Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Trust Investment Advisors | 7,723 | $2.11M | 1.81% | −366−4.5% | Reduced |
| Verdence Capital Advisors LLC | 7,707 | $2.10M | 0.23% | +323+4.4% | Added |
| Occidental Asset Management, LLC | 7,699 | $2.10M | 0.49% | +2,065+36.7% | Added |
| Westpac Banking Corp | 7,652 | $2.09M | 0.16% | +434+6.0% | Added |
| Tradewinds, LLC. | 7,649 | $2.09M | 1.23% | −270−3.4% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 7,646 | $2.09M | 0.08% | +2,158+39.3% | Added |
| Stone Point Wealth LLC | 7,631 | $2.08M | 0.89% | −155−2.0% | Reduced |
| Qtron Investments LLC | 7,631 | $2.08M | 0.40% | +1,276+20.1% | Added |
| Exchange Bank | 7,627 | $2.08M | 2.00% | −219−2.8% | Reduced |
| J.W. Cole Advisors, Inc. | 7,615 | $2.08M | 0.15% | −98−1.3% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,578 | $2.07M | 0.18% | −149−1.9% | Reduced |
| Atlas Brown,Inc. | 7,564 | $2.07M | 0.94% | −19−0.3% | Reduced |
| D. Scott Neal, Inc. | 7,549 | $2.06M | 1.76% | 00.0% | Unchanged |
| Oarsman Capital, Inc. | 7,528 | $2.06M | 0.86% | +638+9.3% | Added |
| Stoneridge Investment Partners LLC | 7,489 | $2.04M | 0.96% | −5,056−40.3% | Reduced |
| Westwood Holdings Group Inc. | 7,445 | $2.03M | 0.02% | −260−3.4% | Reduced |
| Papp L Roy & Associates | 7,432 | $2.03M | 0.27% | +470+6.8% | Added |
| Cambridge Trust Co | 7,425 | $2.03M | 0.09% | −67−0.9% | Reduced |
| Focused Wealth Management, Inc | 7,411 | $2.02M | 0.36% | −19−0.3% | Reduced |
| Ropes Wealth Advisors LLC | 7,402 | $2.02M | 0.39% | −574−7.2% | Reduced |
| Ritholtz Wealth Management | 7,397 | $2.02M | 0.09% | +357+5.1% | Added |
| Valley Brook Capital Group | 7,335 | $2.00M | 1.98% | +275+3.9% | Added |
| Cunning Capital Partners, LP | 7,320 | $2.00M | 1.31% | +7,320 | Added |
| Redwood Investment Management, LLC | 7,269 | $1.98M | 0.17% | +7,269 | New |
| Columbia Trust Co 01012016 | 7,259 | $1.98M | 1.15% | +109+1.5% | Added |
| Triangle Securities Wealth Management | 7,214 | $1.97M | 0.70% | +30+0.4% | Added |
| Quest Investment Management LLC | 7,193 | $1.96M | 0.28% | 00.0% | Unchanged |
| Cross Staff Investments Inc | 7,163 | $1.96M | 1.91% | 00.0% | Unchanged |
| Garrett Investment Advisors LLC | 7,161 | $1.96M | 0.26% | −111−1.5% | Reduced |
| Legacy Bridge, LLC | 7,130 | $1.95M | 1.39% | +150+2.1% | Added |
| Worth Asset Management, LLC | 7,084 | $1.93M | 1.56% | +7,084 | New |
| Gables Capital Management Inc. | 7,070 | $1.93M | 1.34% | 00.0% | Unchanged |
| Cascade Investment Advisors, Inc. | 7,055 | $1.93M | 1.52% | −35−0.5% | Reduced |
| Rockland Trust Co | 7,050 | $1.92M | 0.12% | +99+1.4% | Added |
| Weatherly Asset Management L. P. | 7,043 | $1.92M | 0.23% | −420−5.6% | Reduced |
| Modera Wealth Management, LLC | 7,026 | $1.92M | 0.04% | −4,068−36.7% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 7,015 | $1.92M | 1.26% | +99+1.4% | Added |
| Franklin Street Advisors Inc | 7,005 | $1.91M | 0.17% | −150−2.1% | Reduced |
| Parallel Advisors, LLC | 7,001 | $1.91M | 0.06% | +84+1.2% | Added |
| Horizon Kinetics Asset Management LLC | 6,999 | $1.91M | 0.04% | +401+6.1% | Added |
| Symmetry Partners, LLC | 6,998 | $1.91M | 0.10% | +2,480+54.9% | Added |
| Hoey Investments, Inc | 6,988 | $1.91M | 0.64% | −172−2.4% | Reduced |
| Wilson & Boucher Capital Management, LLC | 6,981 | $1.91M | 1.81% | 00.0% | Unchanged |
| Investment Management Corp of Ontario | 6,952 | $1.90M | 0.07% | −17,875−72.0% | Reduced |
| AMG National Trust Bank | 6,930 | $1.89M | 0.07% | 00.0% | Unchanged |
| Richelieu Gestion PLC | 6,916 | $1.89M | 1.75% | −4,752−40.7% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 6,915 | $1.89M | 0.84% | +583+9.2% | Added |
| Caas Capital Management LP | 6,900 | $1.88M | 0.42% | +6,900 | New |
| ARS Wealth Advisors Group, LLC | 6,881 | $1.88M | 0.31% | −1,150−14.3% | Reduced |
| Fort Point Capital Partners LLC | 6,878 | $1.88M | 0.30% | +450+7.0% | Added |
| Nemes Rush Group LLC | 6,840 | $1.87M | 0.34% | −24−0.3% | Reduced |
| Pine Valley Investments Ltd Liability Co | 6,837 | $1.87M | 0.18% | +1,193+21.1% | Added |
| Avantax Planning Partners, Inc. | 6,818 | $1.86M | 0.08% | +93+1.4% | Added |
| Staley Capital Advisers Inc | 6,814 | $1.86M | 0.10% | +14+0.2% | Added |
| Western Wealth Management, LLC | 6,810 | $1.86M | 0.16% | +8+0.1% | Added |
| Oak Asset Management, LLC | 6,806 | $1.86M | 0.80% | −15−0.2% | Reduced |
| XML Financial, LLC | 6,805 | $1.86M | 0.22% | +7+0.1% | Added |
| Hilton Capital Management, LLC | 6,783 | $1.85M | 0.25% | 00.0% | Unchanged |
| Wintrust Investments LLC | 6,753 | $1.84M | 0.19% | +1,687+33.3% | Added |
| NBC Securities, Inc. | 6,723 | $1.83M | 0.20% | +6,723 | New |
| Ar Asset Management Inc | 6,700 | $1.83M | 0.51% | 00.0% | Unchanged |
| Imprint Wealth LLC | 6,690 | $1.83M | 1.54% | +448+7.2% | Added |
| Greenfield Savings Bank | 6,677 | $1.82M | 1.14% | +6+0.1% | Added |
| RFG Advisory, LLC | 6,649 | $1.82M | 0.08% | −747−10.1% | Reduced |
| Convergence Investment Partners, LLC | 6,640 | $1.81M | 1.07% | −1,502−18.4% | Reduced |
| St Germain D J Co Inc | 6,628 | $1.81M | 0.10% | −40−0.6% | Reduced |
| Ramirez Asset Management, Inc. | 6,628 | $1.81M | 0.39% | +6,628 | New |
| Argus Investors' Counsel, Inc. | 6,600 | $1.80M | 1.30% | −440−6.3% | Reduced |
| Ibex Wealth Advisors | 6,591 | $1.80M | 0.46% | +6,591 | New |
| Forum Financial Management, LP | 6,588 | $1.80M | 0.04% | +1,559+31.0% | Added |
| Independent Financial Group, LLC | 6,578 | $1.80M | 0.12% | +496+8.2% | Added |
| Silverlake Wealth Management LLC | 6,522 | $1.78M | 1.00% | −1,076−14.2% | Reduced |
| Arete Wealth Advisors, LLC | 6,478 | $1.77M | 0.31% | −974−13.1% | Reduced |
| Sargent Investment Group, LLC | 6,471 | $1.77M | 0.43% | −58−0.9% | Reduced |
| Bragg Financial Advisors, Inc | 6,459 | $1.76M | 0.09% | −137−2.1% | Reduced |
| AXS Investments LLC | 6,429 | $1.76M | 0.45% | +3,906+154.8% | Added |
| Retirement Planning Co of New England, Inc. | 6,419 | $1.75M | 0.98% | +3,054+90.8% | Added |
| WealthPLAN Partners, LLC | 6,377 | $1.74M | 0.20% | +184+3.0% | Added |
| Probity Advisors, Inc. | 6,375 | $1.74M | 0.40% | −684−9.7% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,371 | $1.74M | 0.03% | 00.0% | Unchanged |
| Intellectus Partners, LLC | 6,359 | $1.74M | 0.55% | −475−7.0% | Reduced |
| Penobscot Investment Management Company, Inc. | 6,355 | $1.73M | 0.24% | +850+15.4% | Added |
| Osborne Partners Capital Management, LLC | 6,347 | $1.73M | 0.13% | −574−8.3% | Reduced |
| Csenge Advisory Group | 6,343 | $1.73M | 0.12% | +2,533+66.5% | Added |
| Y-Intercept (Hong Kong) Ltd | 6,342 | $1.73M | 0.17% | +1,986+45.6% | Added |
| Coastline Trust Co | 6,300 | $1.72M | 0.25% | −35−0.6% | Reduced |
| Inspire Advisors, LLC | 6,298 | $1.72M | 0.30% | +5+0.1% | Added |
| Eads & Heald Wealth Management | 6,296 | $1.72M | 0.90% | +574+10.0% | Added |
| Charles Schwab Trust Co | 6,277 | $1.71M | 0.19% | +36+0.6% | Added |
| Orleans Capital Management Corp | 6,245 | $1.70M | 1.27% | +1,680+36.8% | Added |
| Little House Capital LLC | 6,217 | $1.70M | 0.70% | +1,537+32.8% | Added |
| Vise Technologies, Inc. | 6,217 | $1.70M | 0.42% | −59−0.9% | Reduced |
| Watershed Private Wealth LLC | 6,215 | $1.70M | 1.05% | 00.0% | Unchanged |
| Haverford Trust Co | 6,208 | $1.69M | 0.02% | +10+0.2% | Added |
| Spreng Capital Management, Inc. | 6,152 | $1.68M | 1.23% | −30−0.5% | Reduced |
| Wade G W & Inc | 6,145 | $1.68M | 0.06% | +1,022+19.9% | Added |
| Zhang Financial LLC | 6,137 | $1.68M | 0.17% | +402+7.0% | Added |
| Leonteq Securities AG | 6,105 | $1.67M | 0.18% | −499−7.6% | Reduced |
| Foundations Investment Advisors, LLC | 6,092 | $1.66M | 0.05% | +939+18.2% | Added |
| Arkadios Wealth Advisors | 6,045 | $1.65M | 0.16% | +774+14.7% | Added |