Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| River Wealth Advisors LLC | 6,041 | $1.65M | 0.30% | −40−0.7% | Reduced |
| Cypress Capital Group | 6,041 | $1.65M | 0.24% | +1,083+21.8% | Added |
| Portside Wealth Group, LLC | 6,049 | $1.65M | 0.31% | +8+0.1% | Added |
| Benedict Financial Advisors Inc | 6,033 | $1.65M | 0.48% | +20+0.3% | Added |
| BCM Advisors, LLC | 7,000 | $1.64M | 0.49% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 6,017 | $1.64M | 0.12% | −123−2.0% | Reduced |
| Affinity Investment Advisors, LLC | 5,995 | $1.64M | 1.06% | −224−3.6% | Reduced |
| Jaffetilchin Investment Partners, LLC | 5,987 | $1.63M | 0.18% | −43−0.7% | Reduced |
| Guardian Investment Management | 5,987 | $1.63M | 1.50% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 5,987 | $1.63M | 0.50% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,982 | $1.63M | 0.06% | +5+0.1% | Added |
| First National Bank Sioux Falls | 5,970 | $1.63M | 0.97% | 00.0% | Unchanged |
| Washington Trust Bank | 5,967 | $1.63M | 0.17% | −25−0.4% | Reduced |
| Toth Financial Advisory Corp | 5,966 | $1.63M | 0.25% | +2,949+97.7% | Added |
| Checchi Capital Advisers, LLC | 5,965 | $1.63M | 0.15% | −46−0.8% | Reduced |
| Massachusetts Wealth Management | 5,951 | $1.62M | 1.49% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 5,928 | $1.62M | 0.19% | +1,238+26.4% | Added |
| Cozad Asset Management Inc | 5,927 | $1.62M | 0.21% | −79−1.3% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 5,917 | $1.62M | 1.70% | +1,133+23.7% | Added |
| Harbour Investments, Inc. | 5,890 | $1.61M | 0.08% | +673+12.9% | Added |
| Resources Management Corp | 5,890 | $1.61M | 0.26% | −400−6.4% | Reduced |
| Lifeworks Advisors, LLC | 5,887 | $1.61M | 0.63% | −13−0.2% | Reduced |
| Mattern Wealth Management LLC | 5,860 | $1.60M | 0.47% | −74−1.2% | Reduced |
| WBH Advisory Inc | 5,841 | $1.59M | 0.20% | −309−5.0% | Reduced |
| LGT Group Foundation | 5,850 | $1.59M | 0.04% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 5,789 | $1.58M | 0.07% | −1,002−14.8% | Reduced |
| Ballentine Partners, LLC | 5,786 | $1.58M | 0.04% | +165+2.9% | Added |
| Essex Savings Bank | 5,771 | $1.58M | 0.53% | −127−2.2% | Reduced |
| IFP Advisors, Inc | 5,760 | $1.57M | 0.07% | −9,045−61.1% | Reduced |
| Choate Investment Advisors | 5,755 | $1.57M | 0.06% | +973+20.3% | Added |
| Citizens Financial Group Inc | 5,699 | $1.56M | 0.06% | −1,006−15.0% | Reduced |
| CFM Wealth Partners LLC | 5,688 | $1.55M | 0.41% | 00.0% | Unchanged |
| Concord Wealth Partners | 5,682 | $1.55M | 0.33% | +3,178+126.9% | Added |
| Transamerica Financial Advisors, Inc. | 5,681 | $1.55M | 0.21% | −1,010−15.1% | Reduced |
| Cobblestone Capital Advisors LLC | 5,676 | $1.55M | 0.11% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 5,664 | $1.55M | 0.17% | +135+2.4% | Added |
| SevenBridge Financial Group, LLC | 5,656 | $1.54M | 0.40% | +449+8.6% | Added |
| Beaton Management Co. Inc. | 5,653 | $1.54M | 1.00% | −170−2.9% | Reduced |
| Princeton Capital Management LLC | 5,648 | $1.54M | 0.71% | −430−7.1% | Reduced |
| Duff & Phelps Investment Management Co | 5,640 | $1.54M | 0.02% | −135−2.3% | Reduced |
| Investment House LLC | 5,623 | $1.54M | 0.12% | 00.0% | Unchanged |
| G&S Capital LLC | 5,614 | $1.53M | 0.78% | −7,192−56.2% | Reduced |
| Fifth Third Wealth Advisors LLC | 5,604 | $1.53M | 0.62% | +2,630+88.4% | Added |
| Shepherd Financial Partners LLC | 5,599 | $1.53M | 0.24% | +267+5.0% | Added |
| Parkside Financial Bank & Trust | 5,556 | $1.52M | 0.35% | +86+1.6% | Added |
| Cigna Investments Inc | 5,522 | $1.51M | 0.35% | −742−11.8% | Reduced |
| Cottage Street Advisors LLC | 5,512 | $1.50M | 1.10% | +319+6.1% | Added |
| Bartlett & Co. Wealth Management LLC | 5,503 | $1.50M | 0.03% | +803+17.1% | Added |
| Bartlett & Co. LLC | 5,503 | $1.50M | 0.03% | +803+17.1% | Added |
| Clearstead Advisors, LLC | 5,499 | $1.50M | 0.09% | +1,170+27.0% | Added |
| True North Advisors, LLC | 5,496 | $1.50M | 0.46% | −516−8.6% | Reduced |
| RMB Capital Management, LLC | 5,475 | $1.49M | 0.05% | +77+1.4% | Added |
| Clarius Group, LLC | 5,465 | $1.49M | 0.14% | −1,310−19.3% | Reduced |
| Wolverine Trading, LLC | 5,455 | $1.49M | 0.01% | −50,545−90.3% | Reduced |
| Versor Investments LP | 5,426 | $1.48M | 0.30% | +1,400+34.8% | Added |
| HM Payson & Co | 5,392 | $1.47M | 0.03% | +109+2.1% | Added |
| Sequent Asset Management, LLC | 5,375 | $1.47M | 1.61% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 5,367 | $1.47M | 0.80% | −260−4.6% | Reduced |
| Campbell & CO Investment Adviser LLC | 5,326 | $1.45M | 0.17% | +3,166+146.6% | Added |
| Schechter Investment Advisors, LLC | 5,323 | $1.45M | 0.14% | −74−1.4% | Reduced |
| Douglas Lane & Associates, LLC | 5,317 | $1.45M | 0.02% | −66−1.2% | Reduced |
| Glen Eagle Advisors, LLC | 5,301 | $1.45M | 0.34% | −82−1.5% | Reduced |
| Kovack Advisors, Inc. | 5,300 | $1.45M | 0.20% | +848+19.0% | Added |
| Prosperity Consulting Group, LLC | 5,294 | $1.45M | 0.66% | +4,060+329.0% | Added |
| Sonora Investment Management Group, LLC | 5,278 | $1.44M | 0.12% | +147+2.9% | Added |
| Indiana Trust & Investment Management CO | 5,277 | $1.44M | 0.73% | −45−0.8% | Reduced |
| Cladis Investment Advisory, LLC | 5,272 | $1.44M | 1.26% | −50−0.9% | Reduced |
| Optimum Investment Advisors | 5,262 | $1.44M | 0.74% | +342+7.0% | Added |
| Old Mission Investment Co LLC | 5,260 | $1.44M | 0.56% | +22+0.4% | Added |
| Cookson Peirce & Co Inc | 5,252 | $1.43M | 0.09% | +93+1.8% | Added |
| International Assets Investment Management, LLC | 5,205 | $1.42M | 0.19% | +24+0.5% | Added |
| Fosun International Ltd | 5,188 | $1.42M | 0.23% | +5,188 | New |
| NorthRock Partners, LLC | 5,178 | $1.41M | 0.15% | +891+20.8% | Added |
| Buckingham Strategic Partners | 5,177 | $1.41M | 0.07% | +2,217+74.9% | Added |
| SOL Capital Management CO | 5,177 | $1.41M | 0.22% | 00.0% | Unchanged |
| Eagle Rock Investment Company, LLC | 5,175 | $1.41M | 0.32% | −148−2.8% | Reduced |
| Advisors Management Group Inc | 5,172 | $1.41M | 0.43% | −46−0.9% | Reduced |
| Accurate Wealth Management, LLC | 5,174 | $1.41M | 0.44% | +678+15.1% | Added |
| Garrison Point Advisors, LLC | 5,155 | $1.41M | 1.09% | −195−3.6% | Reduced |
| Cape Cod Five Cents Savings Bank | 5,148 | $1.41M | 0.08% | +2,466+91.9% | Added |
| First County Bank | 5,142 | $1.40M | 0.73% | +131+2.6% | Added |
| Institute for Wealth Management, LLC. | 5,137 | $1.40M | 0.26% | −13−0.3% | Reduced |
| Amarillo National Bank | 5,136 | $1.40M | 0.29% | −100−1.9% | Reduced |
| Wolff Financial Management LLC | 5,130 | $1.40M | 0.48% | +5,130 | New |
| GYL Financial Synergies, LLC | 5,122 | $1.40M | 0.14% | +24+0.5% | Added |
| Comerica Securities,inc. | 5,103 | $1.39M | 0.12% | −99−1.9% | Reduced |
| Xcel Wealth Management, LLC | 5,096 | $1.39M | 0.55% | −48−0.9% | Reduced |
| Coastal Investment Advisors, Inc. | 5,651 | $1.39M | 0.32% | −150−2.6% | Reduced |
| Naviter Wealth, LLC | 5,074 | $1.39M | 0.33% | +139+2.8% | Added |
| Costello Asset Management, INC | 5,040 | $1.38M | 1.26% | −90−1.8% | Reduced |
| ABN AMRO Bank N.V. | 5,032 | $1.38M | 0.02% | +1,000+24.8% | Added |
| Proequities, Inc. | 5,016 | $1.37M | 0.11% | −148−2.9% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,011 | $1.37M | 0.69% | −601−10.7% | Reduced |
| Manchester Financial Inc | 4,984 | $1.36M | 0.40% | −275−5.2% | Reduced |
| Exencial Wealth Advisors, LLC | 4,946 | $1.35M | 0.07% | +3,229+188.1% | Added |
| Wealthspire Advisors, LLC | 4,898 | $1.34M | 0.02% | +2,357+92.8% | Added |
| Baker Tilly Wealth Management, LLC | 4,895 | $1.34M | 0.22% | −41−0.8% | Reduced |
| Boston Family Office LLC | 4,881 | $1.33M | 0.11% | +1,760+56.4% | Added |
| Northern Financial Advisors Inc | 4,877 | $1.33M | 1.22% | −49−1.0% | Reduced |
| Continuum Advisory, LLC | 4,873 | $1.33M | 0.21% | +186+4.0% | Added |