Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Norwood Financial Corp | 3,995 | $1.09M | 1.76% | −25−0.6% | Reduced |
| Trustmark National Bank Trust Department | 3,984 | $1.09M | 0.11% | −320−7.4% | Reduced |
| Cim Investment Mangement Inc | 3,978 | $1.09M | 0.40% | −92−2.3% | Reduced |
| Symphony Financial, Ltd. Co. | 3,996 | $1.08M | 0.27% | +844+26.8% | Added |
| Harvest Fund Management Co., Ltd | 3,959 | $1.08M | 0.19% | +1,770+80.9% | Added |
| Syon Capital LLC | 3,959 | $1.08M | 0.13% | +3,959 | New |
| Texas Capital Bancshares Inc | 3,956 | $1.08M | 0.60% | +8+0.2% | Added |
| IVC Wealth Advisors LLC | 3,955 | $1.08M | 0.72% | +16+0.4% | Added |
| CoreFirst Bank & Trust | 3,952 | $1.08M | 0.77% | +9+0.2% | Added |
| Quad-Cities Investment Group, LLC | 3,950 | $1.08M | 0.72% | −71−1.8% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 3,940 | $1.08M | 0.84% | −5−0.1% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 3,938 | $1.08M | 0.18% | −2,077−34.5% | Reduced |
| Security National Bank | 3,882 | $1.07M | 0.30% | −1,000−20.5% | Reduced |
| Jump Financial, LLC | 3,928 | $1.07M | 0.04% | +879+28.8% | Added |
| Mayflower Financial Advisors, LLC | 3,913 | $1.07M | 0.16% | −60−1.5% | Reduced |
| Cooper Financial Group | 3,893 | $1.06M | 0.26% | +856+28.2% | Added |
| TKG Advisors, LLC | 3,876 | $1.06M | 0.70% | −4,955−56.1% | Reduced |
| Virtue Capital Management, LLC | 4,321 | $1.06M | 0.18% | 00.0% | Unchanged |
| Sound Financial Strategies Group, LLC | 3,870 | $1.06M | 0.87% | −349−8.3% | Reduced |
| CRA Financial Services, LLC | 3,868 | $1.06M | 0.29% | 00.0% | Unchanged |
| RFP Financial Group LLC | 3,840 | $1.05M | 0.46% | −272−6.6% | Reduced |
| Edge Capital Group, LLC | 3,839 | $1.05M | 0.07% | −7,000−64.6% | Reduced |
| Flagship Harbor Advisors, LLC | 3,822 | $1.04M | 0.09% | −577−13.1% | Reduced |
| Advisory Alpha, LLC | 3,815 | $1.04M | 0.05% | −1,549−28.9% | Reduced |
| Delta Investment Management, LLC | 3,810 | $1.04M | 0.29% | +175+4.8% | Added |
| Paradigm Asset Management Co LLC | 3,800 | $1.04M | 0.29% | −200−5.0% | Reduced |
| UniSuper Management Pty Ltd | 3,800 | $1.04M | 0.01% | 00.0% | Unchanged |
| EHP Funds Inc. | 3,800 | $1.04M | 0.49% | +1,580+71.2% | Added |
| Westwood Management Corp | 3,800 | $1.04M | 0.15% | 00.0% | Unchanged |
| First Citizens Financial Corp | 3,795 | $1.04M | 0.73% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 3,784 | $1.03M | 0.20% | +17+0.5% | Added |
| South State Corp. | 3,784 | $1.03M | 0.10% | +27+0.7% | Added |
| Circle Wealth Management, LLC | 3,774 | $1.03M | 0.03% | +58+1.6% | Added |
| Morse Asset Management, Inc | 3,769 | $1.03M | 0.33% | +680+22.0% | Added |
| Fort Pitt Capital Group, LLC | 3,753 | $1.02M | 0.04% | −12−0.3% | Reduced |
| Crawford Investment Counsel Inc | 3,753 | $1.02M | 0.02% | +7+0.2% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,737 | $1.02M | 0.13% | +268+7.7% | Added |
| Rodgers Brothers Inc. | 3,710 | $1.01M | 0.17% | +65+1.8% | Added |
| Sunbelt Securities, Inc. | 3,708 | $1.01M | 0.14% | +1,001+37.0% | Added |
| Private Asset Management Inc | 3,689 | $1.01M | 0.24% | −948−20.4% | Reduced |
| WealthTrust Asset Management, LLC | 3,682 | $1.01M | 0.94% | −52−1.4% | Reduced |
| Marble Harbor Investment Counsel, LLC | 3,682 | $1.01M | 0.13% | +3+0.1% | Added |
| Johnson Financial Group, Inc. | 3,680 | $1.00M | 0.07% | +509+16.1% | Added |
| Legacy Capital Group California, Inc. | 3,678 | $1.00M | 0.43% | +3+0.1% | Added |
| Fairview Capital Investment Management, LLC | 3,668 | $1.00M | 0.06% | 00.0% | Unchanged |
| BlueCrest Capital Management Ltd | 3,668 | $1.00M | 0.16% | +3,668 | New |
| Penobscot Wealth Management | 3,665 | $999.0K | 0.76% | −32−0.9% | Reduced |
| Ostrum Asset Management | 3,657 | $998.4K | 0.09% | −25−0.7% | Reduced |
| Rooted Wealth Advisors, Inc. | 3,938 | $997.0K | 0.61% | +580+17.3% | Added |
| Investment Partners, Ltd. | 3,651 | $996.8K | 0.52% | −264−6.7% | Reduced |
| Regal Investment Advisors LLC | 3,645 | $995.1K | 0.09% | −203−5.3% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 3,643 | $994.6K | 0.46% | +10.0% | Added |
| First Manhattan Co | 3,630 | $991.2K | 0.00% | +2+0.1% | Added |
| Shell Asset Management Co | 3,623 | $989.0K | 0.04% | −17−0.5% | Reduced |
| Dumont & Blake Investment Advisors LLC | 3,614 | $987.0K | 0.33% | +5+0.1% | Added |
| Davis R M Inc | 3,599 | $983.0K | 0.02% | −47−1.3% | Reduced |
| High Net Worth Advisory Group LLC | 3,596 | $981.7K | 0.39% | −110−3.0% | Reduced |
| HCR Wealth Advisors | 3,586 | $979.1K | 0.21% | +603+20.2% | Added |
| AdvisorNet Financial, Inc | 3,584 | $978.6K | 0.09% | −4,215−54.0% | Reduced |
| J. W. Coons Advisors, LLC | 3,580 | $977.3K | 0.28% | 00.0% | Unchanged |
| Taurus Asset Management, LLC | 3,558 | $971.3K | 0.12% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,553 | $969.9K | 0.19% | +243+7.3% | Added |
| Delta Financial Group, Inc. | 3,547 | $968.0K | 0.33% | +3,547 | New |
| Boston Research & Management Inc | 3,542 | $966.0K | 0.29% | 00.0% | Unchanged |
| Telos Capital Management, Inc. | 3,536 | $965.3K | 0.13% | −300−7.8% | Reduced |
| Founders Financial Securities LLC | 3,534 | $964.9K | 0.13% | −300−7.8% | Reduced |
| Everett Harris & Co | 3,533 | $964.5K | 0.02% | +82+2.4% | Added |
| SS&H Financial Advisors, Inc. | 3,525 | $962.0K | 0.45% | +3,525 | New |
| DMG Group, LLC | 3,517 | $960.1K | 0.97% | −20−0.6% | Reduced |
| Rehmann Capital Advisory Group | 3,513 | $959.2K | 0.09% | −81−2.3% | Reduced |
| Steigerwald, Gordon & Koch Inc. | 3,512 | $958.8K | 0.15% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,506 | $957.1K | 0.23% | +1,187+51.2% | Added |
| Centaurus Financial, Inc. | 3,502 | $956.0K | 0.08% | +946+37.0% | Added |
| Wealth Architects, LLC | 3,483 | $950.8K | 0.16% | +88+2.6% | Added |
| Missouri Trust & Investment Co | 3,479 | $949.8K | 0.43% | −10−0.3% | Reduced |
| Washington Trust Co | 3,477 | $949.2K | 0.04% | −464−11.8% | Reduced |
| Cornerstone Wealth Management, LLC | 3,471 | $948.1K | 0.09% | +419+13.7% | Added |
| Aspen Investment Management Inc | 3,467 | $946.0K | 0.57% | −50−1.4% | Reduced |
| Savoie Capital LLC | 3,465 | $945.9K | 0.25% | +3,465 | New |
| MPS Loria Financial Planners, LLC | 3,457 | $943.8K | 0.37% | +701+25.4% | Added |
| Tiemann Investment Advisors, LLC | 3,457 | $943.8K | 0.50% | +120+3.6% | Added |
| Dark Forest Capital Management LP | 3,445 | $940.5K | 0.08% | −1,088−24.0% | Reduced |
| Gleason Group, Inc. | 3,445 | $940.4K | 0.25% | −159−4.4% | Reduced |
| Curated Wealth Partners LLC | 3,438 | $938.6K | 0.17% | −311−8.3% | Reduced |
| Inscription Capital, LLC | 3,434 | $937.5K | 0.31% | −3,202−48.3% | Reduced |
| Thomasville National Bank | 3,430 | $936.4K | 0.09% | +25+0.7% | Added |
| Sompo Asset Management Co., Ltd. | 3,420 | $933.7K | 0.20% | +970+39.6% | Added |
| Cahill Financial Advisors Inc | 3,419 | $933.3K | 0.16% | −18−0.5% | Reduced |
| Laird Norton Trust Company, LLC | 3,407 | $929.9K | 0.12% | 00.0% | Unchanged |
| Puzo Michael J | 3,400 | $928.2K | 0.31% | −525−13.4% | Reduced |
| SageView Advisory Group, LLC | 3,391 | $925.8K | 0.05% | +40+1.2% | Added |
| Sawgrass Asset Management LLC | 3,385 | $924.1K | 0.11% | +130+4.0% | Added |
| Fundamentun, LLC | 3,366 | $919.1K | 0.14% | +1,485+78.9% | Added |
| JFS Wealth Advisors, LLC | 3,351 | $914.7K | 0.09% | +3+0.1% | Added |
| Titleist Asset Management, LLC | 3,346 | $913.5K | 0.19% | −172−4.9% | Reduced |
| Auxier Asset Management | 3,330 | $909.1K | 0.16% | −100−2.9% | Reduced |
| Benjamin Edwards Inc | 3,312 | $904.0K | 0.21% | +145+4.6% | Added |
| Security Financial Services, INC. | 3,310 | $903.5K | 0.26% | +10.0% | Added |
| Retirement Guys Formula LLC | 3,304 | $902.0K | 0.63% | +3,304 | New |
| Marshall Wace, LLP | 3,299 | $900.6K | 0.00% | −143,044−97.7% | Reduced |