Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Schear Investment Advisers, LLC | 4,867 | $1.33M | 1.43% | −288−5.6% | Reduced |
| Gilbert & Cook, Inc. | 4,867 | $1.33M | 0.21% | +425+9.6% | Added |
| Garde Capital, Inc. | 4,846 | $1.32M | 0.11% | +10+0.2% | Added |
| Ingalls & Snyder LLC | 4,847 | $1.32M | 0.06% | +118+2.5% | Added |
| Stratos Wealth Advisors, LLC | 4,845 | $1.32M | 0.09% | +1,259+35.1% | Added |
| Legacy Advisors, LLC | 4,822 | $1.32M | 0.21% | +2,954+158.1% | Added |
| GPS Wealth Strategies Group, LLC | 4,822 | $1.32M | 0.25% | +323+7.2% | Added |
| Quadrant Capital Group LLC | 4,808 | $1.31M | 0.13% | +533+12.5% | Added |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.31M | 0.78% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 4,782 | $1.31M | 0.13% | +166+3.6% | Added |
| LexAurum Advisors, LLC | 4,779 | $1.30M | 0.38% | +241+5.3% | Added |
| Diligent Investors, LLC | 4,759 | $1.30M | 0.40% | −100−2.1% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,760 | $1.30M | 1.27% | +180+3.9% | Added |
| Tower Bridge Advisors | 4,735 | $1.29M | 0.12% | −110−2.3% | Reduced |
| Diamant Asset Management, Inc. | 4,735 | $1.29M | 1.06% | 00.0% | Unchanged |
| Charter Research & Investment Group, Inc. | 4,733 | $1.29M | 1.16% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,730 | $1.29M | 0.43% | −19−0.4% | Reduced |
| Donoghue Forlines LLC | 4,721 | $1.29M | 0.46% | −307−6.1% | Reduced |
| Total Clarity Wealth Management, Inc. | 4,705 | $1.28M | 0.62% | −811−14.7% | Reduced |
| Flaharty Asset Management, LLC | 4,698 | $1.28M | 0.21% | −487−9.4% | Reduced |
| Transcend Wealth Collective, LLC | 4,684 | $1.28M | 0.12% | +1,049+28.9% | Added |
| Widmann Financial Services, Inc. | 4,676 | $1.28M | 1.27% | −20−0.4% | Reduced |
| Eudaimonia Partners, LLC | 4,675 | $1.28M | 0.31% | −6−0.1% | Reduced |
| First Foundation Advisors | 4,674 | $1.28M | 0.06% | −427−8.4% | Reduced |
| Essex Investment Management Co LLC | 4,655 | $1.27M | 0.21% | −854−15.5% | Reduced |
| Byrne Asset Management LLC | 4,643 | $1.27M | 1.05% | +4+0.1% | Added |
| Opes Wealth Management LLC | 4,641 | $1.27M | 0.35% | +15+0.3% | Added |
| Flputnam Investment Management Co | 4,613 | $1.26M | 0.03% | +17+0.4% | Added |
| Great Lakes Retirement, Inc. | 4,605 | $1.26M | 0.23% | +607+15.2% | Added |
| Am Investment Strategies LLC | 4,582 | $1.25M | 0.41% | 00.0% | Unchanged |
| Patten & Patten Inc | 4,578 | $1.25M | 0.11% | −114−2.4% | Reduced |
| Waldron Private Wealth LLC | 4,563 | $1.25M | 0.06% | +39+0.9% | Added |
| LVM Capital Management Ltd | 4,558 | $1.24M | 0.18% | +2,398+111.0% | Added |
| Smithfield Trust Co | 4,552 | $1.24M | 0.08% | +137+3.1% | Added |
| Bahl & Gaynor Inc | 4,537 | $1.24M | 0.01% | −177−3.8% | Reduced |
| Beacon Investment Advisors LLC | 4,511 | $1.23M | 0.87% | +3+0.1% | Added |
| Westhampton Capital, LLC | 4,510 | $1.23M | 0.79% | 00.0% | Unchanged |
| Allen Capital Group, LLC | 4,527 | $1.23M | 0.23% | +20.0% | Added |
| Dynamic Advisor Solutions LLC | 4,506 | $1.23M | 0.06% | +732+19.4% | Added |
| Wedmont Private Capital | 4,518 | $1.23M | 0.12% | +523+13.1% | Added |
| West Oak Capital, LLC | 4,467 | $1.22M | 0.61% | −50−1.1% | Reduced |
| Eastern Bank | 4,459 | $1.22M | 0.06% | −180−3.9% | Reduced |
| Aaron Wealth Advisors | 4,452 | $1.22M | 0.16% | +103+2.4% | Added |
| Beech Hill Advisors, Inc. | 4,450 | $1.21M | 0.61% | 00.0% | Unchanged |
| RS Crum Inc. | 4,430 | $1.21M | 0.43% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 4,409 | $1.20M | 0.05% | +304+7.4% | Added |
| High Falls Advisors, Inc | 4,406 | $1.20M | 0.36% | +4+0.1% | Added |
| Aureus Asset Management, LLC | 4,405 | $1.20M | 0.10% | +20.0% | Added |
| Biltmore Family Office, LLC | 4,398 | $1.20M | 0.27% | −14−0.3% | Reduced |
| Norway Savings Bank | 4,375 | $1.19M | 0.59% | +30+0.7% | Added |
| Farmers Trust Co | 4,370 | $1.19M | 0.28% | 00.0% | Unchanged |
| Northwest Quadrant Wealth Management, LLC | 4,357 | $1.19M | 0.33% | −16−0.4% | Reduced |
| Strategic Blueprint, LLC | 4,350 | $1.19M | 0.11% | −73−1.7% | Reduced |
| TRUE Private Wealth Advisors | 4,342 | $1.19M | 0.16% | +137+3.3% | Added |
| Confluence Wealth Services, Inc. | 4,309 | $1.18M | 0.23% | +165+4.0% | Added |
| CWA Asset Management Group, LLC | 4,307 | $1.18M | 0.09% | +381+9.7% | Added |
| Sit Investment Associates Inc | 4,300 | $1.17M | 0.03% | 00.0% | Unchanged |
| Rollins Financial | 4,288 | $1.17M | 0.29% | +658+18.1% | Added |
| Capital Wealth Planning, LLC | 4,285 | $1.17M | 0.01% | −129−2.9% | Reduced |
| Woodward Diversified Capital, LLC | 4,278 | $1.17M | 0.84% | +258+6.4% | Added |
| FinTrust Capital Advisors, LLC | 4,277 | $1.17M | 0.26% | −33−0.8% | Reduced |
| Veracity Capital LLC | 4,276 | $1.17M | 0.54% | +4,276 | New |
| WD Rutherford LLC | 4,265 | $1.16M | 0.80% | −544−11.3% | Reduced |
| Insigneo Advisory Services, LLC | 4,254 | $1.16M | 0.24% | +396+10.3% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,240 | $1.16M | 0.10% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,211 | $1.16M | 0.26% | +3+0.1% | Added |
| Catalyst Financial Partners LLC | 4,232 | $1.16M | 0.37% | +359+9.3% | Added |
| Werlinich Asset Management, LLC | 4,231 | $1.15M | 0.95% | +56+1.3% | Added |
| Brighton Jones LLC | 4,223 | $1.15M | 0.06% | +730+20.9% | Added |
| Birch Hill Investment Advisors LLC | 4,214 | $1.15M | 0.07% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,214 | $1.15M | 0.99% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,209 | $1.15M | 0.46% | +148+3.6% | Added |
| Princeton Global Asset Management LLC | 4,185 | $1.14M | 0.32% | −200−4.6% | Reduced |
| First Hawaiian Bank | 4,179 | $1.14M | 0.04% | −194−4.4% | Reduced |
| Capital Investment Advisory Services, LLC | 4,164 | $1.14M | 0.11% | +453+12.2% | Added |
| Summit Trail Advisors, LLC | 4,162 | $1.14M | 0.04% | +285+7.4% | Added |
| Southeast Asset Advisors Inc. | 4,150 | $1.13M | 0.16% | +142+3.5% | Added |
| Balentine LLC | 4,125 | $1.13M | 0.04% | +146+3.7% | Added |
| Intrua Financial, LLC | 4,115 | $1.12M | 0.20% | +191+4.9% | Added |
| Monticello Wealth Management, LLC | 4,105 | $1.12M | 0.11% | 00.0% | Unchanged |
| Montis Financial, LLC | 4,094 | $1.12M | 0.75% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 4,089 | $1.12M | 0.30% | +77+1.9% | Added |
| Windsor Group LTD | 4,087 | $1.12M | 0.20% | −129−3.1% | Reduced |
| Live Oak Private Wealth LLC | 4,081 | $1.11M | 0.24% | 00.0% | Unchanged |
| First Dallas Securities Inc. | 4,072 | $1.11M | 0.26% | −4,242−51.0% | Reduced |
| Gradient Investments LLC | 4,054 | $1.11M | 0.03% | −135−3.2% | Reduced |
| Roman Butler Fullerton & Co | 4,124 | $1.10M | 0.52% | +26+0.6% | Added |
| V-Square Quantitative Management LLC | 4,043 | $1.10M | 0.49% | +1,003+33.0% | Added |
| Chicago Capital, LLC | 4,035 | $1.10M | 0.05% | 00.0% | Unchanged |
| SNS Financial Group, LLC | 4,034 | $1.10M | 0.15% | +23+0.6% | Added |
| CoreCap Advisors, LLC | 4,031 | $1.10M | 0.08% | −4,445−52.4% | Reduced |
| IAM Advisory, LLC | 4,030 | $1.10M | 0.38% | −5−0.1% | Reduced |
| JW Asset Management, LLC | 4,024 | $1.10M | 0.48% | +4,024 | New |
| Acorn Wealth Advisors, LLC | 4,020 | $1.10M | 0.73% | −44−1.1% | Reduced |
| ZWJ Investment Counsel Inc | 4,018 | $1.10M | 0.06% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 4,018 | $1.10M | 0.56% | +1,033+34.6% | Added |
| IPG Investment Advisors LLC | 4,014 | $1.10M | 0.24% | +248+6.6% | Added |
| Journey Advisory Group, LLC | 4,012 | $1.10M | 0.16% | −50−1.2% | Reduced |
| City State Bank | 4,005 | $1.09M | 0.60% | −207−4.9% | Reduced |
| Saybrook Capital | 4,000 | $1.09M | 0.33% | 00.0% | Unchanged |