 9,314 | $2.54M | 2.36% | −4,050−30.3% | Reduced |
| Adirondack Trust Co | 9,304 | $2.54M | 1.27% | −60−0.6% | Reduced |
| Triad Financial Advisors, Inc. | 9,298 | $2.54M | 0.89% | +54+0.6% | Added |
| Sound View Wealth Advisors Group, LLC | 9,269 | $2.53M | 0.31% | +4,767+105.9% | Added |
| Altshuler Shaham Ltd | 9,248 | $2.52M | 0.07% | −2,046,979−99.6% | Reduced |
| Ti-Trust, Inc | 9,247 | $2.52M | 2.41% | 00.0% | Unchanged |
| South Dakota Investment Council | 9,224 | $2.52M | 0.06% | −1,831−16.6% | Reduced |
| RB Capital Management, LLC | 9,176 | $2.51M | 0.81% | +125+1.4% | Added |
| Becker Capital Management Inc | 9,165 | $2.50M | 0.10% | −449−4.7% | Reduced |
| Argent Trust Co | 9,140 | $2.50M | 0.14% | +1,037+12.8% | Added |
| Loudon Investment Management, LLC | 9,043 | $2.47M | 1.70% | −85−0.9% | Reduced |
| Rothschild Investment Corp | 9,006 | $2.46M | 0.21% | +679+8.2% | Added |
| Boston Private Wealth LLC | 8,982 | $2.45M | 0.05% | −40−0.4% | Reduced |
| River Street Advisors LLC | 8,979 | $2.45M | 2.31% | +8,979 | New |
| Venture Visionary Partners LLC | 8,956 | $2.45M | 0.15% | −214−2.3% | Reduced |
| Park National Corp | 8,949 | $2.44M | 0.11% | +163+1.9% | Added |
| Hanson & Doremus Investment Management | 8,949 | $2.44M | 0.50% | +182+2.1% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 8,944 | $2.44M | 0.01% | +265+3.1% | Added |
| Moneta Group Investment Advisors LLC | 8,935 | $2.44M | 0.06% | +27+0.3% | Added |
| Wealthcare Advisory Partners LLC | 8,901 | $2.43M | 0.11% | +215+2.5% | Added |
| Bryn Mawr Trust Co | 8,879 | $2.42M | 0.11% | +10.0% | Added |
| LMG Wealth Partners, LLC | 8,876 | $2.42M | 0.74% | +196+2.3% | Added |
| Meeder Advisory Services, Inc. | 8,825 | $2.41M | 0.30% | +145+1.7% | Added |
| HBK Sorce Advisory LLC | 8,802 | $2.40M | 0.11% | +302+3.6% | Added |
| Avitas Wealth Management LLC | 8,792 | $2.40M | 0.46% | −19−0.2% | Reduced |
| Sumitomo Life Insurance Co | 8,756 | $2.39M | 0.07% | −113−1.3% | Reduced |
| Capstone Investment Advisors, LLC | 8,742 | $2.39M | 0.06% | −29,391−77.1% | Reduced |
| FLC Capital Advisors | 8,726 | $2.38M | 0.72% | −630−6.7% | Reduced |
| Ignite Planners, LLC | 9,121 | $2.38M | 0.73% | −685−7.0% | Reduced |
| Slagle Financial, LLC | 8,691 | $2.37M | 1.45% | +380+4.6% | Added |
| Summit Financial, LLC | 8,675 | $2.37M | 0.17% | +435+5.3% | Added |
| Radnor Capital Management, LLC | 8,662 | $2.37M | 0.47% | +8,662 | New |
| Nilsine Partners, LLC | 8,623 | $2.35M | 0.36% | −272−3.1% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,570 | $2.34M | 0.06% | +75+0.9% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,554 | $2.34M | 1.50% | −100−1.2% | Reduced |
| WBI Investments | 8,554 | $2.34M | 0.47% | +2,739+47.1% | Added |
| Pure Financial Advisors, Inc. | 8,486 | $2.32M | 0.09% | −285−3.2% | Reduced |
| EP Wealth Advisors, LLC | 8,474 | $2.31M | 0.04% | +2,715+47.1% | Added |
| World Equity Group, Inc. | 8,456 | $2.30M | 0.48% | +4,215+99.4% | Added |
| Old Port Advisors | 8,393 | $2.29M | 0.83% | +8,393 | New |
| Strategic Investment Advisors | 8,387 | $2.29M | 0.38% | +8,387 | New |
| Boltwood Capital Management | 8,386 | $2.29M | 0.85% | −102−1.2% | Reduced |
| Legacy Financial Strategies, LLC | 9,736 | $2.29M | 0.73% | +313+3.3% | Added |
| Stevens Capital Management LP | 8,374 | $2.29M | 0.66% | +8,374 | New |
| Global Trust Asset Management, LLC | 8,357 | $2.28M | 1.09% | +129+1.6% | Added |
| Court Place Advisors, LLC | 8,349 | $2.28M | 0.81% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 8,300 | $2.27M | 0.36% | −1,750−17.4% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,274 | $2.26M | 0.98% | −43−0.5% | Reduced |
| Chapin Davis, Inc. | 8,226 | $2.25M | 1.07% | −65−0.8% | Reduced |
| Gladstone Institutional Advisory LLC | 8,189 | $2.24M | 0.14% | +5,435+197.3% | Added |
| First Horizon Advisors, Inc. | 8,184 | $2.23M | 0.08% | −1,848−18.4% | Reduced |
| Mather Group, LLC. | 8,168 | $2.23M | 0.04% | −473−5.5% | Reduced |
| Argent Advisors, Inc. | 8,163 | $2.23M | 1.02% | −349−4.1% | Reduced |
| Daymark Wealth Partners, LLC | 127,672 | $2.21M | 0.15% | +120,400+1,655.7% | Added |
| Bowen Hanes & Co Inc | 8,079 | $2.21M | 0.07% | 00.0% | Unchanged |
| MB, Levis & Associates, LLC | 8,079 | $2.21M | 1.43% | −20.0% | Reduced |
| Cornercap Investment Counsel Inc | 8,071 | $2.20M | 0.40% | +159+2.0% | Added |
| Truepoint, Inc. | 8,052 | $2.20M | 0.07% | +8,052 | New |
| Fruth Investment Management | 8,033 | $2.19M | 0.65% | −100−1.2% | Reduced |
| Resources Investment Advisors, LLC. | 8,000 | $2.18M | 0.05% | +1,328+19.9% | Added |
| Cohen Klingenstein LLC | 8,000 | $2.18M | 0.10% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 7,992 | $2.18M | 0.31% | −83−1.0% | Reduced |
| MidWestOne Financial Group, Inc. | 7,983 | $2.18M | 0.49% | −61−0.8% | Reduced |
| Cynosure Management, LLC | 7,978 | $2.18M | 0.67% | +102+1.3% | Added |
| Level Four Advisory Services, LLC | 7,961 | $2.17M | 0.14% | −3,206−28.7% | Reduced |
| Warren Averett Asset Management, LLC | 7,919 | $2.16M | 0.09% | +676+9.3% | Added |
| Howland Capital Management LLC | 7,834 | $2.14M | 0.12% | +149+1.9% | Added |
| Gifford Fong Associates | 7,800 | $2.13M | 0.51% | 00.0% | Unchanged |
| Field & Main Bank | 7,789 | $2.13M | 1.00% | +3,856+98.0% | Added |
| Investors Asset Management of Georgia Inc | 7,818 | $2.12M | 1.17% | −100−1.3% | Reduced |
| United Community Bank | 7,725 | $2.11M | 1.03% | +5+0.1% | Added |